Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 013-18 related to the introduction of clearing for OTC FX products (FX spots, swaps, and forwards) and cross-currency swaps for EU Clearing Members (no clearing for US Clearing Members or US persons) 02/05/2018 Certified 02/20/2018 2
CME Expansion of CME Clearing's Acceptance of Mexican Foreign Sovereign Debt as Performance Bond. 02/08/2018 Certified 02/23/2018 1
ICECC ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. 02/08/2018 Certified 02/23/2018 2
EUREX Stated policy in Eurex Clearing Circualr 015-18 related to fee rebate program and readiness rebate program for the Eurex EnLight service 02/08/2018 Certified 02/23/2018 2
LX Modifications to the LedgerX Operations Manual. This is refiling of the withdrawn 1/29/2018 submission (1801-2914-3341-11) based on conversations with CFTC staff in DCR. 02/09/2018 Certified 02/26/2018 2
CME Weekly Notification of Rule Amendments - Week of January 29, 2018 02/09/2018 Notified 02/09/2018 1
CME Delisting of the Markit iTraxx Europe Main 7Y Swap (Cleared Only) Contract 02/09/2018 Certified 02/09/2018 1
SGX-DC Weekly notification of rule amendments for the week of 5 February 2018. 02/11/2018 Notified 02/11/2018 2
EUREX Proposed rule changes in Eurex Clearing Circular 017-18 related to Eurex Bonds termination, editorial amendments, specifications for debt collateral, STM Model, charging of mistrade fees, and securities lending 02/13/2018 Certified 02/27/2018 2
LCHSA LCH SA is submitting for self-certification the proposed changes necessary to implement a new end of day price contribution window for CDX North American indices and related single names. 02/14/2018 Certified 03/01/2018 1
ICLREU2 ICEU is modifying its CDS Procedures to support clearing of a new single-name CDS transaction type. ICEU is also amending its CDS Risk Policy and CDS Risk Model Description to better address certain risks associated with CDS referencing EU banks. 02/14/2018 Certified 03/01/2018 3
CME Weekly Notification of Rule Amendments - Week of February 5, 2018 02/14/2018 Notified 02/14/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 018-18 related to introduction of transaction fees for OTC block trades in EURO STOXX 50r Index Options that have been electively not disclosed intraday by the Eurex Exchanges' T7 system 02/15/2018 Certified 03/02/2018 2
CCH Changing entity name from "Cantor Clearinghouse, L.P." to "CX Clearinghouse, L.P." 02/16/2018 Certified 03/05/2018 2
CME Weekly Notification of Rule Amendments - Week of February 12, 2018 02/21/2018 Notified 02/21/2018 1
ICLR US ICUS is amending its Risk Management Framework to provide for enhancements related to the calculation of shortfall margin; increasing the size of the guaranty fund; and changing the methodology for allocating the guaranty fund to clearing members. 02/22/2018 Certified 03/08/2018 2
ICLR US ICUS is amending its Risk Management Framework to ensure compliance with regulatory liquidity requirements by requiring clearing members to maintain 35% of house margin in cash. 02/22/2018 Certified 03/08/2018 2
LCHLTD Change to the LCH LTD London Deposit Rate (LDR) applicable to cash balances held on SwapClear and ForexClear services clearing member accounts. 02/23/2018 Notified 02/23/2018 1
CME Amendments to CME Chapter 901 ("Interest Rate Swaps Contract Terms") for the BRL Interest Rate Swaps Contract 02/23/2018 Certified 03/09/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 023-18 related to broadening the scope of the Multiple Clearing Relationship Framework, align outsourcing rules with German law, and amending one technical agreement 02/27/2018 Certified 03/13/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circualr 021-18 related to IRS Section 871(m) transactions 02/27/2018 Certified 03/13/2018 2
ICLREU2 ICEU Self-Certification in respect of the F&O Concentration Charge Policy v1.6 02/28/2018 Certified 03/14/2018 2
CME Modifications to the OTC FX Non-Deliverable Forwards Incentive Program 02/28/2018 Certified 03/14/2018 2
CME Weekly Notification of Rule Amendments - Week of February 19, 2018 03/01/2018 Notified 03/01/2018 1
