Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH amends its Rulebook to clarify the process with respect to the remuneration applied to the ForexClear default fund member contributions, and the rate and spread which may be applied. 05/08/2017 Certified 05/22/2017 1
MIAX Rule amendment to allow MGEX officers to make non-substantive updates. 05/08/2017 Certified 05/22/2017 1
NODALCL Rule change filing. 05/08/2017 Certified 05/22/2017 2
SGX-DC Weekly notification of rule amendments for the week of 1 May 2017. 05/07/2017 Notified 05/07/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 05/05/2017 Notified 05/05/2017 2
CME Weekly Notification of Rule Amendments - Week of April 24, 2017 05/05/2017 Notified 05/05/2017 1
OCC Proposed rule change to amend OCC's By-Laws to clarify that the Board may, in its discretion, designate that the Chief Operating Officer also serve as President of OCC. 05/05/2017 Certified 05/19/2017 1
CMECE Weekly Notification of RuleAmendments - Week of April 17, 2017 05/03/2017 Notified 05/03/2017 1
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 901.Q. 05/02/2017 Certified 05/16/2017 1
LCHLTD LCH self certifies changes to its rules for SwapClear to:i.remove certain market standard definitions ii.correct the maximum tenors for certain contracts iii.allow Clearing Members to use excess collateral to register Backloaded Trade(s) 05/01/2017 Certified 05/15/2017 1
SGX-DC Weekly notification of rule amendments for the week of 24 April 2017. 05/01/2017 Notified 05/01/2017 2
LCHLTD LCH Amendment to its Margin Collateral Haircut Schedule 04/27/2017 Certified 05/10/2017 2
CME Weekly Notification of Rule Amendments - Week of April 17, 2017 04/27/2017 Notified 04/27/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 039-17 relating to currencies for OTC DCMs, treatment of fractions of securities under the ECM, contact persons for extended hours, termination process for 2 contracts, and certain settlement hours 04/27/2017 Certified 05/11/2017 2
LCHLTD LCH changes its London Deposit Rate (LDR) applicable to cash balances of clearing members for ForexClear and SwapClear 04/24/2017 Notified 04/24/2017 1
SGX-DC Weekly notification of rule amendments for the week of 17 April 2017. 04/24/2017 Notified 04/24/2017 2
CME Weekly Notification of Rule Amendments - Week of April 10, 2017 04/20/2017 Notified 04/20/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 036-17 relating to migration of Eurex Trade Entry Services to the Eurex Exchanges' rules 04/20/2017 Certified 05/04/2017 2
SGX-DC Weekly notification of rule amendments for the week of 10 April 2017. 04/16/2017 Notified 04/16/2017 2
CME Weekly Notification of Rule Amendments - Week of April 3, 2017 04/13/2017 Notified 04/13/2017 1
CMECE Weekly Notification of Rule Amendments - Week of April 3, 2017 04/12/2017 Notified 04/12/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 037-7 relating to the introduction of futures on four additional MSCI indexes 04/12/2017 Certified 04/26/2017 2
SGX-DC Weekly notification of rule amendments for the week of 3 April 2017. 04/11/2017 Notified 04/11/2017 2
ICLREU2 To modify the Finance Procedures to expand the permitted use of third-party collateral purchase arrangements. 04/11/2017 Certified 04/25/2017 2
CMECE Weekly Notification of Rule Amendments - Week of March 27, 2017 04/07/2017 Notified 04/07/2017 1
LCHLTD LCH Rulebook change to enable the ForexClear Service to offer clearing of Bunched Orders for FCM clients. 04/07/2017 Certified 04/21/2017 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 04/07/2017 Notified 04/07/2017 2
ICLR US Changes to the ICUS By-Laws and Rules to restructure and clarify both documents. 04/07/2017 Certified 04/21/2017 2
CME Weekly Notification of Rule Amendments - Week of March 27, 2017 04/06/2017 Notified 04/06/2017 1
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX North Asia Sling LNG Swap Contract. In particular, the Amendments specify the methodology of the final settlement price of the Contract in the SGX-DC Clearing Rules. 04/05/2017 Certified 04/18/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 033-17 relating to introduction of six futures on the ISTOXXr Europe Factor Indexes 04/05/2017 Certified 04/19/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 023-17 relating to introduction of options on seven iShares ETFs 04/03/2017 Certified 04/17/2017 2
CMECE Weekly Notification of Rule Amendments - Week of March 20, 2017 03/31/2017 Notified 03/31/2017 1
ICLR US Change to Concentration Charge for Agricultural Products 03/31/2017 Certified 04/14/2017 2
LCHLTD Changes to the LCH Rulebook to allow the ForexClear service to accept for clearing NDFs with a minimum maturity of two business days. 03/31/2017 Certified 04/14/2017 1
MIAX Weekly notification of rule amendments regarding spread and outright margin rate changes. 03/30/2017 Notified 03/30/2017 1
ICLR US Changes to acceptable collateral 03/30/2017 Certified 04/13/2017 2
CME Amendments to Rule 801 (Management) 03/30/2017 Certified 04/13/2017 1
CME Weekly Notification of Rule Amendments - Week of March 20, 2017 03/30/2017 Notified 03/30/2017 1
ICE NGX NGX is adopting a new margin methodology 03/29/2017 Certified 04/12/2017 2
SGX-DC Weekly notification of rule amendments for the week of 20 March 2017. 03/29/2017 Notified 03/29/2017 2
ICECC ICC proposes to formalize the ICC Model Validation Framework. 03/28/2017 Certified 04/11/2017 2
OCC Proposed rule change concerning the requirement for Clearing Members to participate in default management testing. 03/28/2017 Certified 04/11/2017 2
LCHLTD LCH Ltd change to its London Deposit Rate (LDR)applicable to cash balances held on clearing member accounts for the SwapClear and ForexClear services. 03/24/2017 Notified 03/24/2017 1
CMECE Weekly Notification of Rule Amendments 03/24/2017 Notified 03/24/2017 1
SGX-DC The amendmment is to update the Handbook to clarify that gap risk add-ons may be applied to all OTCF contracts. 03/23/2017 Certified 04/05/2017 2
CME Weekly Notification of Rule Amendments - Week of March 13, 2017 03/23/2017 Notified 03/23/2017 1
OCC Proposed rule change to enhance OCC's Stock Loan/Hedge Program and Market Loan Program. 03/23/2017 Certified 04/06/2017 2
SGX-DC Amendments to the relevant final settlement price provisions within the SGX-DC Clearing Rules arising from proposed changes by The Steel Index (TSI) to the TSI Iron Ore 62% Fe Benchmark Index. 03/21/2017 Certified 04/03/2017 1
SGX-DC Weekly notification of rule amendments for the week of 13 March 2017. 03/19/2017 Notified 03/19/2017 2