| NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and ClearingTransaction Fee Schedules for Nodal Exchange Environmental Futures and Options |
05/15/2020 |
Certified |
06/01/2020 |
|
3 |
| OCC |
Proposed rule change to extend the deadline for Clearing Members to provide an Actionable Identifier on customer and non-customer securities options trades other than Market Maker trades. |
05/19/2020 |
Certified |
06/03/2020 |
|
1 |
| ICE NGX |
Changes to how ICE NGX determines a CPs Risk Limit and an initial category on initial margin or "short fall margin". |
05/19/2020 |
Certified |
06/03/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of May 11, 2020 |
05/19/2020 |
Notified |
05/19/2020 |
|
1 |
| LCHLTD |
Correcting the maximum notional for JPY, correcting a typographical error and removing of ZAR basis swaps as an eligible product |
05/22/2020 |
Notified |
05/22/2020 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
05/22/2020 |
Notified |
05/22/2020 |
|
2 |
| CME |
Modifications to Euro-Denominated Interest Rate Swap Products to Support Transition to ?STR Price Alignment and Discounting |
05/22/2020 |
Approved |
07/06/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of May 18, 2020 |
05/26/2020 |
Notified |
05/26/2020 |
|
1 |
| MIAX |
Amendments to Bylaws |
05/28/2020 |
Certified |
06/11/2020 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of May 25, 2020 |
05/29/2020 |
Notified |
05/29/2020 |
|
1 |
| ICE NGX |
To make amendments relating to the ability to facilitate the listing for trading and clearing of a full load regulated rate option ("RRO") product. |
05/29/2020 |
Certified |
06/12/2020 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
05/29/2020 |
Notified |
05/29/2020 |
|
2 |
| CME |
Modifications to CME Risk Management Framework |
05/29/2020 |
Certified |
06/12/2020 |
|
2 |
| LCHLTD |
The Proposal is for LCH to change the call currency from GBP to EUR when there is a USD Bank Holiday. |
06/01/2020 |
Certified |
06/12/2020 |
|
1 |
| LCHLTD |
The Proposal is for LCH to invest Euro-denominated cash collateral, which FCMs provide to LCH, in Euro denominated sovereign debt issued by the French Republic and the Federal Republic of Germany. |
06/01/2020 |
Withdrawn |
06/08/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of May 25, 2020 |
06/01/2020 |
Notified |
06/01/2020 |
|
1 |
| ICLREU2 |
Amendments to Auction Terms for Futures and Options Default Auctions |
06/05/2020 |
Notified |
06/05/2020 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
06/05/2020 |
Notified |
06/05/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 046-20 related to withdrawing the admission of three equity index futures, two equity index options, and nine property index futures listed on Eurex Deutschland |
06/08/2020 |
Certified |
06/22/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of June 1, 2020 |
06/08/2020 |
Notified |
06/08/2020 |
|
1 |
| OCC |
Proposed changes to The Options Clearing Corporation's framework for liquidity risk management. |
06/09/2020 |
Certified |
06/23/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 047-20 related to the contribution factor to contributions to the Default Fund and removing the clause that the calculation methodology for the Default Fund Contribution forms part of the Clearing Condit |
06/09/2020 |
Certified |
06/23/2020 |
|
2 |
| OCC |
Proposed rule change to make administrative updates to The Options Clearing Corporation's Risk Management Policies. |
06/11/2020 |
Certified |
06/25/2020 |
|
2 |
| ICLREU2 |
ICE Clear Europe Lts is amending its Auction Terms for CDS Default Auctions and CDS Default Management Policy. |
06/12/2020 |
Certified |
06/25/2020 |
|
3 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
06/12/2020 |
Notified |
06/12/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 050-20 related to allowing USD OIS with a maximum remaining term of 50 years and 10 business days, SOFR-based OIS, SOFR-USD LIBOR basis swaps and SOFR-EFFR basis swaps, and other |
06/15/2020 |
Certified |
06/29/2020 |
|
2 |
| LCHLTD |
LCH Ltd proposes to invest Euro-denominated cash collateral in sovereign debt issued by the French Republic and the Federal Republic of Germany. |
06/16/2020 |
Certified |
06/29/2020 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification amendments to its rules regarding an extension to the payment window in the LCH-CLS settlement session used for the deliverable FX products cleared via the ForexClear service. |
06/16/2020 |
Certified |
06/30/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of June 8, 2020 |
06/17/2020 |
Notified |
06/17/2020 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: RFR PAI and discounting transition |
06/18/2020 |
Certified |
07/02/2020 |
|
1 |
| ICECC |
ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Exercise Procedures and amend the ICC Clearing Rules. |
06/18/2020 |
Certified |
07/02/2020 |
|
3 |
| ICLREU2 |
ICE Clear Europe is proposing to amend its Investment Management Procedures and its Treasury and Banking Services Policy, which would be renamed the Liquidity and Investment Management Policy. |
06/19/2020 |
Certified |
07/06/2020 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
06/19/2020 |
Notified |
06/19/2020 |
|
2 |
| ICE NGX |
Change the Clearing Fees for U.S. delivery points at assigned delivery points and convert Michcon delivery point to assigned delivery. |
06/22/2020 |
Certified |
07/07/2020 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its Model Risk Governance Framework. |
06/23/2020 |
Certified |
07/08/2020 |
|
3 |
| CME |
Weekly Notification of Rule Amendments - Week of June 15, 2020 |
06/24/2020 |
Notified |
06/24/2020 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the amendments to its Rules to allow the clearing of iTraxx MSCI ESG Screened Europe index contracts and add a number of clarifications and enhancements to some aspects of the CDSClear risk framework. |
06/25/2020 |
Certified |
07/09/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 051-20 related to Eurex Deutschland's introduction of options on Euro Buxl Futures |
06/26/2020 |
Certified |
07/13/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 052-20 related to public notice of a default on the website, clarifying amendments to the FCM Regulations, buy-in procedures for securities lending transactions, and other |
06/26/2020 |
Certified |
07/13/2020 |
|
3 |
| ICECC |
ICC hereby submits notification of non-substantive changes to the ICC Rules. |
06/26/2020 |
Notified |
06/26/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 053-20 related to amending the Price List to introduce a fee for non-disclosed block trades in in weekly index options on DAXr, EURO STOXXr 50, EURO STOXXr Banks, or SMIr |
06/30/2020 |
Certified |
07/14/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of June 22, 2020 |
06/30/2020 |
Notified |
06/30/2020 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
07/02/2020 |
Notified |
07/02/2020 |
|
2 |
| ICLREU2 |
ICEU 40.5 commingling request for IFAD |
07/03/2020 |
Approved |
08/18/2020 |
|
4 |
| LCHLTD |
LCH Limited Self Certification: Weekly Notification of Rule Amendments |
07/06/2020 |
Notified |
07/06/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of June 29, 2020 |
07/06/2020 |
Notified |
07/06/2020 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 059-20 related to the delisting of Inter-Product Spreads listed on Eurex Deutschland and a fee waiver on certain products listed on Eurex Deutschland |
07/08/2020 |
Certified |
07/22/2020 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: Updated close out process for SOFR transition |
07/10/2020 |
Certified |
07/23/2020 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of July 6, 2020 |
07/10/2020 |
Notified |
07/10/2020 |
|
1 |
| ICECC |
ICE Clear Credit proposes updates to its Risk Management Framework, Risk Management Model Description, Stress Testing Framework, Liquidity Risk Management Framework, and Risk Parameter Setting and Review Policy. |
07/10/2020 |
Certified |
07/24/2020 |
|
2 |
