Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of April 5, 2021 04/12/2021 Notified 04/12/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 033-21 related to revoking the clearing eligibility of FRAs referencing CHF, GBP, JPY LIBOR with an expiry on or after October 1, 2021, and referencing USD LIBOR with an expiry on or after April 1, 2023 04/09/2021 Certified 04/23/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/09/2021 Notified 04/09/2021 2
CME Modifications to CME Clearing Credit Policy 04/09/2021 Certified 04/23/2021 2
ICECC ICC proposes changes to the ICC Risk Management Model Description. 04/09/2021 Certified 04/23/2021 2
LCHSA LCH SA is proposing to amend its CDS Clearing Rule Book in order to offer client clearing services in respect of single name CDS to US customers of its clearing members. 04/09/2021 Certified 04/23/2021 8
ICE NGX Amendments regarding CP Affiliates, Set-Off, Cross-Default and non-significant changes. 04/09/2021 Certified 04/23/2021 1
ICECC ICC proposes amendments to the ICC Clearing Rules and the ICC Exercise Procedures. 04/08/2021 Certified 04/22/2021 3
ICE NGX Amendments regarding CP Affiliates, Set-Off, Cross-Default, change in subscription fees and non-significant changes 04/08/2021 Withdrawn 04/09/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 032-21 related to Eurex Clearing changing its CLS provider for FX Futures and clarifying that Eurex Clearing can switch to a bilateral physical settlement for FX Futures in an emergency case 04/07/2021 Certified 04/21/2021 2
CME Weekly Notification of Rule Amendments - Week of March 29, 2021 04/05/2021 Notified 04/05/2021 1
CME Amendments to CME Rule 8A71. ("Contract Eligibility") to add E-mini FTSE China 50 Futures Contract and E-mini FTSE Emerging Market Futures Contract to the Mutual Offset System 04/02/2021 Certified 04/16/2021 1
EUREX Weekly Notification of Rule Amendments - Week of March 29, 2020 04/01/2021 Notified 04/01/2021 1
MIAX Notice of margin changes made prior week 04/01/2021 Notified 04/01/2021 1
LCHLTD LCH Limited is submitting for self-certification clarification changes to its rules related to its international client clearing model. The changes do not apply to Clearing Members that are Future Commission Merchants ("FCMs"). 03/31/2021 Certified 04/14/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 030-21 related to the launch of futures on STOXXr Europe 600 and USA 500 Factor Indices on Eurex Deutschland 03/30/2021 Certified 04/12/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 028-21 related to clarifying that entities in Puerto Rico fall within the definition of "U.S. Direct Client," discontinuation of clearing services for securities lending, and a Price List clarification 03/29/2021 Certified 04/12/2021 2
CME Weekly Notification of Rule Amendments - Week of March 22, 2021 03/29/2021 Notified 03/29/2021 1
ICLREU2 ICE Clear Europe is amending its CDS Clearing Stress Testing Policy, CDS End of Day Price Discovery Policy, CDS Risk Model Description and CDS Risk Policy and is implementing new CDS Parameters Review Procedures. 03/26/2021 Certified 04/09/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/26/2021 Notified 03/26/2021 2
ICLR US Amendments to ICUS Rule 204 03/26/2021 Certified 04/09/2021 1
CME Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in Australian Dollars, Canadian Dollars, British Pound Sterling and Japanese Yen. 03/24/2021 Certified 04/07/2021 1
CME Weekly Notification of Rule Amendments - Week of March 15, 2021 03/22/2021 Notified 03/22/2021 1
ICE NGX Non-substantive and non-materials amendments to the ICE NGX Contracting Party Agreement. 03/19/2021 Notified 03/19/2021 3
OCC OCC Rule Certification to Establish A Persistent Minimum Level of Skin-In-The-Game 03/18/2021 Certified 04/01/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 025-21 related to supporting the Eurex EnLight product scope extension for FX derivatives 03/17/2021 Certified 03/31/2021 2
