Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 032-18 related to extending the Individual Clearing Model to Specified Clients of Clearing Members and providing clarification in the event of a new execution of the Pledge Agreement by a Clearing Member 03/23/2018 Certified 04/06/2018 11
EUREX Proposed rule amendments in Eurex Clearing Circular 033-18 related to administrative changes to the SONIA and SARON swaps, eliminating references to Eurex Zurich AG, and clarifying the default fund replenishment provisions 03/23/2018 Certified 04/06/2018 2
ICLR US ICUS has determined to move to a direct settlement model that allows clearing members to utilize Qualified Financial Institutions (QFIs) which may or may not be related to the Approved Financial Institutions (AFIs) utilized by ICUS. 03/22/2018 Withdrawn 04/04/2018 2
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX IHS McCloskey Indonesian 4200kc GAR FOB Thermal Coal Swaps Contract. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. 03/21/2018 Certified 04/03/2018 1
LCHLTD Changes to the fees LCH LTD applies in respect of non-cash collateral posted as margin collateral to the Clearing House. 03/21/2018 Certified 04/04/2018 1
CME Weekly Notification of Rule Amendments - Week of March 12, 2018 03/21/2018 Notified 03/21/2018 1
SGX-DC Weekly notification of rule amendments for the week of 12 March 2018. 03/19/2018 Notified 03/19/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 03/16/2018 Notified 03/16/2018 2
LCHLTD LCH Limited Self Certification: Clarifying Rule Changes related to the Provisions on the Treatment of Variation Margin for FCMs 03/15/2018 Certified 03/29/2018 1
LCHLTD LCH Limited Self Certification: Criminal Finance Act amendment rule changes. This amendment clarifies that the Clearing Member warranty is limited in scope to those activities in relation to its status as a CM. 03/15/2018 Certified 03/29/2018 1
LCHLTD Rulebook changes in support of the LCH LTD ForexClear service launch of clearing for FX Options. 03/15/2018 Certified 03/29/2018 1
ICLREU2 ICE Clear Europe Changes to F&O Initial Contribution 03/15/2018 Certified 03/29/2018 2
ICLR US ICE Clear US is amending the Rules to provide for contributions from Listing Exchanges as additional default resources. 03/15/2018 Certified 03/29/2018 1
CME Modifications to the CME OTC FX Fee Waiver Program 03/14/2018 Certified 03/28/2018 1
CME Weekly Notification of Rule Amendments - Week of March 5, 2018 03/14/2018 Notified 03/14/2018 1
SGX-DC Weekly notification of rule amendments for the week of 13 March 2018. 03/13/2018 Notified 03/13/2018 2
ICECC ICE Clear Credit proposes updates to the ICC Operational Risk Management Framework. 03/13/2018 Certified 03/27/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 03/09/2018 Notified 03/09/2018 2
CME Weekly Notification of Rule Amendments - Week of February 26, 2018 03/07/2018 Notified 03/07/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 029-18 related to the interest rate for customer cash collateral, changes to cash handling and securities collateral fees, and an incentive scheme for gross omnibus and ISA models 03/07/2018 Certified 03/21/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 028-18 related to futures and options on the Sensex Index 03/06/2018 Certified 03/20/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 026-18 related to revising the implementation date, taking into account prefunding amounts for late clearing members, and allowing trade amendments for OTC Currency Product clearing 03/05/2018 Certified 03/19/2018 2
SGX-DC Weekly notification of rule amendments for the week of 26 February 2018. 03/04/2018 Notified 03/04/2018 2
CME Weekly Notification of Rule Amendments - Week of February 19, 2018 03/01/2018 Notified 03/01/2018 1
ICLREU2 ICEU Self-Certification in respect of the F&O Concentration Charge Policy v1.6 02/28/2018 Certified 03/14/2018 2
