Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHSA LCH SA submits this Weekly Notification of CDS Clearing rule amendments 05/02/2019 Notified 05/02/2019 1
LCHLTD LCH Limited Self-Certification: SwapClear tenor extensions for Fed Funds and CDOR Indexes 05/02/2019 Certified 05/16/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 044-19 related to eliminating redundancy in certain provisions 05/03/2019 Certified 05/17/2019 2
SGX-DC Self-certification of amendments to SGX-DC Clearing Rules to effect default management measures, revise the application of the SGX-DC Clearing Fund and remove references to OTCF contracts due to cessation of clearing that contract class. 05/06/2019 Certified 05/17/2019 2
SGX-DC Weekly notification of rule amendments for the week of 29 April 2019. 05/06/2019 Notified 05/06/2019 2
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures 05/07/2019 Certified 05/21/2019 2
LCHLTD LCH Limited Self-Certification: Rulebook Miscellaneous Amendments 05/07/2019 Certified 05/21/2019 1
LCHLTD LCH Limited Self-Certification: Excess Sub-Account 05/07/2019 Certified 05/21/2019 1
CME Weekly Notification of Rule Amendments - Week of April 29, 2019 05/07/2019 Notified 05/07/2019 1
LCHLTD Weekly Notification of changes on LCH website regarding holiday calendars relevant to the ForexClear service 05/08/2019 Notified 05/08/2019 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 05/10/2019 Notified 05/10/2019 2
ICLREU2 ICE Clear Europe proposes a revised approach to computing single name CDS liquidity charges. Specifically, ICE Clear Europe proposes to introduce minimum instrument liquidity requirements independent of instrument maturities. 05/13/2019 Certified 05/28/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 047-19 related to providing the fees applicable for Xetra order book and off-book transactions in cash equity products 05/13/2019 Certified 05/28/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 045-19 related to providing more detail regarding the repayment of cash collateral provided in a non-clearing currency 05/13/2019 Certified 05/28/2019 2
LCHLTD LCH Limited is submitting for self-certification a change to its rules allowing ForexClear to offer clearing of FX Spot and Forwards in their own right, rather than only as hedges of FX Options contracts. 05/13/2019 Certified 05/24/2019 1
SGX-DC Rule amendments to the SGX-DC Clearing Rules related to (i) the limitation of liability and indemnity of SGX-DC, and (ii) the Disciplinary Committee and Appeals Committee under the SGX-DC Clearing Rules. 05/15/2019 Certified 05/29/2019 1
CME Weekly Notification of Rule Amendments - Week of May 6, 2019 05/15/2019 Notified 05/15/2019 1
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Risk Management Model Description. 05/16/2019 Certified 05/31/2019 2
EUREX Weekly Notification of Rule Amendments - Week of May 13, 2019 05/17/2019 Notified 05/17/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 049-19 related to the liquidity management framework for the OTC currency clearing service. (These are not applicable to U.S. participants, and OTC currency is currently outside the scope of the DCO.) 05/20/2019 Certified 06/04/2019 2
SGX-DC Weekly notification of rule amendments for the week of 13 May 2019. 05/21/2019 Notified 05/21/2019 2
LCHLTD LCH Limited is amending its rules to allow ForexClear Clearing Members to convert their contracts to "Settled to Market" ("STM") at account level. The changes do not apply to Futures Commission Merchants or US-incorporated Clearing Members. 05/22/2019 Certified 06/06/2019 1
ICLR US Weekly Notification of Rule Amendments 05/22/2019 Notified 05/22/2019 1
CME Weekly Notification of Rule Amendments - Week of May 13, 2019 05/23/2019 Notified 05/23/2019 1
ICLR US Self-Certification Pursuant to Commission Rule 40.6 - Physically Settled Digital Currency Contracts 05/23/2019 Certified 06/07/2019 2
ICE NGX The addition of eight physically-settled power futures transactions in the ERCOT market with their delivery points at North Load Zone, South Load Zone, Houston Load Zone and West Load Zone 05/24/2019 Withdrawn 05/31/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 051-19 related to supporting the 2017 ISDA/FIA Cleared Derivatives Execution Agreement and implementing a backloading functionality for OTC FX Transactions 05/28/2019 Certified 06/11/2019 2
CME Adoption of a New Framework for Initial Margin Calculations 05/28/2019 Certified 07/19/2019 3
SGX-DC Weekly notification of rule amendments for the week of 20 May 2019. 05/29/2019 Notified 05/29/2019 2
ICLREU2 ICE Clear Europe is amending its Rules relating to Clearing House default management, recovery and wind-down to address the risk of uncovered losses from a Clearing Member default or series of defaults, among other risks. 05/29/2019 Certified 06/11/2019 5
EUREX Proposed rule amendments in Eurex Clearing Circular 054-19 related to discontinuation of the Value Based Allocation Method within the Elementary Clearing Model and certain service fees and discounts in the Price List 05/29/2019 Certified 06/12/2019 2
ICE NGX Update to May 24, 2019 filing, which was missing information on how we are meeting Core Principles. Please replace this filing with the May 24th filing. 05/30/2019 Certified 06/13/2019 1
MIAX Notification of changes to outright margin rates and volatility scan range. 05/30/2019 Notified 05/30/2019 1
ICLREU2 ICE Clear Europe is formalizing its ORM Policy which sets out the processes for managing operational risks, the responsibilities for executing those processes, the frequency of review of the policy and the governance and reporting lines for the policy. 05/31/2019 Certified 06/13/2019 2
LX Revised Enterprise Risk Management Plan 05/31/2019 Withdrawn 06/13/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 05/31/2019 Notified 05/31/2019 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Stress Testing Framework. 06/03/2019 Certified 06/17/2019 2
CME Weekly Notification of Rule Amendments - Week of May 27, 2019 06/05/2019 Notified 06/05/2019 1
SGX-DC Self-certification for amendments to SGX-DC Clearing Rules, to remove the criterion of price band checks for off-market trades (OTC, NLT, EFP and EFS trades) to be registered for clearing with SGX-DC. 06/05/2019 Certified 06/19/2019 1
LCHLTD Changes to the rulebook to remove Hong Kong payments section and other administrative changes. 06/06/2019 Certified 06/20/2019 1
SGX-DC Weekly notification of rule amendments for the week of 27 May 2019. 06/07/2019 Notified 06/07/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 06/07/2019 Notified 06/07/2019 2
ICLREU2 ICE Clear Europe proposes to modify and update certain provisions of its Policy to provide further clarification for the CDS Clearing Membership requirements and to update certain ICE Clear Europe internal governance requirements applicable to all Clearin 06/10/2019 Certified 06/24/2019 2
ICLREU2 ICE Clear Europe intends to publish the Circular to provide guidance as to the interpretation of references to European Union ("EU") directives and regulations in the ICE Clear Europe Clearing Rules and Procedures in the event of Brexit. 06/10/2019 Certified 06/24/2019 2
SGX-DC Weekly notification of rule amendments for the week of 3 June 2019. 06/11/2019 Notified 06/11/2019 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 06/12/2019 Certified 06/26/2019 1
CME Weekly Notification of Rule Amendments - Week of June 3, 2019 06/12/2019 Notified 06/12/2019 1
LCHLTD LCH Limited Self-Certification: SwapClear Initial Margin parameter update 06/14/2019 Certified 06/28/2019 1
LCHLTD LCH Limited Self-Certification: Amendments to the Rates and ForexClear Default Management Groups 06/14/2019 Certified 06/28/2019 1
SGX-DC Weekly notification of rule amendments for the week of 10 June 2019. 06/18/2019 Notified 06/18/2019 2