Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICE NGX CPA Amendments - Omnibus et al 04/05/2024 Certified 04/19/2024 1
ICLREU2 The Clearing House is amending its Collateral and Haircut Procedures to make certain clarifications for collateral eligibility criteria relating to market risk. 04/03/2024 Certified 04/17/2024 2
CME Weekly Notification of Rule Amendments - March 25, 2024 04/02/2024 Notified 04/02/2024 1
ICLREU2 ICE Clear Europe is amending its Liquidity and Investment Management Policy and Liquidity Management Procedures with certain updates relating to liquidity risk management, as well as other minor clarifications. 04/02/2024 Certified 04/16/2024 2
OCC OCC Rule Certification to Update Its Operational Loss Fee for 2024 04/01/2024 Certified 04/15/2024 2
EUREX Proposed rule amendments in Eurex Clearing Circular 021-24 related to the introduction of a provision to allow Eurex Clearing to assign Clearing Capacities to Clearing Members during the Default Management Process. 03/28/2024 Certified 04/11/2024 2
ICLREU2 ICEU is amending its Outsourcing Policy to clarify its overall strategy in regard to the use of third party services, requirements for exit planning for critical or important functions, and the role of executive oversight of outsourcing arrangements. 03/28/2024 Certified 04/11/2024 2
CCD Amendments to the CCD rules to provide additional clarity within the rules in connection with the CCD guaranty fund and guaranty fund requirements, update CCD's transfer trade rule, and make a minor clean up changes. 03/27/2024 Certified 04/10/2024 1
MIAX MGEX Board and Exchange Committee Charters 03/25/2024 Certified 04/08/2024 2
CCD Amends the CCD Risk Management Committee (RiskCo) charter, CCD Limited Liability Company Agreement, and the CCD Rulebook to align the RiskCo's governance role and responsibilities with CFTC Rule 39.24(b)(11) and (c)(3). 03/25/2024 Certified 04/08/2024 1
CME Weekly Notification of Rule Amendments - March 18, 2024 03/25/2024 Notified 03/25/2024 1
LCHLTD LCH Limited Self-Certification: SwapClear Tradesharer fees 03/21/2024 Certified 04/04/2024 1
LCHLTD Weekly Notification of addition of a new SwapClear trading venue - TradeAgent 03/21/2024 Notified 03/21/2024 1
EUREX Proposed rule amendments in Eurex Clearing Circular 020/24 related to the introduction of the Authorised Manager setup in the FCM Regulations 03/19/2024 Certified 04/02/2024 4
CME Weekly Notification of Rule Amendments - March 11, 2024 03/18/2024 Notified 03/18/2024 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/15/2024 Notified 03/15/2024 2
MIAX Amendment to Rule 23.8.1 (Bitnomial bitcoin options) 03/15/2024 Certified 03/29/2024 1
LX Revisions to DCO Rulebook 03/15/2024 Certified 03/29/2024 3
ICE NGX Non-substantive changes, including a move of a definition, and slight amendment to definition. 03/15/2024 Notified 03/15/2024 1
CME Weekly Notification of Rule Amendments - March 4, 2024 03/12/2024 Notified 03/12/2024 1
LCHLTD LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin collateral. 03/08/2024 Certified 03/21/2024 2
EUREX Weekly Notification of Rule Amendments - Week of March 4, 2024 03/08/2024 Notified 03/08/2024 1
LCHLTD LCH is re-filing proposed changes to its rulebook to expand the possible actions available to a SwapClear Clearing Member after the early termination of one or more transaction(s) between such SwapClear Clearing Member and its SwapClear Clearing Client. 03/07/2024 Certified 03/21/2024 2
MIAX Formation of the Risk Management Committee 03/06/2024 Certified 03/20/2024 1
ICE NGX Amendments are designed to streamline and update terminology, descriptions, rules and procedures relating to financially settled futures products. 03/05/2024 Certified 03/19/2024 1
ICE NGX Consolidate the concepts and procedures, including ICE NGX's discretionary authority, in a Default or Event of Default that are currently applicable to specific types of products. 03/05/2024 Certified 03/19/2024 1
ICE NGX Amending provisions relating to protection of personal information, confidentiality, update terminology and update descriptions. 03/05/2024 Certified 03/19/2024 1
ICE NGX Submission to implement changes to ICE NGX RMF to document the treatment of Force Majeure ("FM") events \r\nin the calibration of stress testing parameters. 03/05/2024 Certified 03/19/2024 2
EUREX Proposed rule amendments in Eurex Clearing Circular 016/24 related to the listing and delisting of certain Eurex Exchange contracts 03/04/2024 Certified 03/18/2024 2
CME Weekly Notification of Rule Amendments - February 26, 2024 03/04/2024 Notified 03/04/2024 1
LCHLTD LCH Limited ("LCH") self-certification: Index cessation event and index disruption event 02/28/2024 Certified 03/13/2024 1
MIAX Notification of approved changes to Bitnomial outright margins and VSR rates. 02/28/2024 Notified 02/28/2024 1
EUREX Proposed rule amendments in Eurex Clearing Circular 010-24 related to the launch of MSCI Emerging Markets Index Total Return Futures on Eurex Deutschland 02/26/2024 Certified 03/08/2024 2
EUREX Proposed rule amendments in Eurex Clearing Circular 013-24 related to the launch of Futures on FTSE EPRA Indices and the STOXX Semiconductor 30 Index on Eurex Deutschland 02/26/2024 Certified 03/08/2024 2
CME Weekly Notification of Rule Amendments - February 19, 2024 02/26/2024 Notified 02/26/2024 1
CME Amendments to the Operational Risk Management Framework 02/26/2024 Certified 03/11/2024 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 02/23/2024 Notified 02/23/2024 2
ICE NGX CPA amendments relating to Deposit Agreement. 02/23/2024 Certified 03/08/2024 1
ICE NGX CPA Amendments with respect to White River Hub 02/23/2024 Certified 03/08/2024 1
LCHLTD LCH Limited Self-Certification: Rates Reform - 2024 Fallback and Conversion Fees 02/22/2024 Certified 03/07/2024 1
ICLR US Rule Amendments 02/22/2024 Certified 03/07/2024 2
CME Weekly Notification of Rule Amendments - February 12, 2024 02/22/2024 Notified 02/22/2024 1
ICLREU2 ICE Clear Europe is amending its Investment Management Procedures to make clarifications as to maximum maturity and requirements for permissible \r\ninvestments and to enhance requirements around concentration limits, investment criteria and market risk. 02/21/2024 Certified 03/05/2024 2
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to LCH Limited's ("LCH") London Deposit Rate ("LDR"), Client Deposit Rate ("CDR"), FCM London Deposit Rate ("FCM LDR"), and RepoClear Deposit Rate ("RDR") 02/20/2024 Notified 02/20/2024 1
OCC Rule Certification by The Options Clearing Corporation Concerning Interpretative Guidance on Contract Adjustments for Cash Dividends and Distributions 02/20/2024 Certified 03/05/2024 2
ICLR US Weekly Notification of Rule Amendments 02/19/2024 Notified 02/19/2024 1
OCC OCC Rule Certification Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility 02/15/2024 Certified 03/01/2024 2
ICE NGX CPA, DMP and RMF amendments regarding new environmental products. 02/15/2024 Certified 03/01/2024 2
MIAX Fee Changes to MGEX's Agricultural Product Fees Schedule 02/14/2024 Certified 02/29/2024 1
CME Weekly Notification of Rule Amendments - February 5, 2024 02/13/2024 Notified 02/13/2024 1