CME Modifications to the OTC FX Non-Deliverable Forwards Incentive Program 02/28/2018 Certified 03/14/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 023-18 related to broadening the scope of the Multiple Clearing Relationship Framework, align outsourcing rules with German law, and amending one technical agreement 02/27/2018 Certified 03/13/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circualr 021-18 related to IRS Section 871(m) transactions 02/27/2018 Certified 03/13/2018 2
LCHLTD Change to the LCH LTD London Deposit Rate (LDR) applicable to cash balances held on SwapClear and ForexClear services clearing member accounts. 02/23/2018 Notified 02/23/2018 1
CME Amendments to CME Chapter 901 ("Interest Rate Swaps Contract Terms") for the BRL Interest Rate Swaps Contract 02/23/2018 Certified 03/09/2018 1
ICLR US ICUS is amending its Risk Management Framework to provide for enhancements related to the calculation of shortfall margin; increasing the size of the guaranty fund; and changing the methodology for allocating the guaranty fund to clearing members. 02/22/2018 Certified 03/08/2018 2
ICLR US ICUS is amending its Risk Management Framework to ensure compliance with regulatory liquidity requirements by requiring clearing members to maintain 35% of house margin in cash. 02/22/2018 Certified 03/08/2018 2
CME Weekly Notification of Rule Amendments - Week of February 12, 2018 02/21/2018 Notified 02/21/2018 1
CCH Changing entity name from "Cantor Clearinghouse, L.P." to "CX Clearinghouse, L.P." 02/16/2018 Certified 03/05/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 018-18 related to introduction of transaction fees for OTC block trades in EURO STOXX 50r Index Options that have been electively not disclosed intraday by the Eurex Exchanges' T7 system 02/15/2018 Certified 03/02/2018 2
LCHSA LCH SA is submitting for self-certification the proposed changes necessary to implement a new end of day price contribution window for CDX North American indices and related single names. 02/14/2018 Certified 03/01/2018 1
ICLREU2 ICEU is modifying its CDS Procedures to support clearing of a new single-name CDS transaction type. ICEU is also amending its CDS Risk Policy and CDS Risk Model Description to better address certain risks associated with CDS referencing EU banks. 02/14/2018 Certified 03/01/2018 3
CME Weekly Notification of Rule Amendments - Week of February 5, 2018 02/14/2018 Notified 02/14/2018 1
EUREX Proposed rule changes in Eurex Clearing Circular 017-18 related to Eurex Bonds termination, editorial amendments, specifications for debt collateral, STM Model, charging of mistrade fees, and securities lending 02/13/2018 Certified 02/27/2018 2
SGX-DC Weekly notification of rule amendments for the week of 5 February 2018. 02/11/2018 Notified 02/11/2018 2
LX Modifications to the LedgerX Operations Manual. This is refiling of the withdrawn 1/29/2018 submission (1801-2914-3341-11) based on conversations with CFTC staff in DCR. 02/09/2018 Certified 02/26/2018 2
CME Weekly Notification of Rule Amendments - Week of January 29, 2018 02/09/2018 Notified 02/09/2018 1
CME Delisting of the Markit iTraxx Europe Main 7Y Swap (Cleared Only) Contract 02/09/2018 Certified 02/09/2018 1
CME Expansion of CME Clearing's Acceptance of Mexican Foreign Sovereign Debt as Performance Bond. 02/08/2018 Certified 02/23/2018 1
ICECC ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. 02/08/2018 Certified 02/23/2018 2
EUREX Stated policy in Eurex Clearing Circualr 015-18 related to fee rebate program and readiness rebate program for the Eurex EnLight service 02/08/2018 Certified 02/23/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 013-18 related to the introduction of clearing for OTC FX products (FX spots, swaps, and forwards) and cross-currency swaps for EU Clearing Members (no clearing for US Clearing Members or US persons) 02/05/2018 Certified 02/20/2018 2
SGX-DC Weekly notification of rule amendments for the week of 29 January 2018. 02/04/2018 Notified 02/04/2018 2
EUREX Weekly Notification of Rule Amendments - Week of January 29, 2018 02/02/2018 Notified 02/02/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 02/02/2018 Notified 02/02/2018 2