Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 ICEU is modifying its CDS Procedures to support clearing of a new single-name CDS transaction type. ICEU is also amending its CDS Risk Policy and CDS Risk Model Description to better address certain risks associated with CDS referencing EU banks. 02/14/2018 Certified 03/01/2018 3
CME Weekly Notification of Rule Amendments - Week of February 5, 2018 02/14/2018 Notified 02/14/2018 1
EUREX Proposed rule changes in Eurex Clearing Circular 017-18 related to Eurex Bonds termination, editorial amendments, specifications for debt collateral, STM Model, charging of mistrade fees, and securities lending 02/13/2018 Certified 02/27/2018 2
SGX-DC Weekly notification of rule amendments for the week of 5 February 2018. 02/11/2018 Notified 02/11/2018 2
LX Modifications to the LedgerX Operations Manual. This is refiling of the withdrawn 1/29/2018 submission (1801-2914-3341-11) based on conversations with CFTC staff in DCR. 02/09/2018 Certified 02/26/2018 2
CME Weekly Notification of Rule Amendments - Week of January 29, 2018 02/09/2018 Notified 02/09/2018 1
CME Delisting of the Markit iTraxx Europe Main 7Y Swap (Cleared Only) Contract 02/09/2018 Certified 02/09/2018 1
CME Expansion of CME Clearing's Acceptance of Mexican Foreign Sovereign Debt as Performance Bond. 02/08/2018 Certified 02/23/2018 1
ICECC ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. 02/08/2018 Certified 02/23/2018 2
EUREX Stated policy in Eurex Clearing Circualr 015-18 related to fee rebate program and readiness rebate program for the Eurex EnLight service 02/08/2018 Certified 02/23/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 013-18 related to the introduction of clearing for OTC FX products (FX spots, swaps, and forwards) and cross-currency swaps for EU Clearing Members (no clearing for US Clearing Members or US persons) 02/05/2018 Certified 02/20/2018 2
SGX-DC Weekly notification of rule amendments for the week of 29 January 2018. 02/04/2018 Notified 02/04/2018 2
EUREX Weekly Notification of Rule Amendments - Week of January 29, 2018 02/02/2018 Notified 02/02/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 02/02/2018 Notified 02/02/2018 2
MIAX Changes to outright margin rates 02/01/2018 Notified 02/01/2018 1
ICLREU2 Proposed amendments to ICE Clear Europe (ICEU) Clearing Rules to accommodate the transition of certain F&O Contracts from ICE Futures Europe to ICE Futures U.S., Inc. Clearing of the transitioning contracts will remain at ICEU. 01/31/2018 Certified 02/14/2018 3
OCC Proposed rule change to revise OCC's Schedule of Fees. 01/31/2018 Certified 02/14/2018 1
CME Weekly Notification of Rule Amendments - Week of January 22, 2018 01/31/2018 Notified 01/31/2018 1
LX Amendments to Rulebook. 01/29/2018 Certified 02/12/2018 1
LX Amendments to Operations Manual. 01/29/2018 Withdrawn 02/09/2018 5
ICECC ICC proposes changes to the ICC Rulebook, the ICC Risk Management Model Description Document, the ICC Risk Management Framework, the ICC Stress Testing Framework, and the ICC Liquidity Risk Management Framework. 01/29/2018 Certified 02/12/2018 3
SGX-DC Weekly notification of rule amendments for the week of 22 January 2018. 01/28/2018 Notified 01/28/2018 2
LCHLTD LCH Limited's change to its London Deposit Rate (LDR) applicable to cash balances (excluding default fund) held on SwapClcear and ForexClear services clearing member accounts. 01/25/2018 Notified 01/25/2018 1
CME Weekly Notification of Rule Amendments - Week of January 15, 2018 01/25/2018 Notified 01/25/2018 1
OCC Proposed rule change to revise OCC's Schedule of Fees. 01/24/2018 Certified 02/07/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 007-18 related to the introduction of four additional futures on Bloomberg commodity indices 01/24/2018 Certified 02/07/2018 2
OCC Proposed rule change concerning OCC's Model Risk Management Policy. 01/23/2018 Certified 02/06/2018 2
SGX-DC Weekly notification of rule amendments for the week of 15 January 2018. 01/23/2018 Notified 01/23/2018 2
CME Weekly Notification of Rule Amendments - Week of January 8, 2018 01/19/2018 Notified 01/19/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 005-18 related to listing futures on MSCI Japan (NTR, JPY) and MSCI EM Asia ex Korea (NTR, USD) and waiving fees for three other MSCI futures 01/17/2018 Certified 01/31/2018 2
CME Implementation of the Latin America ("LatAm") Interest Rate Swap ("IRS") House Incentive Program 01/17/2018 Certified 01/31/2018 2
LCHLTD LCH Ltd self certifies changes to its rules clarifying its right to determine alternative reference rates, in the event those used in respect to SwapClear and ForexClear contracts are no longer available, or suitable. 01/16/2018 Certified 01/30/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 003-18 related to the introduction service fees for ancillary services commissioned by clearing members 01/16/2018 Certified 01/30/2018 2
SGX-DC Weekly notification of rule amendments for the week of 8 January 2018. 01/15/2018 Notified 01/15/2018 2
EUREX Weekly Notification of Rule Amendments - Week of January 8, 2018 01/12/2018 Notified 01/12/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 01/12/2018 Notified 01/12/2018 2
OCC Proposed rule change by The Options Clearing Corporation concerning its Margin Policy. 01/11/2018 Certified 01/26/2018 2
OCC Proposed rule change to modify OCC's rules regarding the exercise procedures for certain options on futures. 01/11/2018 Certified 01/26/2018 1
CME Weekly Notification of Rule Amendments - Week of January 1, 2018 01/10/2018 Notified 01/10/2018 1
OCC Proposed rule change concerning The Options Clearing Corporation's Fee Policy. 01/09/2018 Certified 01/24/2018 2
ICLR US ICUS is amending its Risk Management Framework to provide for enhancements related to concentration charges for agricultural products. 01/09/2018 Certified 01/24/2018 2
SGX-DC Weekly notification of rule amendments for the week of 1 January 2018. 01/09/2018 Notified 01/09/2018 2
SGX-DC Weekly notification of rule amendments for the week of 25 December 2017. 01/04/2018 Notified 01/04/2018 2
CME Weekly Notification of Rule Amendments - Week of December 25, 2017 01/03/2018 Notified 01/03/2018 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes related to the proposed acceptation of clients' self-referencing transactions on their clearing broker. 01/02/2018 Certified 01/16/2018 4
MIAX Notification of changes made to outright and spread margin rates, as well as VSR change. 12/28/2017 Notified 12/28/2017 1
LCHLTD LCH LTD is self-certifying changes to its rules to clarify that all variation margin payments associated with Contracts of all FCMs and US SCMs of the SwapClear service are settlement payments. 12/28/2017 Certified 01/12/2018 1
CME Weekly Notification of Rule Amendments - Week of December 18, 2017 12/27/2017 Notified 12/27/2017 1
LCHLTD Capitalab, a division of BGC Brokers LP, has been added as an eligible provider of third party compression services to the participants of LCH Ltd's ("LCH") SwapClear service. 12/26/2017 Notified 12/26/2017 1
SGX-DC Weekly notification of rule amendments for the week of 18 December 2017. 12/25/2017 Notified 12/25/2017 2