| ICLREU2 |
Amendments to the ICE Clear Europe Clearing Rules which constitute non-substantive revisions |
09/18/2020 |
Notified |
09/18/2020 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
09/18/2020 |
Notified |
09/18/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of September 14, 2020 |
09/22/2020 |
Notified |
09/22/2020 |
|
1 |
| MIAX |
Amendments to MGEX's Risk Management Manual |
09/23/2020 |
Certified |
10/07/2020 |
|
3 |
| LCHSA |
LCH SA is proposing to amend its rules to allow the clearing of single name credit default swap trades referencing a monolineinsurer and to implement the changes required by the update of LCH Group risk policies |
09/23/2020 |
Certified |
10/07/2020 |
|
2 |
| LX |
Update to LedgerX Fee Schedule |
09/23/2020 |
Notified |
09/23/2020 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 076-20 related to enhancing the novation criteria and clearing eligibility for certain swaps, the discounting switch for certain swaps, a new clearing currency, and a new portfolio transfer functionality |
09/23/2020 |
Certified |
10/07/2020 |
|
3 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
09/25/2020 |
Notified |
09/25/2020 |
|
2 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rulebook Chapter 8, and CME Rulebook Chapters 8F and 8G. |
09/29/2020 |
Certified |
10/14/2020 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rulebook Chapters 8 and 9. |
09/29/2020 |
Certified |
10/14/2020 |
|
1 |
| LCHLTD |
LCH Limited Self Certification: Rule changes related to clearing of Non-Deliverable Options ("NDOs") and the calculation of the Sovereign Risk Margin ("SRM") add-on in the ForexClear service. |
09/30/2020 |
Certified |
10/14/2020 |
|
1 |
| NODALCL |
Amendment to Exchange and Clearing Transaction Fee Schedule to reflect the fees for natural gas and environmental Exchange for Physical ("EFP") transactions. |
09/30/2020 |
Certified |
10/14/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 077-20 related to the Specific Repo License prerequisites, clearing in Ontario, handling profits for Eurex Daily Futures Contracts on KOSPI Derivatives, and the transaction duration for listed contracts |
09/30/2020 |
Certified |
10/15/2020 |
|
2 |
| OCC |
Proposed rule change concerning The Options Clearing Corporation's Synthetic Futures Model. |
09/30/2020 |
Certified |
10/15/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of September 21, 2020 |
10/01/2020 |
Notified |
10/01/2020 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
10/02/2020 |
Notified |
10/02/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of September 28, 2020 |
10/06/2020 |
Notified |
10/06/2020 |
|
1 |
| ICE NGX |
Changes around scheduling procedures for Yesterday ("YD") products at Alliance delivery points. |
10/06/2020 |
Certified |
10/21/2020 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 079-20 related to the introduction of futures and options on the EURO STOXX 50r ESG and DAXr 50 ESG Indices |
10/06/2020 |
Certified |
10/21/2020 |
|
2 |
| MIAX |
Amendment of MGEX Bylaws and Rules in anticipation of expected merger; changes to be effective after merger. |
10/07/2020 |
Certified |
10/22/2020 |
|
1 |
| ICECC |
ICC proposes updates to its fee schedule. |
10/07/2020 |
Certified |
10/22/2020 |
|
3 |
| CME |
Second Amended and Restated Cross-Margining Agreement and Service Level Agreement between Options Clearing Corporation and Chicago Mercantile Exchange Inc. |
10/08/2020 |
Certified |
10/23/2020 |
|
2 |
| OCC |
Proposed rule change to adopt a new Second Amended and Restated Cross-Margining Agreement between OCC and the Chicago Mercantile Exchange. |
10/08/2020 |
Certified |
10/23/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 081-20 related to providing that transaction fees in certain single stock dividend futures will be reduced by 50 percent and post-trade fees for single stock futures will be adjusted |
10/08/2020 |
Certified |
10/23/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of October 5, 2020 |
10/12/2020 |
Notified |
10/12/2020 |
|
1 |
| ICECC |
ICC proposes amendments to its Clearing Rules. |
10/14/2020 |
Certified |
10/28/2020 |
|
2 |
| LCHLTD |
ForexClear tariff waiver for Non-deliverable Options |
10/15/2020 |
Certified |
10/28/2020 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: SwapClear decompression |
10/16/2020 |
Certified |
10/29/2020 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
10/16/2020 |
Notified |
10/16/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 086-20 related to adjusting the performance obligations for delivery of Short-Term Euro-BTP Futures Contracts |
10/19/2020 |
Certified |
11/02/2020 |
|
2 |
| CME |
Request for Approval to Commingle Customer Positions and Related Collateral in Listed Options on Interest Rate Futures Contracts and Interest Rate Swaps |
10/19/2020 |
Approved |
12/04/2020 |
|
2 |
| LX |
LedgerX Operations Manual Revision |
10/20/2020 |
Certified |
11/03/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of October 12, 2020 |
10/21/2020 |
Notified |
10/21/2020 |
|
1 |
| CME |
Amendments to CBOT Rule 900. ("Categories of Clearing Members") |
10/22/2020 |
Certified |
11/05/2020 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 088-20 related to the introduction of a USD Cash Margin Contribution Requirement as basis for a USD GC Pooling license and associated temporary reduction of the cash handling fee |
10/22/2020 |
Certified |
11/05/2020 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
10/23/2020 |
Notified |
10/23/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of October 19, 2020 |
10/27/2020 |
Notified |
10/27/2020 |
|
1 |
| NODALCL |
Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Renewable Identification Numbers ("RINs") Contracts and Amendments to the Exchange and Clearing Transaction Fee Schedule |
10/27/2020 |
Certified |
11/10/2020 |
|
3 |
| EUREX |
Weekly Notification of Rule Amendments - Week of October 26, 2020 |
10/30/2020 |
Notified |
10/30/2020 |
|
1 |
| ICECC |
ICC hereby submits notification of non-substantive changes to the ICC Liquidity Risk Management Framework. |
10/30/2020 |
Notified |
10/30/2020 |
|
2 |
| ICLREU2 |
Changes to Delivery Procedures in conecction with European Emissions phase 4. |
10/30/2020 |
Certified |
11/16/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 091-20 related to proposing a mechanism to return to a matched book in the context of the termination of a clearing member, after every standard Eurex Clearing Default Management Process tool has failed |
11/02/2020 |
Certified |
11/17/2020 |
|
3 |
| CME |
Weekly Notification of Rule Amendments - Week of October 26, 2020 |
11/02/2020 |
Notified |
11/02/2020 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
11/06/2020 |
Notified |
11/06/2020 |
|
2 |
| EUREX |
Proposed stated policy in Eurex Clearing Circular 093-20 related to extending its trading and clearing hours for additional, selected equity and volatility index futures and fixed income futures |
11/09/2020 |
Certified |
11/24/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 094-20 related to the introduction of an optional Internal Buffer Margin Account offering, clarification of Excess Collateral and Unallocated Redelivery Claims, and other minor amendments |
11/09/2020 |
Certified |
11/24/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 095-20 related to the introduction of new options on FX futures |
11/09/2020 |
Certified |
11/24/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 096-20 related to clearing for clients domiciled in the People's Republic of China, extending the cut-off time for EUR cash collateral, and directly debiting fees with permission |
11/09/2020 |
Certified |
11/24/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 2, 2020 |
11/10/2020 |
Notified |
11/10/2020 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the amendments to its rules in order to incorporate new terms and to make conforming, clarifying and changes to permit the clearing of options on index credit default swap in respect of North American indices. |
11/16/2020 |
Certified |
11/30/2020 |
|
4 |