LCHLTD LCH Limited is submitting for self-certification updates to the ForexClear fee schedule that will be effective not earlier than April 1, 2021. 03/17/2021 Certified 03/31/2021 2
LCHLTD LCH Limited Self-Certification: Listed Rates fee holiday 03/16/2021 Certified 03/30/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 023-21 related to the launch of Micro Futures on the DAXr, EURO STOXX 50r, and SMIr indices on Eurex Deutschland 03/15/2021 Certified 03/29/2021 2
CME Weekly Notification of Rule Amendments - Week of March 8, 2021 03/15/2021 Notified 03/15/2021 1
NODALCL CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules 03/15/2021 Certified 03/29/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/12/2021 Notified 03/12/2021 2
LCHLTD LCH Limited is submitting for self-certification changes to its rules to offer clearing of Non-Deliverable Forwards ("NDFs") in the USD/New Zealand Dollar (NZD) currency pair. 03/12/2021 Certified 03/26/2021 1
LCHLTD Change to margin collateral haircut schedule. Certain Issuers that were only able to be pledged as collateral on a bi-lateral basis can, from 15 March 2021, be pledged as collateral on a tri-party basis. 03/12/2021 Notified 03/12/2021 1
LX LedgerX Amended Rulebook 03/12/2021 Withdrawn 03/25/2021 1
LX Operations Manual - Unredacted 03/12/2021 Certified 03/26/2021 2
LX Operations Manual Redacted 03/12/2021 Withdrawn 03/18/2021 1
LX Revised LedgerX Participant Agreement 03/12/2021 Withdrawn 03/25/2021 1
ICE NGX Updating two definitions in the CPA 03/11/2021 Certified 03/25/2021 2
CME Modifications to Discounting and Price Alignment for Emerging Markets Interest Rate Swaps ("IRS") and Over the Counter Foreign Exchange ("OTC FX") Products to Transition to the Secured Overnight Financing Rate ("SOFR") and Euro Short Term Rate ("?STR") 03/11/2021 Certified 03/25/2021 1
LCHLTD LCH Limited Self-Certification: Supplementary client clearing requirements 03/10/2021 Certified 03/24/2021 1
CME Modifications to Discounting and Price Alignment for Emerging Markets Interest Rate Swaps ("IRS") and Over the Counter Foreign Exchange ("OTC FX") Products to Transition to the Secured Overnight Financing Rate ("SOFR") and Euro Short Term Rate ("?STR") 03/10/2021 Withdrawn 03/10/2021 1
CME Implementation of the Post-Trade Fee Schedule for FEX Products 03/10/2021 Certified 03/24/2021 2
CME Implementation of the FEX Strip Option Expiration Fee Waiver Program 03/10/2021 Certified 03/24/2021 1
ICLREU2 ICE Clear Europe is amending its Price Submission Disciplinary Procedure. 03/09/2021 Certified 03/23/2021 2
CME Weekly Notification of Rule Amendments - Week of March 1, 2021 03/08/2021 Notified 03/08/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 015-21 related to the launch of FTSEr 100 Index Total Return Futures, FTSEr 100 Declared Dividend Index Futures, FTSEr 100 Index Futures, and FTSEr 100 Index Options on Eurex Deutschland 03/06/2021 Certified 03/19/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 016-21 related to the launch of Index Total Return Futures on the EURO STOXXr Banks (TESB) and EURO STOXXr Select Dividend 30 (TEDV) on Eurex Deutschland 03/06/2021 Certified 03/19/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 017-21 related to eliminating an obsolete product group reference in the Price List, aligning with the CSDR, and expanding the non-disclosure offering for certain listed products 03/06/2021 Certified 03/19/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 019-21 related to Eurex Deutschland's offering of an infrastructure to enable third-party compression providers to offer compression services for listed derivatives to Exchange Participants 03/06/2021 Certified 03/19/2021 2