SGX-DC Weekly notification of rule amendments for the week of 26 February 2018. 03/04/2018 Notified 03/04/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 026-18 related to revising the implementation date, taking into account prefunding amounts for late clearing members, and allowing trade amendments for OTC Currency Product clearing 03/05/2018 Certified 03/19/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 028-18 related to futures and options on the Sensex Index 03/06/2018 Certified 03/20/2018 2
CME Weekly Notification of Rule Amendments - Week of February 26, 2018 03/07/2018 Notified 03/07/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 029-18 related to the interest rate for customer cash collateral, changes to cash handling and securities collateral fees, and an incentive scheme for gross omnibus and ISA models 03/07/2018 Certified 03/21/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 03/09/2018 Notified 03/09/2018 2
SGX-DC Weekly notification of rule amendments for the week of 13 March 2018. 03/13/2018 Notified 03/13/2018 2
ICECC ICE Clear Credit proposes updates to the ICC Operational Risk Management Framework. 03/13/2018 Certified 03/27/2018 2
CME Modifications to the CME OTC FX Fee Waiver Program 03/14/2018 Certified 03/28/2018 1
CME Weekly Notification of Rule Amendments - Week of March 5, 2018 03/14/2018 Notified 03/14/2018 1
LCHLTD LCH Limited Self Certification: Clarifying Rule Changes related to the Provisions on the Treatment of Variation Margin for FCMs 03/15/2018 Certified 03/29/2018 1
LCHLTD LCH Limited Self Certification: Criminal Finance Act amendment rule changes. This amendment clarifies that the Clearing Member warranty is limited in scope to those activities in relation to its status as a CM. 03/15/2018 Certified 03/29/2018 1
LCHLTD Rulebook changes in support of the LCH LTD ForexClear service launch of clearing for FX Options. 03/15/2018 Certified 03/29/2018 1
ICLREU2 ICE Clear Europe Changes to F&O Initial Contribution 03/15/2018 Certified 03/29/2018 2
ICLR US ICE Clear US is amending the Rules to provide for contributions from Listing Exchanges as additional default resources. 03/15/2018 Certified 03/29/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 03/16/2018 Notified 03/16/2018 2
SGX-DC Weekly notification of rule amendments for the week of 12 March 2018. 03/19/2018 Notified 03/19/2018 2
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX IHS McCloskey Indonesian 4200kc GAR FOB Thermal Coal Swaps Contract. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. 03/21/2018 Certified 04/03/2018 1
LCHLTD Changes to the fees LCH LTD applies in respect of non-cash collateral posted as margin collateral to the Clearing House. 03/21/2018 Certified 04/04/2018 1
CME Weekly Notification of Rule Amendments - Week of March 12, 2018 03/21/2018 Notified 03/21/2018 1
ICLR US ICUS has determined to move to a direct settlement model that allows clearing members to utilize Qualified Financial Institutions (QFIs) which may or may not be related to the Approved Financial Institutions (AFIs) utilized by ICUS. 03/22/2018 Withdrawn 04/04/2018 2
LCHLTD The SwapClear list of Approved Trade Source Systems (ATSS), publicly available on LCH's website has been updated to include the full legal names of each ATSS currently connected to the service. 03/23/2018 Notified 03/23/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 032-18 related to extending the Individual Clearing Model to Specified Clients of Clearing Members and providing clarification in the event of a new execution of the Pledge Agreement by a Clearing Member 03/23/2018 Certified 04/06/2018 11
EUREX Proposed rule amendments in Eurex Clearing Circular 033-18 related to administrative changes to the SONIA and SARON swaps, eliminating references to Eurex Zurich AG, and clarifying the default fund replenishment provisions 03/23/2018 Certified 04/06/2018 2
SGX-DC Weekly notification of rule amendments for the week of 19 March 2018. 03/26/2018 Notified 03/26/2018 2
LCHLTD Weekly Notification of addition of Approved Trade Source System to SwapClear 03/26/2018 Notified 03/26/2018 1