Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
CME Modifications to the CME Model Validation Framework 06/14/2021 Certified 06/28/2021 2
CME Modifications to the CME Risk Management Framework 06/14/2021 Withdrawn 06/22/2021 2
LX LedgerX Updated BCDR Plan 06/13/2021 Certified 06/25/2021 4
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/11/2021 Notified 06/11/2021 2
MIAX Notification of margin changes made during the prior week 06/10/2021 Notified 06/10/2021 1
LX LedgerX revised Rulebook 06/10/2021 Certified 06/24/2021 3
EUREX Proposed rule amendments in Eurex Clearing Circular 046/21 related to the the launch of Daily USD/KRW Futures on Eurex Deutschland. 06/09/2021 Certified 06/23/2021 2
CME Notification to the Commission that its New York Data Center will migrate to New Jersey 06/08/2021 Certified 08/06/2021 2
CME Weekly Notification of Rule Amendments - Week of May 31, 2021 06/07/2021 Notified 06/07/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 044-21 related to supporting additional compression methodologies with TriOptima AG, front stub periods, clarifying PAI and PAA for T+2 currencies, and clarifying backloading conditions 06/05/2021 Certified 06/18/2021 2
MIAX Notice of margin changes made prior week 06/03/2021 Notified 06/03/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 038-21 regarding service fees for Prefunding Amounts relating to OTC FX Transactions and OTC cross-currency (XCCY) Transactions. 06/02/2021 Certified 06/16/2021 2
CME Weekly Notification of Rule Amendments - Week of May 24, 2021 06/01/2021 Notified 06/01/2021 1
LX Revised LedgerX Participant Agreement 05/28/2021 Withdrawn 05/28/2021 1
LX LedgerX Revised Participant Agreement 05/28/2021 Certified 06/14/2021 4
LCHLTD LCH Limited files a self certification of rule changes concerning the ForexClear service to:i)extend clearing eligibility to USD-HKD NDFs and ii)amend terminology related to NDFs and NDOs. 05/26/2021 Certified 06/10/2021 1
CME Weekly Notification of Rule Amendments - Week of May 17, 2021 05/24/2021 Notified 05/24/2021 1
MIAX Notice of margin changes made prior week 05/21/2021 Notified 05/21/2021 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 21 May 2021. 05/19/2021 Notified 05/19/2021 1
CME Weekly Notification of Rule Amendments - Week of May 10, 2021 05/19/2021 Notified 05/19/2021 1
CME Amendment to CME, CBOT, and NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts") 05/19/2021 Certified 06/03/2021 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 05/14/2021 Notified 05/14/2021 2
CME Weekly Notification of Rule Amendments - Week of May 3, 2021 05/11/2021 Notified 05/11/2021 1
OCC Proposed Rule Change to Revise The Options Clearing Corporation's Schedule of Fees 05/10/2021 Certified 05/24/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 037-21 related to the introduction of the new securities clearing platform C7 SCS for physically settled securities transactions concluded at the Frankfurt Stock Exchange and Eurex Deutschland 05/08/2021 Certified 05/21/2021 3
ICECC ICC proposes updates to its fee schedules. 05/07/2021 Certified 05/21/2021 3
MIAX Amendments to Risk Manual associated with clearing futures on the U.S. Corporate Tax Rate Index 05/06/2021 Certified 05/20/2021 3
CME Weekly Notification of Rule Amendments - Week of April 26, 2021 05/05/2021 Notified 05/05/2021 1
NODALCL Amendments to Nodal Clear Rules to Accommodate Clearing Additional Designated Contract Markets 05/05/2021 Certified 05/19/2021 2
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedule 05/05/2021 Certified 05/19/2021 2
ICECC ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. 05/04/2021 Certified 05/18/2021 2
MIAX Rule certification that add Corporate Tax Futures to the MGEX reporting deadlines. 05/04/2021 Certified 05/18/2021 1
OCC OCC Rule Certification to Expand the Use of OCC's Synthetic Futures Model 04/30/2021 Certified 05/14/2021 2
MIAX Notification of margin changes 04/29/2021 Notified 04/29/2021 1
ICLREU2 ICEU proposes to change the interest rates used for computing CDS Price Alignment Amounts on CDS Notional Margin Balances under paragraph 3 of the CDS Procedures. 04/28/2021 Certified 05/11/2021 1
CME Weekly Notification of Rule Amendments - Week of April 19, 2021 04/28/2021 Notified 04/28/2021 1
ICLREU2 ICE Clear Europe is amending its Delivery Procedures to add a new Part A1 addressing ICE Deliverable UK Emissions Futures Contracts. 04/27/2021 Certified 05/10/2021 2
ICECC ICC proposes changes to the ICC Risk Parameter Setting and Review Policy. 04/27/2021 Certified 05/11/2021 2
ICECC ICC proposes to transition the interest rates used for computing price alignment amounts on Mark-to-Market Margin Balances. 04/23/2021 Certified 05/07/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 035-21 related to the inclusion of two ETF options and three ETC options newly introduced at Eurex Deutschland and the harmonization of transaction fees for ETC options and futures 04/22/2021 Certified 05/06/2021 2
ICECC ICC proposes changes to the ICC Treasury Operations Policies and Procedures. 04/19/2021 Certified 05/03/2021 2
CME Weekly Notification of Rule Amendments - Week of April 12, 2021 04/19/2021 Notified 04/19/2021 1
LCHLTD Notification of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate for cash balances held for clearing members. 04/19/2021 Notified 04/19/2021 1
LCHLTD LCH Limited Self-Certification: SwapClear Messaging Service fee and fee holiday for Pension Funds related to backloaded trades 04/16/2021 Certified 04/29/2021 1
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 702. ("Clearing Member Duties to the Clearing House") of Chapter 7 ("Delivery Facilities and Procedures") 04/16/2021 Certified 04/30/2021 1
ICE NGX Amendments to ICE NGX Risk Management Framework 04/14/2021 Certified 04/28/2021 2
ICLREU2 ICE Clear Europe is amending Part A of its Delivery Procedures in connection with the contemplated transition of the trading of Deliverable EU Emissions Contracts from ICE Futures Europe to ICE Endex Markets B.V. 04/13/2021 Certified 04/27/2021 2
OCC Proposed amendments to OCC's auction participation requirements. 04/13/2021 Certified 04/27/2021 1
ICECC ICC proposes amendments to its Clearing Rules. 04/13/2021 Certified 04/27/2021 2
LCHLTD LCH Limited Self-Certification: Variable Notional OIS - remaining currencies extension 04/12/2021 Certified 04/23/2021 1