Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of January 13, 2020 01/22/2020 Notified 01/22/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 008-20 related to supporting all master agreement types (i.e. ISDA, DRV, AFB/FBF, EMA, "sterreichischer Rahmenvertrag fr Finanztermingeschfte", etc.) for OTC IRD, XCCY, and original Swap transactions 01/21/2020 Certified 02/04/2020 2
LCHLTD LCH Limited Self-Certification: Clearing Membership and Non-Clearing Participant Requirements 01/21/2020 Certified 02/04/2020 1
LCHLTD LCH Limited is submitting for self-certification changes to its rulebook regarding non cash collateral acceptability criteria. 01/20/2020 Certified 01/31/2020 1
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rulebook relating to non-default losses. 01/20/2020 Certified 03/09/2020 2
EUREX Weekly Notification of Rule Amendments - Week of January 13, 2020 01/17/2020 Notified 01/17/2020 1
CME Weekly Notification of Rule Amendments - Week of January 6, 2019 01/16/2020 Notified 01/16/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 005-20 relating to the introduction of futures contracts on the STOXXr USA 500 ESG-X Index 01/14/2020 Certified 01/29/2020 2
ICECC ICE Clear Credit LLC proposes changes to the Risk Management Model Description, Stress Testing Framework, Liquidity Risk Management Framework, Back-Testing Framework and Risk Parameter Setting and Review Policy. 01/14/2020 Certified 06/15/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 01/10/2020 Notified 01/10/2020 2
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedules for Nodal Exchange Environmental Futures and Options 01/10/2020 Certified 01/27/2020 3
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options 01/10/2020 Certified 01/27/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 004-20 related to negative interest, clarification of Difference Claim calculation, investment agents, KYC information, and other. 01/10/2020 Certified 01/27/2020 2
LCHLTD Weekly Notification of Rule Amendment for the Week of 06 January 2020 01/09/2020 Notified 01/09/2020 1
CME Weekly Notification of Rule Amendments - Week of December 30, 2019 01/08/2020 Notified 01/08/2020 1
SGX-DC Weekly notification of rule amendments for the week of 30 December 2019 till 31 December 2019. 01/07/2020 Notified 01/07/2020 2
LCHLTD LCH Limited is submitting for self-certification amendments to its rules regarding the contributions ForexClear Clearing Members make to the ForexClear Default Fund, and how the amount of these contributions are allocated between such Clearing Members. 01/07/2020 Certified 01/21/2020 1
ICE NGX revised 'event of default' language; allow ICE NGX to retain interest under certain circumstances; enhanced powers to require information from clearing members; opportunity to be heard if membership denied/revoked/suspended 01/07/2020 Certified 01/22/2020 1
LCHSA LCH SA is proposing to amend its CDS Clearing Rules in order to address narrowly tailored credit events (NTCE). 01/06/2020 Certified 01/17/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 123-19 related to the tax-related provisions for repo and sec lending transactions, updating the Price List for one listed future, updating the GTC re: KYC documentation, and other 01/06/2020 Certified 01/21/2020 2
CME Weekly Notification of Rule Amendments - Week of December 16, 2019 12/26/2019 Notified 12/26/2019 1
SGX-DC Weekly notification of rule amendments for the week of 16 December 2019. 12/26/2019 Notified 12/26/2019 2
ICLR US Changes to fees on cash and non-cash initial margin and guaranty fund contributions. 12/23/2019 Certified 01/08/2020 1
ICLREU2 ICE Clear Europe is amending its CDS Procedures 12/23/2019 Certified 01/08/2020 2
CME Weekly Notification of Rule Amendments - Week of December 9, 2019 12/18/2019 Notified 12/18/2019 1
ICECC ICC proposes amendments to its Clearing Rules to incorporate changes to the ISDA 2014 Credit Derivatives Definitions that are intended to address narrowly tailored credit events. 12/17/2019 Certified 01/02/2020 2
SGX-DC Weekly notification of rule amendments for the week of 9 December 2019. 12/17/2019 Notified 12/17/2019 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 12/16/2019 Certified 12/31/2019 1
CME Amendments to CME, CBOT, NYMEX/COMEX Definitions, Various Rules in CME, CBOT, NYMEX/COMEX Chapters 4, 8, and CME Chapters 8F, 8G, 12, and 13 12/16/2019 Certified 12/31/2019 1
CME Amendments to CME, CBOT, NYMEX/COMEX Definitions and Various Rules in Chapters 3, 4, 5, and 8 and Issuance of Six Revised Market Regulation Advisory Notices 12/16/2019 Certified 12/31/2019 1
LCHSA LCH SA is submiting for self-certification the amendments to the CDSClear fee grid to be effective from Januray 1st, 2020 12/13/2019 Certified 12/30/2019 2
LCHLTD Weekly Notification of Rule Amendment for the week of 20 December 2019. 12/13/2019 Notified 12/13/2019 1
MIAX Notification of margin changes made in the prior week. 12/12/2019 Notified 12/12/2019 1
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures. 12/12/2019 Certified 12/27/2019 2
CME Weekly Notification of Rule Amendments - Week of December 2, 2019 12/11/2019 Notified 12/11/2019 1
CME Extension of the OTC FX Options Fee Waiver Program 12/11/2019 Certified 12/26/2019 1
ICECC ICE Clear Credit proposes updates to the ICC Initial Default Auction Procedures and the ICC Secondary Auction Procedures 12/11/2019 Certified 12/26/2019 3
SGX-DC Weekly notification of rule amendments for the week of 2 December 2019. 12/10/2019 Notified 12/10/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 118-19 related to the contribution factor for the default fund and updating the website relating to the PRISMA margining methodology 12/10/2019 Certified 12/24/2019 2
CME Extension the CME OTC FX Fee Waiver Program 12/09/2019 Certified 12/23/2019 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 12/06/2019 Notified 12/06/2019 2
LCHLTD LCH Limited Self-Certification: minor amendments to the ForexClear fee schedule 12/06/2019 Certified 12/20/2019 1
OCC Proposed rule change concerning an Agreement for Clearing and Settlement Services between The Options ClearingCorporation and Small Exchange, Inc. 12/06/2019 Certified 12/20/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 115-19 related to the introduction of futures contracts on the STOXX USA ESG-X index and futures contracts on MSCI ESG Screened indexes 12/05/2019 Certified 12/19/2019 2
LCHLTD LCH Limited Self-Certification: FCM - Treatment of Accounts under Common Beneficial Ownership 12/04/2019 Certified 12/18/2019 1
CME Weekly Notification of Rule Amendments - Week of November 25, 2019 12/04/2019 Notified 12/04/2019 1
LCHSA LCH SA is proposing to amend its Reference Guide: CDSClear Margin Framework in order to allow Index BasisPackages margining as single instrument 12/03/2019 Certified 12/17/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 114-19 relating to implementing the first elements of the Eurex Pricing Roadmap 2020 12/03/2019 Certified 12/17/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 112-19 related to amending the Price List for flex futures, pricing harmonization for OTC IRD Disclosed Clients, and OTC FX and OTC XCCY clarifications 12/02/2019 Certified 12/16/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 113-19 relating to further changes to those previously announced and submitted in Eurex Clearing Circular 095-19 12/02/2019 Certified 12/16/2019 2