| MIAX |
The overall purpose of the amendments is to enhance MGEX's compliance with CFTC regulations and the tools available to the Clearing House following a Clearing Member default. In addition, certain housekeeping and reorganization changes were made. |
06/26/2019 |
Certified |
07/11/2019 |
|
1 |
| CME |
Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of Three (3) Fertilizer Swap (Cleared Only) Contracts |
06/24/2019 |
Certified |
07/09/2019 |
|
1 |
| CME |
Amendments to the Disclaimer Rules of Five (5) Fertilizer Contracts |
06/24/2019 |
Certified |
07/09/2019 |
|
1 |
| LX |
Rulebook Amendments for the LedgerX DCM |
06/24/2019 |
Certified |
07/09/2019 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 17 June 2019. |
06/24/2019 |
Notified |
06/24/2019 |
|
2 |
| LCHLTD |
LCH Limited is submitting for self-certification changes to its rules to enable the offering of the ForexClear Settlement Reduction Service to FX Options Clearing Members. |
06/21/2019 |
Certified |
07/05/2019 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of June 17, 2019 |
06/21/2019 |
Notified |
06/21/2019 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the amendments to the CDSClear fee grid in order to extend to CDSClear clients the current fee applicable by other LCH SA business lines. |
06/20/2019 |
Certified |
07/05/2019 |
|
1 |
| CME |
Implementation of the USD IRS House Liquidity Program |
06/20/2019 |
Certified |
07/05/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of June 10, 2019 |
06/20/2019 |
Notified |
06/20/2019 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 10 June 2019. |
06/18/2019 |
Notified |
06/18/2019 |
|
2 |
| LX |
LedgerX Revised Enterprise Risk Management Plan |
06/18/2019 |
Certified |
07/02/2019 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: SwapClear Initial Margin parameter update |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Amendments to the Rates and ForexClear Default Management Groups |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
06/12/2019 |
Certified |
06/26/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of June 3, 2019 |
06/12/2019 |
Notified |
06/12/2019 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 3 June 2019. |
06/11/2019 |
Notified |
06/11/2019 |
|
2 |
| ICLREU2 |
ICE Clear Europe proposes to modify and update certain provisions of its Policy to provide further clarification for the CDS Clearing Membership requirements and to update certain ICE Clear Europe internal governance requirements applicable to all Clearin |
06/10/2019 |
Certified |
06/24/2019 |
|
2 |
| ICLREU2 |
ICE Clear Europe intends to publish the Circular to provide guidance as to the interpretation of references to European Union ("EU") directives and regulations in the ICE Clear Europe Clearing Rules and Procedures in the event of Brexit. |
06/10/2019 |
Certified |
06/24/2019 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 27 May 2019. |
06/07/2019 |
Notified |
06/07/2019 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
06/07/2019 |
Notified |
06/07/2019 |
|
2 |
| LCHLTD |
Changes to the rulebook to remove Hong Kong payments section and other administrative changes. |
06/06/2019 |
Certified |
06/20/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of May 27, 2019 |
06/05/2019 |
Notified |
06/05/2019 |
|
1 |
| SGX-DC |
Self-certification for amendments to SGX-DC Clearing Rules, to remove the criterion of price band checks for off-market trades (OTC, NLT, EFP and EFS trades) to be registered for clearing with SGX-DC. |
06/05/2019 |
Certified |
06/19/2019 |
|
1 |
| ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Stress Testing Framework. |
06/03/2019 |
Certified |
06/17/2019 |
|
2 |
| ICLREU2 |
ICE Clear Europe is formalizing its ORM Policy which sets out the processes for managing operational risks, the responsibilities for executing those processes, the frequency of review of the policy and the governance and reporting lines for the policy. |
05/31/2019 |
Certified |
06/13/2019 |
|
2 |
| LX |
Revised Enterprise Risk Management Plan |
05/31/2019 |
Withdrawn |
06/13/2019 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
05/31/2019 |
Notified |
05/31/2019 |
|
2 |
