EUREX |
Proposed rule amendments in Eurex Clearing Circular 032-18 related to extending the Individual Clearing Model to Specified Clients of Clearing Members and providing clarification in the event of a new execution of the Pledge Agreement by a Clearing Member |
03/23/2018 |
Certified |
04/06/2018 |
|
11 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 033-18 related to administrative changes to the SONIA and SARON swaps, eliminating references to Eurex Zurich AG, and clarifying the default fund replenishment provisions |
03/23/2018 |
Certified |
04/06/2018 |
|
2 |
ICLR US |
ICUS has determined to move to a direct settlement model that allows clearing members to utilize Qualified Financial Institutions (QFIs) which may or may not be related to the Approved Financial Institutions (AFIs) utilized by ICUS. |
03/22/2018 |
Withdrawn |
04/04/2018 |
|
2 |
SGX-DC |
The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX IHS McCloskey Indonesian 4200kc GAR FOB Thermal Coal Swaps Contract. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. |
03/21/2018 |
Certified |
04/03/2018 |
|
1 |
LCHLTD |
Changes to the fees LCH LTD applies in respect of non-cash collateral posted as margin collateral to the Clearing House. |
03/21/2018 |
Certified |
04/04/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of March 12, 2018 |
03/21/2018 |
Notified |
03/21/2018 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 12 March 2018. |
03/19/2018 |
Notified |
03/19/2018 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
03/16/2018 |
Notified |
03/16/2018 |
|
2 |
LCHLTD |
LCH Limited Self Certification: Clarifying Rule Changes related to the Provisions on the Treatment of Variation Margin for FCMs |
03/15/2018 |
Certified |
03/29/2018 |
|
1 |
LCHLTD |
LCH Limited Self Certification: Criminal Finance Act amendment rule changes. This amendment clarifies that the Clearing Member warranty is limited in scope to those activities in relation to its status as a CM. |
03/15/2018 |
Certified |
03/29/2018 |
|
1 |
LCHLTD |
Rulebook changes in support of the LCH LTD ForexClear service launch of clearing for FX Options. |
03/15/2018 |
Certified |
03/29/2018 |
|
1 |
ICLREU2 |
ICE Clear Europe Changes to F&O Initial Contribution |
03/15/2018 |
Certified |
03/29/2018 |
|
2 |
ICLR US |
ICE Clear US is amending the Rules to provide for contributions from Listing Exchanges as additional default resources. |
03/15/2018 |
Certified |
03/29/2018 |
|
1 |
CME |
Modifications to the CME OTC FX Fee Waiver Program |
03/14/2018 |
Certified |
03/28/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of March 5, 2018 |
03/14/2018 |
Notified |
03/14/2018 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 13 March 2018. |
03/13/2018 |
Notified |
03/13/2018 |
|
2 |
ICECC |
ICE Clear Credit proposes updates to the ICC Operational Risk Management Framework. |
03/13/2018 |
Certified |
03/27/2018 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
03/09/2018 |
Notified |
03/09/2018 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of February 26, 2018 |
03/07/2018 |
Notified |
03/07/2018 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 029-18 related to the interest rate for customer cash collateral, changes to cash handling and securities collateral fees, and an incentive scheme for gross omnibus and ISA models |
03/07/2018 |
Certified |
03/21/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 028-18 related to futures and options on the Sensex Index |
03/06/2018 |
Certified |
03/20/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 026-18 related to revising the implementation date, taking into account prefunding amounts for late clearing members, and allowing trade amendments for OTC Currency Product clearing |
03/05/2018 |
Certified |
03/19/2018 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 26 February 2018. |
03/04/2018 |
Notified |
03/04/2018 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of February 19, 2018 |
03/01/2018 |
Notified |
03/01/2018 |
|
1 |
ICLREU2 |
ICEU Self-Certification in respect of the F&O Concentration Charge Policy v1.6 |
02/28/2018 |
Certified |
03/14/2018 |
|
2 |
CME |
Modifications to the OTC FX Non-Deliverable Forwards Incentive Program |
02/28/2018 |
Certified |
