Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Proposed rule change concerning The Options Clearing Corporation's Synthetic Futures Model. 07/10/2020 Certified 07/24/2020 2
CME Extension of the U.S. Dollar ("USD") Interest Rate Swap ("IRS") House Liquidity Program 07/13/2020 Certified 07/27/2020 1
CME Weekly Notification of Rule Amendments - Week of July 6, 2020 07/13/2020 Notified 07/13/2020 1
MIAX Amendments to Chapters 1, 21, and 23 of MGEX's Rules to incorporate the clearing of Bitnomial Exchange, LLC contracts. 07/14/2020 Certified 07/28/2020 1
ICE NGX Amendment to implement certain changes to Transactions Fees for ENMAX RRO transactions and Clearing Fees for Physical Gas at US Points - Same Day Transactions. 07/16/2020 Certified 07/30/2020 1
CME Modifications to CME Clearing's Schedule of Acceptable Performance Bond 07/17/2020 Certified 07/31/2020 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/17/2020 Notified 07/17/2020 2
CME Weekly Notification of Rule Amendments - Week of July 13, 2020 07/21/2020 Notified 07/21/2020 1
ICLREU2 ICE Clear Europe is amending Parts 9 and 11 of the Rules relating to default insurance that is intended to cover losses resulting from a Clearing Member default. 07/22/2020 Certified 08/05/2020 2
CME Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in U.S. Dollars Referencing Effective Federal Funds Rate and Secured Overnight Financing Rate to 51 Years 07/23/2020 Withdrawn 08/04/2020 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to LCH Limited London Deposit Rate. 07/24/2020 Notified 07/24/2020 1
CME Weekly Notification of Rule Amendments - Week of July 20, 2020 07/27/2020 Notified 07/27/2020 1
LCHSA LCH SA is submitting for self-certification the amendments to its Rules to allow the clearing of iTraxx MSCI ESG Screened Europe index contracts and add a number of clarifications and enhancements to some aspects of the CDSClear risk framework. 07/31/2020 Certified 08/14/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/31/2020 Notified 07/31/2020 2
ICLREU2 Filing for F&O Stress Testing Policy and Methodology 07/31/2020 Certified 08/14/2020 2
OCC Proposed Rule Change to Revise The Options Clearing Corporation's Schedule of Fees. 07/31/2020 Certified 08/14/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 065-20 related to changing the the tick sizes and transaction fees for futures for outright or calendar spreads in DAXr, Mini-DAXr, and EURO STOXXr Banks Sector Index Futures 08/01/2020 Certified 08/14/2020 2
CME Weekly Notification of Rule Amendments - Week of July 27, 2020 08/03/2020 Notified 08/03/2020 1
EUREX Weekly Notification of Rule Amendments - Week of August 3, 2020 08/07/2020 Notified 08/07/2020 1
CME Weekly Notification of Rule Amendments - Week of August 3, 2020 08/10/2020 Notified 08/10/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 069-20 related to add the product ZCIS to the OTC IRD High Turnover Pricing Model, the OTC IRD Maintenance Fee and associated rebates, and a transfer fee for OTC IRD bunched order transactions 08/10/2020 Certified 08/24/2020 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Risk Management Model Description. 08/10/2020 Certified 08/24/2020 2
CME Weekly Notification of Rule Amendments - Week of August 3, 2020 08/10/2020 Notified 08/10/2020 1
EUREX Weekly Notification of Rule Amendments - Week of August 10, 2020 08/14/2020 Notified 08/14/2020 1
LCHSA LCH SA is submitting for self-certification proposed changes to its rules relating to its governance documents. 08/18/2020 Certified 09/01/2020 1
LCHLTD LCH Limited is submitting for self certification changes to its rules relating to its governance documents ("Governance Documents"). 08/18/2020 Certified 09/01/2020 1
CME Weekly Notification of Rule Amendments - Week of August 10, 2020 08/19/2020 Notified 08/19/2020 1
CME Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in U.S. Dollars Referencing Effective Federal Funds Rate and Secured Overnight Financing Rate to 51 Years. 08/19/2020 Certified 09/02/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 071-20 related to not including the new form of "BTA Futura" bond in the deliverable baskets of Euro-BTP-Futures, Short- and Medium Euro-BTP-Futures 08/20/2020 Certified 09/03/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 08/21/2020 Notified 08/21/2020 2
CME Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of the UAN FOB NOLA Swaps (Cleared Only) Contract 08/24/2020 Certified 09/08/2020 2
CME Weekly Notification of Rule Amendments - Week of August 17, 2020 08/24/2020 Notified 08/24/2020 1
CME Modifications to USD-Denominated Interest Rate Swap Products to Support Transition to SOFR Price Alignment and Discounting 08/25/2020 Approved 10/13/2020 1
LCHLTD LCH Limited Self-Certification: SwapClear new variable notional swaps and tenor extensions 08/26/2020 Certified 09/10/2020 1
LCHLTD LCH Limited Self-Certification: ILS Clearing 08/26/2020 Certified 09/10/2020 1
MIAX Notice of margin changes made to outrights and spreads last week. 08/27/2020 Notified 08/27/2020 1
LCHLTD LCH Ltd is submitting for self-certification changes to its rules in the Procedures Section 4 ("Margin and Collateral") and FCM Procedures regarding the submission of instructions from Clearing Members to LCH in relation to collateral. 08/28/2020 Certified 09/14/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 08/28/2020 Notified 08/28/2020 2
OCC Proposed rule change concerning the commingling of certain non-customer margin assets with Clearing Fundcontributions in The Options Clearing Corporation's account at the Federal Reserve Bank of Chicago. 08/28/2020 Certified 09/14/2020 1
ICE NGX Removing "fax" as a means of delivery, replacing "fax" with "email". Amending the ICE NGX address for notices. 08/28/2020 Notified 08/28/2020 1
OCC Proposed Rule Change to Enhance The Options Clearing Corporation's Stock Loan Close-Out Process 09/01/2020 Certified 09/16/2020 2
CME Weekly Notification of Rule Amendments - Week of August 24, 2020 09/01/2020 Notified 09/01/2020 1
LCHLTD LCH Limited Self Certification: Rule changes related to a FCM customer's default in the ForexClear service 09/03/2020 Certified 09/18/2020 2
LCHLTD The Proposal is for LCH to invest FCM Euro-denominated cash collateral in Euro denominated sovereign debt issued by the French Republic and the Federal Republic of Germany, in accordance with the relief provided by the CFTC. 09/04/2020 Certified 09/21/2020 1
ICE NGX Addition of eight physically-settled natural gas futures contracts 09/08/2020 Certified 09/22/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 074-20 related to preparation for the upcoming EU CSD Regulation 09/09/2020 Certified 09/23/2020 2
CME Weekly Notification of Rule Amendments - Week of August 31, 2020 09/09/2020 Notified 09/09/2020 1
EUREX Proposed stated policy in Eurex Clearing Circular 075-20 related to a fee holiday for trading certain Asian MSCI Futures in the order book 09/11/2020 Certified 09/25/2020 2
CME Weekly Notification of Rule Amendments - Week of September 7, 2020 09/16/2020 Notified 09/16/2020 1
LCHLTD LCH Limited Self-Certification: Listed Rates fee holiday 09/16/2020 Certified 09/30/2020 1