| ICE NGX |
Update to May 24, 2019 filing, which was missing information on how we are meeting Core Principles. Please replace this filing with the May 24th filing. |
05/30/2019 |
Certified |
06/13/2019 |
|
1 |
| MIAX |
Notification of changes to outright margin rates and volatility scan range. |
05/30/2019 |
Notified |
05/30/2019 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 20 May 2019. |
05/29/2019 |
Notified |
05/29/2019 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Rules relating to Clearing House default management, recovery and wind-down to address the risk of uncovered losses from a Clearing Member default or series of defaults, among other risks. |
05/29/2019 |
Certified |
06/11/2019 |
|
5 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 054-19 related to discontinuation of the Value Based Allocation Method within the Elementary Clearing Model and certain service fees and discounts in the Price List |
05/29/2019 |
Certified |
06/12/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 051-19 related to supporting the 2017 ISDA/FIA Cleared Derivatives Execution Agreement and implementing a backloading functionality for OTC FX Transactions |
05/28/2019 |
Certified |
06/11/2019 |
|
2 |
| CME |
Adoption of a New Framework for Initial Margin Calculations |
05/28/2019 |
Certified |
07/19/2019 |
|
3 |
| ICE NGX |
The addition of eight physically-settled power futures transactions in the ERCOT market with their delivery points at North Load Zone, South Load Zone, Houston Load Zone and West Load Zone |
05/24/2019 |
Withdrawn |
05/31/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of May 13, 2019 |
05/23/2019 |
Notified |
05/23/2019 |
|
1 |
| ICLR US |
Self-Certification Pursuant to Commission Rule 40.6 - Physically Settled Digital Currency Contracts |
05/23/2019 |
Certified |
06/07/2019 |
|
2 |
| LCHLTD |
LCH Limited is amending its rules to allow ForexClear Clearing Members to convert their contracts to "Settled to Market" ("STM") at account level. The changes do not apply to Futures Commission Merchants or US-incorporated Clearing Members. |
05/22/2019 |
Certified |
06/06/2019 |
|
1 |
| ICLR US |
Weekly Notification of Rule Amendments |
05/22/2019 |
Notified |
05/22/2019 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 13 May 2019. |
05/21/2019 |
Notified |
05/21/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 049-19 related to the liquidity management framework for the OTC currency clearing service. (These are not applicable to U.S. participants, and OTC currency is currently outside the scope of the DCO.) |
05/20/2019 |
Certified |
06/04/2019 |
|
2 |
| EUREX |
Weekly Notification of Rule Amendments - Week of May 13, 2019 |
05/17/2019 |
Notified |
05/17/2019 |
|
1 |
| ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Risk Management Model Description. |
05/16/2019 |
Certified |
05/31/2019 |
|
2 |
| SGX-DC |
Rule amendments to the SGX-DC Clearing Rules related to (i) the limitation of liability and indemnity of SGX-DC, and (ii) the Disciplinary Committee and Appeals Committee under the SGX-DC Clearing Rules. |
05/15/2019 |
Certified |
05/29/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of May 6, 2019 |
05/15/2019 |
Notified |
05/15/2019 |
|
1 |
| ICLREU2 |
ICE Clear Europe proposes a revised approach to computing single name CDS liquidity charges. Specifically, ICE Clear Europe proposes to introduce minimum instrument liquidity requirements independent of instrument maturities. |
05/13/2019 |
Certified |
05/28/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 047-19 related to providing the fees applicable for Xetra order book and off-book transactions in cash equity products |
05/13/2019 |
Certified |
05/28/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 045-19 related to providing more detail regarding the repayment of cash collateral provided in a non-clearing currency |
05/13/2019 |
Certified |
05/28/2019 |
|
2 |
| LCHLTD |
LCH Limited is submitting for self-certification a change to its rules allowing ForexClear to offer clearing of FX Spot and Forwards in their own right, rather than only as hedges of FX Options contracts. |
05/13/2019 |
Certified |
05/24/2019 |
|
1 |