03/14/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 023-18 related to broadening the scope of the Multiple Clearing Relationship Framework, align outsourcing rules with German law, and amending one technical agreement |
02/27/2018 |
Certified |
03/13/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circualr 021-18 related to IRS Section 871(m) transactions |
02/27/2018 |
Certified |
03/13/2018 |
|
2 |
LCHLTD |
Change to the LCH LTD London Deposit Rate (LDR) applicable to cash balances held on SwapClear and ForexClear services clearing member accounts. |
02/23/2018 |
Notified |
02/23/2018 |
|
1 |
CME |
Amendments to CME Chapter 901 ("Interest Rate Swaps Contract Terms") for the BRL Interest Rate Swaps Contract |
02/23/2018 |
Certified |
03/09/2018 |
|
1 |
ICLR US |
ICUS is amending its Risk Management Framework to provide for enhancements related to the calculation of shortfall margin; increasing the size of the guaranty fund; and changing the methodology for allocating the guaranty fund to clearing members. |
02/22/2018 |
Certified |
03/08/2018 |
|
2 |
ICLR US |
ICUS is amending its Risk Management Framework to ensure compliance with regulatory liquidity requirements by requiring clearing members to maintain 35% of house margin in cash. |
02/22/2018 |
Certified |
03/08/2018 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of February 12, 2018 |
02/21/2018 |
Notified |
02/21/2018 |
|
1 |
CCH |
Changing entity name from "Cantor Clearinghouse, L.P." to "CX Clearinghouse, L.P." |
02/16/2018 |
Certified |
03/05/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 018-18 related to introduction of transaction fees for OTC block trades in EURO STOXX 50r Index Options that have been electively not disclosed intraday by the Eurex Exchanges' T7 system |
02/15/2018 |
Certified |
03/02/2018 |
|
2 |
LCHSA |
LCH SA is submitting for self-certification the proposed changes necessary to implement a new end of day price contribution window for CDX North American indices and related single names. |
02/14/2018 |
Certified |
03/01/2018 |
|
1 |
ICLREU2 |
ICEU is modifying its CDS Procedures to support clearing of a new single-name CDS transaction type. ICEU is also amending its CDS Risk Policy and CDS Risk Model Description to better address certain risks associated with CDS referencing EU banks. |
02/14/2018 |
Certified |
03/01/2018 |
|
3 |
CME |
Weekly Notification of Rule Amendments - Week of February 5, 2018 |
02/14/2018 |
Notified |
02/14/2018 |
|
1 |
EUREX |
Proposed rule changes in Eurex Clearing Circular 017-18 related to Eurex Bonds termination, editorial amendments, specifications for debt collateral, STM Model, charging of mistrade fees, and securities lending |
02/13/2018 |
Certified |
02/27/2018 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 5 February 2018. |
02/11/2018 |
Notified |
02/11/2018 |
|
2 |
LX |
Modifications to the LedgerX Operations Manual. This is refiling of the withdrawn 1/29/2018 submission (1801-2914-3341-11) based on conversations with CFTC staff in DCR. |
02/09/2018 |
Certified |
02/26/2018 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of January 29, 2018 |
02/09/2018 |
Notified |
02/09/2018 |
|
1 |
CME |
Delisting of the Markit iTraxx Europe Main 7Y Swap (Cleared Only) Contract |
02/09/2018 |
Certified |
02/09/2018 |
|
1 |
CME |
Expansion of CME Clearing's Acceptance of Mexican Foreign Sovereign Debt as Performance Bond. |
02/08/2018 |
Certified |
02/23/2018 |
|
1 |
ICECC |
ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. |
02/08/2018 |
Certified |
02/23/2018 |
|
2 |
EUREX |
Stated policy in Eurex Clearing Circualr 015-18 related to fee rebate program and readiness rebate program for the Eurex EnLight service |
02/08/2018 |
Certified |
02/23/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 013-18 related to the introduction of clearing for OTC FX products (FX spots, swaps, and forwards) and cross-currency swaps for EU Clearing Members (no clearing for US Clearing Members or US persons) |
02/05/2018 |
Certified |
02/20/2018 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 29 January 2018. |
02/04/2018 |
Notified |
02/04/2018 |
|
2 |
EUREX |
Weekly Notification of Rule Amendments - Week of January 29, 2018 |
02/02/2018 |
Notified |
02/02/2018 |
|
1 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
02/02/2018 |
Notified |
02/02/2018 |
|
2 |