Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 032-21 related to Eurex Clearing changing its CLS provider for FX Futures and clarifying that Eurex Clearing can switch to a bilateral physical settlement for FX Futures in an emergency case 04/07/2021 Certified 04/21/2021 2
ICECC ICC proposes amendments to the ICC Clearing Rules and the ICC Exercise Procedures. 04/08/2021 Certified 04/22/2021 3
ICE NGX Amendments regarding CP Affiliates, Set-Off, Cross-Default, change in subscription fees and non-significant changes 04/08/2021 Withdrawn 04/09/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 033-21 related to revoking the clearing eligibility of FRAs referencing CHF, GBP, JPY LIBOR with an expiry on or after October 1, 2021, and referencing USD LIBOR with an expiry on or after April 1, 2023 04/09/2021 Certified 04/23/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/09/2021 Notified 04/09/2021 2
CME Modifications to CME Clearing Credit Policy 04/09/2021 Certified 04/23/2021 2
ICECC ICC proposes changes to the ICC Risk Management Model Description. 04/09/2021 Certified 04/23/2021 2
LCHSA LCH SA is proposing to amend its CDS Clearing Rule Book in order to offer client clearing services in respect of single name CDS to US customers of its clearing members. 04/09/2021 Certified 04/23/2021 8
ICE NGX Amendments regarding CP Affiliates, Set-Off, Cross-Default and non-significant changes. 04/09/2021 Certified 04/23/2021 1
LCHLTD LCH Limited Self-Certification: Variable Notional OIS - remaining currencies extension 04/12/2021 Certified 04/23/2021 1
CME Weekly Notification of Rule Amendments - Week of April 5, 2021 04/12/2021 Notified 04/12/2021 1
ICLREU2 ICE Clear Europe is amending Part A of its Delivery Procedures in connection with the contemplated transition of the trading of Deliverable EU Emissions Contracts from ICE Futures Europe to ICE Endex Markets B.V. 04/13/2021 Certified 04/27/2021 2
OCC Proposed amendments to OCC's auction participation requirements. 04/13/2021 Certified 04/27/2021 1
ICECC ICC proposes amendments to its Clearing Rules. 04/13/2021 Certified 04/27/2021 2
ICE NGX Amendments to ICE NGX Risk Management Framework 04/14/2021 Certified 04/28/2021 2
LCHLTD LCH Limited Self-Certification: SwapClear Messaging Service fee and fee holiday for Pension Funds related to backloaded trades 04/16/2021 Certified 04/29/2021 1
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 702. ("Clearing Member Duties to the Clearing House") of Chapter 7 ("Delivery Facilities and Procedures") 04/16/2021 Certified 04/30/2021 1
ICECC ICC proposes changes to the ICC Treasury Operations Policies and Procedures. 04/19/2021 Certified 05/03/2021 2
CME Weekly Notification of Rule Amendments - Week of April 12, 2021 04/19/2021 Notified 04/19/2021 1
LCHLTD Notification of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate for cash balances held for clearing members. 04/19/2021 Notified 04/19/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 035-21 related to the inclusion of two ETF options and three ETC options newly introduced at Eurex Deutschland and the harmonization of transaction fees for ETC options and futures 04/22/2021 Certified 05/06/2021 2
ICECC ICC proposes to transition the interest rates used for computing price alignment amounts on Mark-to-Market Margin Balances. 04/23/2021 Certified 05/07/2021 1
ICLREU2 ICE Clear Europe is amending its Delivery Procedures to add a new Part A1 addressing ICE Deliverable UK Emissions Futures Contracts. 04/27/2021 Certified 05/10/2021 2
ICECC ICC proposes changes to the ICC Risk Parameter Setting and Review Policy. 04/27/2021 Certified 05/11/2021 2
ICLREU2 ICEU proposes to change the interest rates used for computing CDS Price Alignment Amounts on CDS Notional Margin Balances under paragraph 3 of the CDS Procedures. 04/28/2021 Certified 05/11/2021 1
CME Weekly Notification of Rule Amendments - Week of April 19, 2021 04/28/2021 Notified 04/28/2021 1
MIAX Notification of margin changes 04/29/2021 Notified 04/29/2021 1
OCC OCC Rule Certification to Expand the Use of OCC's Synthetic Futures Model 04/30/2021 Certified 05/14/2021 2
ICECC ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. 05/04/2021 Certified 05/18/2021 2
MIAX Rule certification that add Corporate Tax Futures to the MGEX reporting deadlines. 05/04/2021 Certified 05/18/2021 1
CME Weekly Notification of Rule Amendments - Week of April 26, 2021 05/05/2021 Notified 05/05/2021 1
NODALCL Amendments to Nodal Clear Rules to Accommodate Clearing Additional Designated Contract Markets 05/05/2021 Certified 05/19/2021 2
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedule 05/05/2021 Certified 05/19/2021 2
MIAX Amendments to Risk Manual associated with clearing futures on the U.S. Corporate Tax Rate Index 05/06/2021 Certified 05/20/2021 3
ICECC ICC proposes updates to its fee schedules. 05/07/2021 Certified 05/21/2021 3
EUREX Proposed rule amendments in Eurex Clearing Circular 037-21 related to the introduction of the new securities clearing platform C7 SCS for physically settled securities transactions concluded at the Frankfurt Stock Exchange and Eurex Deutschland 05/08/2021 Certified 05/21/2021 3
OCC Proposed Rule Change to Revise The Options Clearing Corporation's Schedule of Fees 05/10/2021 Certified 05/24/2021 2
CME Weekly Notification of Rule Amendments - Week of May 3, 2021 05/11/2021 Notified 05/11/2021 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 05/14/2021 Notified 05/14/2021 2
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 21 May 2021. 05/19/2021 Notified 05/19/2021 1
CME Weekly Notification of Rule Amendments - Week of May 10, 2021 05/19/2021 Notified 05/19/2021 1
CME Amendment to CME, CBOT, and NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts") 05/19/2021 Certified 06/03/2021 1
MIAX Notice of margin changes made prior week 05/21/2021 Notified 05/21/2021 1
CME Weekly Notification of Rule Amendments - Week of May 17, 2021 05/24/2021 Notified 05/24/2021 1
LCHLTD LCH Limited files a self certification of rule changes concerning the ForexClear service to:i)extend clearing eligibility to USD-HKD NDFs and ii)amend terminology related to NDFs and NDOs. 05/26/2021 Certified 06/10/2021 1
LX Revised LedgerX Participant Agreement 05/28/2021 Withdrawn 05/28/2021 1
LX LedgerX Revised Participant Agreement 05/28/2021 Certified 06/14/2021 4
CME Weekly Notification of Rule Amendments - Week of May 24, 2021 06/01/2021 Notified 06/01/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 038-21 regarding service fees for Prefunding Amounts relating to OTC FX Transactions and OTC cross-currency (XCCY) Transactions. 06/02/2021 Certified 06/16/2021 2
MIAX Notice of margin changes made prior week 06/03/2021 Notified 06/03/2021 1