Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/27/2020 Notified 03/27/2020 2
CME Weekly Notification of Rule Amendments - Week of March 16, 2020 03/25/2020 Notified 03/25/2020 1
LCHLTD LCH Limited Self-Certification: Client Buffer 03/25/2020 Certified 04/08/2020 1
OCC Proposed rule change to update The Options Clearing Corporation's Operational Loss Fee in its schedule of fees pursuant to its Capital Management Policy 03/24/2020 Certified 04/07/2020 2
ICLREU2 Change to the Finance Procedures in relation to the USD Cash Instruction Deadline Amendments. 03/20/2020 Notified 03/20/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/20/2020 Notified 03/20/2020 2
LX LedgerX Participant Incentive Promotion 03/20/2020 Certified 04/03/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 025-20 related to repo transaction penalty provisions, harmonizing the Price List and Clearing Conditions, and Japan-related clearing of OTC 03/19/2020 Certified 04/02/2020 2
LCHLTD LCH Limited Self-Certification: SwapClear Inflation Swaps Fee Tariff 03/18/2020 Certified 03/31/2020 1
CME Weekly Notification of Rule Amendments - Week of March 9, 2020 03/18/2020 Notified 03/18/2020 1
LX Emergency filing - BitGo Please note - Implementation date is hard coded. This is an emergency filing that will go into effect today, March 16, 2020. 03/16/2020 Certified 03/30/2020 2
ICLR US Rule Amendment. 03/11/2020 Certified 03/25/2020 2
CME Weekly Notification of Rule Amendments - Week of March 2, 2020 03/11/2020 Notified 03/11/2020 1
CCD Weekly notification of rule amendments for the week of March 9, 2020 03/11/2020 Notified 03/11/2020 1
LCHLTD LCH Limited Weekly Notification of Connectivity Fee Amendment. No changes to LCH Rulebook apply. 03/06/2020 Notified 03/06/2020 1
LCHLTD LCH Limited Self-Certification: Clarifications to fees on Collateral and net capital requirements for Listed Rates FCM Members 03/06/2020 Certified 03/20/2020 1
LCHLTD LCH Limited Self-Certification: Standard Coupon Inflation Swaps 03/06/2020 Certified 03/20/2020 1
LCHLTD LCH Limited Self-Certification: Non-Standard Fixing Offsets 03/06/2020 Certified 03/20/2020 1
LCHLTD LCH Limited Self-Certification: HKD / SGD OIS Clearing and Discounting 03/06/2020 Certified 03/20/2020 3
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/06/2020 Notified 03/06/2020 2
ICE NGX Addition of four physically-settled natural gas futures transactions (the "New Futures Contracts") 03/05/2020 Certified 03/19/2020 1
CME Weekly Notification of Rule Amendments - Week of February 24, 2020 03/04/2020 Notified 03/04/2020 1
LX Submission of revised fee schedule. 03/04/2020 Certified 03/18/2020 2
LX Submission of Revised BCDR Plan and Operations Manual 03/04/2020 Certified 03/18/2020 3
EUREX Weekly Notification of Rule Amendments - Week of February 24, 2020 03/02/2020 Notified 03/02/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 024-20 related to the introduction of new Liquidity Provider schemes for European exercise style equity options with Euro currency and European exercise style equity options with Swiss currency 03/02/2020 Certified 03/16/2020 2
LCHLTD LCH Ltd notification of non-substantive rule changes in various section of its Rulebook. 02/28/2020 Notified 02/28/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 022-20 related to Eurex EnLight fees for Eurex Dividend Derivatives and fees with respect to EURO STOXX 50? Realized Dispersion Index Futures 02/27/2020 Certified 03/12/2020 2
CME Weekly Notification of Rule Amendments - Week of February 17, 2019 02/26/2020 Notified 02/26/2020 1
LCHSA LCH SA is submitting for self-certification the proposed amendments to its Liquidity Risk Modelling Framework. 02/25/2020 Certified 03/10/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 019-20 related to the introduction of Related Security Spread Futures on Eurex Deutschland 02/24/2020 Certified 03/09/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 02/21/2020 Notified 02/21/2020 2
LCHLTD LCH Ltd is submitting for self-certification amendments to its rules in respect of business as usual ("BAU") portfolio transfers within the ForexClear clearing service. 02/20/2020 Certified 03/04/2020 1
CME Weekly Notification of Rule Amendments - Week of February 10, 2019 02/19/2020 Notified 02/19/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 017-20 related to choosing an alternative fee currency for FX Derivatives with quote currency Japanese yen 02/14/2020 Certified 03/02/2020 2
CME Weekly Notification of Rule Amendments - Week of February 3, 2020. 02/12/2020 Notified 02/12/2020 1
OCC Proposed rule change to modify The Options Clearing Corporation's fees for exercise notices submitted after the deadlines and to change the deadline for submitting a late exercise notice on non-expiration dates. 02/11/2020 Certified 02/26/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 015-20 related to Eurex Clearing's ongoing licensing process to obtain an OTC interest rate derivatives clearing license in Japan 02/10/2020 Certified 02/25/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 02/07/2020 Notified 02/07/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 013-290 related to clarifying certain Settled-to-Market variation margin provisions and other minor amendments 02/07/2020 Certified 02/24/2020 4
CCD Self-Certification Pursuant to CFTC Regulation 40.6 -- Member Delivery Obligations and Alternative Delivery Procedures 02/05/2020 Certified 02/20/2020 2
CME Weekly Notification of Rule Amendments - Week of January 27, 2020 02/04/2020 Notified 02/04/2020 1
EUREX Weekly Notification of Rule Amendments - Week of January 27, 2020 01/31/2020 Notified 01/31/2020 1
ICECC ICC proposes amendments to its Clearing Rules relating to default insurance. 01/30/2020 Certified 02/13/2020 2
CME Weekly Notification of Rule Amendments - Week of January 20, 2020 01/29/2020 Notified 01/29/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 010-20 related to the introduction Index Total Return Futures on iSTOXXr Europe Collateral Indices 01/28/2020 Certified 02/11/2020 2
ICLREU2 ICE Clear Europe is proposing to adopt the Revised Policy and new Collateral Procedures. 01/27/2020 Certified 02/10/2020 2
LCHLTD LCH Limited is submitting for self-certification minor amendments to its rules regarding the automatic expiration of FX Option Contracts cleared via the ForexClear service. 01/24/2020 Certified 02/06/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 009-20 related to an additional representation for CMs with regards to Eurex Transactions for Direct Clients domiciled in the US and the form of agreement for the Direct Margin Transfer under ISA Model 01/24/2020 Certified 02/07/2020 2
ICLR US Risk Management Framework Amendments 01/23/2020 Certified 02/06/2020 2