Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 044-21 related to supporting additional compression methodologies with TriOptima AG, front stub periods, clarifying PAI and PAA for T+2 currencies, and clarifying backloading conditions 06/05/2021 Certified 06/18/2021 2
CME Weekly Notification of Rule Amendments - Week of May 31, 2021 06/07/2021 Notified 06/07/2021 1
CME Notification to the Commission that its New York Data Center will migrate to New Jersey 06/08/2021 Certified 08/06/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 046/21 related to the the launch of Daily USD/KRW Futures on Eurex Deutschland. 06/09/2021 Certified 06/23/2021 2
MIAX Notification of margin changes made during the prior week 06/10/2021 Notified 06/10/2021 1
LX LedgerX revised Rulebook 06/10/2021 Certified 06/24/2021 3
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/11/2021 Notified 06/11/2021 2
LX LedgerX Updated BCDR Plan 06/13/2021 Certified 06/25/2021 4
CME Weekly Notification of Rule Amendments - Week of June 7, 2021 06/14/2021 Notified 06/14/2021 1
LX LedgerX Digital Currency Custody Manual 06/14/2021 Certified 06/28/2021 4
CME Modifications to the CME Liquidity Risk Management Framework 06/14/2021 Certified 06/28/2021 2
CME Modifications to the CME Clearing Collateral Policy 06/14/2021 Certified 06/28/2021 2
CME Modifications to the CME Model Validation Framework 06/14/2021 Certified 06/28/2021 2
CME Modifications to the CME Risk Management Framework 06/14/2021 Withdrawn 06/22/2021 2
LX LedgerX Revised Operations Manual 06/15/2021 Certified 06/29/2021 5
CME Amendments to CME Chapter iii. ("CME Definitions"), CME Chapter 300. ("CME WM/Reuters OTC Spot, Forward and Swap Contracts"), CME Chapter 300A. ("CME WM/Reuters OTC Options Contracts"), CME Chapter 600. ("Cleared OTC Non-Deliverable Forward FX Products"), 06/18/2021 Certified 07/02/2021 1
MIAX Amendments to transfer trade rules 06/18/2021 Certified 07/02/2021 1
CME Weekly Notification of Rule Amendments - Week of June 14, 2021 06/21/2021 Notified 06/21/2021 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH LimitedLondon Deposit Rate and RepoClear Deposit Rate effective from 22 June 2021. 06/22/2021 Notified 06/22/2021 1
ICLREU2 ICE Clear Europe modifies its Articles of Association. 06/22/2021 Certified 07/07/2021 2
CME Modifications to the CME Risk Management Framework 06/22/2021 Certified 07/07/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 051-21 related to the introduction of hedging auctions as a tool to improve the hedging process during a Default Management Process of Eurex Clearing and related adaptation of the Default Fund waterfall 06/23/2021 Certified 07/08/2021 4
LX LedgerX New Fee Schedule 06/23/2021 Notified 06/23/2021 3
CME Weekly Notification of Rule Amendments - Week of June 21, 2021 06/28/2021 Notified 06/28/2021 1
LCHLTD LCH is submitting for self-certification corrections to the ForexClear fee schedule. 06/29/2021 Certified 07/14/2021 1
ICE NGX Add ERCOT Solar Shape products, update and enhance provisions relating to regulatory & compliance, correct an omission in General Suspension powers, clarify reps and warranties. 06/29/2021 Certified 07/14/2021 1
MIAX Notification of margin changes made during prior week 06/29/2021 Notified 06/29/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 056-21 related to the the launch of two new Fixed Income ESG Index Futures and the withdrawal of EURO STOXX 50 Corporate Bond Index futures. 07/01/2021 Certified 07/16/2021 2
ICLREU2 ICE Clear Europe amends its Clearing Rules, Clearing Procedures, Finance Procedures, Delivery Procedures, CDS Procedures, Membership Procedures, Complaint Resolution Procedures and General Contract Terms to make various updates and enhancements. 07/01/2021 Certified 07/16/2021 2
EUREX Proposed Price List amendments in Eurex Clearing circular 059-21 related to the launch on Eurex EnLight of 23 Eurex Fixed Income ETD products. 07/02/2021 Certified 07/16/2021 2
NODALCL Weekly Notification of Rule Amendments 7-6-2021 07/06/2021 Notified 07/06/2021 1
CME Weekly Notification of Rule Amendments - Week of June 28, 2021 07/06/2021 Notified 07/06/2021 1
ICE NGX Amendments to the ICE NGX Canada Inc. rules. 07/08/2021 Certified 07/22/2021 2
LCHLTD LCH is submitting changes to its rulebook related to rate changes for the ForexClear service. 07/09/2021 Certified 07/23/2021 5
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group 07/09/2021 Notified 07/09/2021 2
ICE NGX Non-substantive and non-material amendments to the ICE NGX Contracting Party Agreement. The amendments are "housekeeping" and "clean-up" in nature - correcting typos, updating name of pipeline operator and deleting redundant definition, etc. 07/09/2021 Notified 07/09/2021 1
EUREX Proposed amendments to the Clearing Conditions and Price List in Eurex Clearing Circular 061-21 relating to the launch of Mini-Futures and -Options on the MDAXr index at Eurex Deutschland. 07/12/2021 Certified 07/26/2021 2
CME Weekly Notification of Rule Amendments - Week of July 5, 2021 07/12/2021 Notified 07/12/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 062/21 related to the introduction of a simplified security collateral fee scheme, JPY as a additional cash collateral currency, alignment of fee to USD, rejection right re: Eligible Margin Assets 07/12/2021 Certified 07/26/2021 2
ICECC ICC proposes changes to the Governance Playbook, Risk Management Framework, and Treasury Operations Policies and Procedures. 07/14/2021 Certified 07/28/2021 2
CME Adoption of New CME, CBOT, NYMEX/COMEX Rule 258. ("Exchange Personal Trading Policy") 07/14/2021 Certified 07/28/2021 1
ICE NGX Change in subscription fees. 07/19/2021 Certified 08/02/2021 1
CME Weekly Notification of Rule Amendments - Week of July 12, 2021 07/19/2021 Notified 07/19/2021 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 July 07/20/2021 Notified 07/20/2021 1
EUREX Propose amendments to the Clearing Conditions, FCM Regulations, EMIR Risk Committee Statutes, and other documents of the legal framework in Eurex Clearing Circular 065-21 07/21/2021 Certified 08/03/2021 6
ICLR US Rule Amendments. 07/26/2021 Certified 08/09/2021 1
ICECC ICC proposes amendments to the ICC Exercise Procedures. 07/26/2021 Certified 08/09/2021 2
CME Weekly Notification of Rule Amendments - Week of July 19, 2021 07/27/2021 Notified 07/27/2021 1
EUREX Weekly Notification of Rule Amendments - Week of July 26, 2021 08/02/2021 Notified 08/02/2021 1
ICECC ICC proposes to adopt the Sixth Amended and Restated Operating Agreement and make corresponding changes to the Governance Playbook. 08/02/2021 Certified 08/16/2021 2