Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Amendments to CME Chapter 300 ("CME WM/Reuters OTC Spot, Forward and Swap Contracts") Appendix ("Contract Specifications") for the U.S. Dollar ("USD")/Swiss Franc ("CHF")/ Currency Pair 06/28/2017 Certified 07/13/2017 1
ICLR US The amendments to the ICUS Rules relate to the collection and payment of variation margin with respect to contracts that are the subject of delivery notices. 06/27/2017 Certified 07/12/2017 2
SGX-DC Weekly notification of rule amendments for the week of 19 June 2017. 06/27/2017 Notified 06/27/2017 2
ICLR US ICUS is amending Chapter 2 of the Rules to revise, reorganize and clarify various membership requirements 06/26/2017 Withdrawn 07/10/2017 2
ICLR US ICUS proposes to adopt amendments to its Rules relating to default management, recovery and wind-down following a clearing member default. 06/26/2017 Withdrawn 07/10/2017 3
CME Weekly Notification of Rule Amendments - Week of June 12, 2017 06/23/2017 Notified 06/23/2017 1
MIAX Notification of changes to clearing and exchange margin requirements 06/22/2017 Notified 06/22/2017 1
ICECC The principal purpose of the proposed rule change is to make revisions to the ICC End-of-Day Price Discovery Policies and Procedures related to the market variability bid-offer width scaling methodology, as well as additional clean-up changes. 06/20/2017 Certified 07/05/2017 2
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to iron ore swap contracts for implementation on July 2017. 06/19/2017 Certified 07/03/2017 2
SGX-DC Weekly notification of rule amendments for the week of 12 June 2017. 06/18/2017 Notified 06/18/2017 2
ICLREU2 The purpose of the amendments is to modify the ICE Clear Europe Finance Procedures to add Australian dollars ("AUD") as a currency eligible for variation margin and settlement payments for financials and softs contracts in the F&O product category which s 06/16/2017 Certified 06/30/2017 2
MIAX Changes to outright margin rates 06/15/2017 Notified 06/15/2017 1
CME Weekly Notification of Rule Amendments - Week of June 5, 2017 06/15/2017 Notified 06/15/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 056-17 relating to the introduction of Eurex Market-on-Close Futures on EURO STOXXr Index Futures 06/14/2017 Certified 06/28/2017 2
OCC Proposed rule change concerning the U.S. market transition to a shortened settlement cycle. 06/13/2017 Certified 06/27/2017 1
LCHLTD LCH self-certifies changes to its rules related to i) the processing of ancillary Compression fees and ii) the requirement for Clearing Members to make payments related to portfolio transfers. 06/13/2017 Certified 06/27/2017 1
SGX-DC Weekly notification of rule amendments for the week of 5 June 2017. 06/11/2017 Notified 06/11/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 054-17 relating to the Price List for transactions on Xetra 06/09/2017 Certified 06/23/2017 2
ICECC ICC proposes changes to its cash investment yield schedule. 06/08/2017 Certified 06/22/2017 2
CME Extension of the CME OTC FX Fee Waiver Program 06/08/2017 Certified 06/22/2017 1
ICLR US The amendments to the ICUS Rules relate to the collection and payment of variation margin with respect to contracts that are the subject of delivery notices. 06/08/2017 Certified 06/22/2017 2
CME Weekly Notification of Rule Amendments - Week of May 29, 2017 06/08/2017 Notified 06/08/2017 1
OCC Proposed rule change by The Options Clearing Corporation concerning a new Stock Options and Futures Settlement Agreement ("New Accord") between OCC and the National Securities Clearing Corporation. 06/06/2017 Certified 06/20/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 050-17 relating to the dispute resolution procedure and settlement of UK equities in securities lending transactions 06/05/2017 Certified 06/19/2017 2
SGX-DC Weekly notification of rule amendments for the week of 29 May 2017. 06/04/2017 Notified 06/04/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 06/02/2017 Notified 06/02/2017 2
MIAX Weekly notification of rule amendments regarding changes to HRSW spread margin rates 06/01/2017 Notified 06/01/2017 1
CME Weekly Notification of Rule Amendments - Week of May 22, 2017 06/01/2017 Notified 06/01/2017 1
SGX-DC Weekly notification of rule amendments for the week of 22 May 2017. 05/28/2017 Notified 05/28/2017 2
MIAX Amendment to MGEX Rule 2071.00. to provide further clarification. 05/26/2017 Certified 06/12/2017 1
CMECE Weekly notification of rule amendments 05/25/2017 Notified 05/25/2017 1
CME Weekly Notification of Rule Amendments - Week of May 15, 2017 05/25/2017 Notified 05/25/2017 1
LCHLTD Closure of the NLX platform, removing restrictions on clearing STM contracts in Japan and conforming changes to the rulebook 05/23/2017 Certified 06/06/2017 1
MIAX Amendment to allow electronic warehouse receipts instead of paper warehouse receipts 05/23/2017 Certified 06/07/2017 1
SGX-DC Weekly notification of rule amendments for the week of 15 May 2017. 05/22/2017 Notified 05/22/2017 2
ICLREU2 The purpose of the amendments is to modify certain aspects of the Finance Procedures to implement certain changes to the Clearing House contributions to CDS default resources. 05/22/2017 Certified 06/06/2017 2
CME Revision to Liquidity Charge Computation in IRS Guaranty Fund Stress Testing 05/22/2017 Certified 06/06/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 048-18 related to the price list for exchange-traded futures and options 05/22/2017 Certified 06/06/2017 2
CMECE Weekly Notification of Rule Amendments - week of May 8, 2017 05/19/2017 Notified 05/19/2017 1
ICLREU2 The purpose of the changes is to make certain amendments to ICE Clear Europe's Articles of Association. 05/19/2017 Certified 06/05/2017 2
CME Weekly Notification of Rule Amendments - Week of May 8, 2017 05/19/2017 Notified 05/19/2017 1
NODALCL Amendment to confidentiality provisions to permit sharing of non-public information with affiliates of the Exchange. 05/19/2017 Certified 06/05/2017 2
CME Notification Regarding Amendments to CME Rule 743. ("Delivery Infractions") to Adopt New CME Rule 743.C. ("Final Settlement Finality Rule Applicable in Delivery Obligation Failure") for FX Delivery 05/18/2017 Certified 06/02/2017 2
LCHLTD Use of alternative interest rate source for PAI or PAA calculation, invoicing back of non-performing contracts and use of market data by LCH Group companies 05/16/2017 Certified 05/30/2017 1
ICLR US ICUS is amending its Risk Management Framework to provide for enhancements related to butterfly spreads for agricultural products. 05/15/2017 Certified 05/30/2017 2
SGX-DC Weekly notification of rule amendments for the week of 8 May 2017. 05/14/2017 Notified 05/14/2017 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 05/12/2017 Certified 05/26/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 043-17 relating to fees for securities delievered as contributions to the default fund and the settlement day for payments via Swiss Interbank Clearing 05/12/2017 Certified 05/26/2017 2
CME Weekly Notification of Rule Amendments - Week of May 1, 2017 05/11/2017 Notified 05/11/2017 1
ICLREU2 ICE Clear Europe is amending its CDS End-of-Day Price Discovery Policy to change the calculation of firm trade notional limits for single-name CDS Contracts. ICEU is also amending its Price Submission Disciplinary Framework. 05/11/2017 Certified 05/25/2017 2