Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Weekly Notification of Rule Amendments - Week of January 30, 2017 02/03/2017 Notified 02/03/2017 1
CME Weekly Notification of Rule Amendments - Week of January 23, 2017 02/03/2017 Notified 02/03/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 012-17 relating to clarifications for the clearing of products trading 23 hours per day and providing that the Vola Trade Service is not available for FX futures and options 02/03/2017 Certified 02/17/2017 2
ICLREU2 To modify the ICEU Rules to clarify the application of certain default-related provisions in the context of resolution proceedings with respect to the Clearing House or a Clearing Member. 02/01/2017 Certified 02/15/2017 2
SGX-DC Weekly notification of rule amendments for the week of 23 January 2017. 01/31/2017 Notified 01/31/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 010-07 related to certain default management rules 01/27/2017 Certified 02/10/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 009-17 relating to the extension of clearing services to cover a new listed derivatives contract, FX Rolling Spot Futures, including the default management process for this contract 01/26/2017 Certified 02/09/2017 2
CME Amendments to CME Rule 730. (Delivery Through CLS Bank) 01/25/2017 Certified 02/08/2017 1
ICLREU2 ICEU is amending the charges to Clearing Members and rates of return paid to Clearing Members in respect of margin and guaranty fund deposits 01/24/2017 Certified 02/06/2017 2
CME Weekly Notification of Rule Amendments - Week of January 16, 2017 01/24/2017 Notified 01/24/2017 1
SGX-DC Weekly notification of rule amendments for the week of 16 January 2017. 01/23/2017 Notified 01/23/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 005-17 relating to adjusting the minimum block size and extending EFPI functionality for EURO STOXX 50r Index Quanto Futures 01/21/2017 Certified 02/03/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 007-07 relating to amending the Auction Terms to amend the delivery term times for buy-ins for participants and to provide that participants will have 15 business days' notice 01/21/2017 Certified 02/03/2017 2
EUREX Weekly Notification of Rule Amendments - Week of January 16, 2017 01/20/2017 Notified 01/20/2017 1
CMECE Weekly notification of rule amendments 01/20/2017 Notified 01/20/2017 1
OCC This proposed rule change would modify the current process for systematically monitoring market conditions and performing adjustments to OCC's margin coverage when current market volatility increases beyond historically observed levels. 01/19/2017 Certified 02/02/2017 3
CME Weekly Notification of Rule Amendments - Week of January 9, 2017 01/19/2017 Notified 01/19/2017 2
ICLR US Amendment to Collateral Policy 01/18/2017 Certified 02/01/2017 2
ICECC ICC proposes amendments to the ICC Clearing Rules, the ICC Treasury Operations Policies and Procedures, and the ICC Liquidity Risk Management Framework to update ICC's liquidity thresholds for Euro denominated products. 01/17/2017 Certified 01/31/2017 6
SGX-DC Weekly notification of rule amendments for the week of 9 January 2017. 01/16/2017 Notified 01/16/2017 2
SGX-DC Weekly notification of rule amendments for the week of 2 January 2017 01/13/2017 Notified 01/13/2017 2
LCHLTD LCH is submitting for self-certification changes to its rules to remove certain market standard definitions. 01/13/2017 Certified 01/27/2017 1
LCHLTD Change to the LCH London Deposit Rate (LDR) applicable to cash balances held on SwapClear and ForexClear service Clearing Member accounts. 01/13/2017 Notified 01/13/2017 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 01/13/2017 Notified 01/13/2017 2
CME Weekly Notification of Rule Amendments - Week of January 2, 2016 01/10/2017 Notified 01/10/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 004-17 relating to the introduction of futures on the db x-trackers Harvest CSI300 ETF 01/10/2017 Certified 01/25/2017 2
SGX-DC The Amendments are made in respect of the removal of the margin requirements for over-the-counter spot trades under SGX-DC Clearing Rule 7.22.1A. 01/08/2017 Certified 01/23/2017 1
ICECC ICC proposes changes to the fee charged for U.S. Treasury securities collateral deposits. 01/05/2017 Certified 01/20/2017 2
CME Weekly Notification of Rule Amendments - Week of December 26, 2016 01/05/2017 Notified 01/05/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 157-16 relating to the admission of EURO STOXX 50r Index Total Return Futures to the EFPI Service, which is the service for Exchange for Physical transactions. 01/03/2017 Certified 01/18/2017 2
ICLR US Collateral Fee Changes 01/03/2017 Certified 01/18/2017 1
SGX-DC Weekly notification of rule amendments for the week of 26 December 2016. 01/02/2017 Notified 01/02/2017 2
CMECE Weekly Notification of rule amendments issued during the week commencing December 19 2016. 12/30/2016 Notified 12/30/2016 1
CME Weekly Notification of Rule Amendments - Week of December 19, 2016 12/30/2016 Notified 12/30/2016 2
SGX-DC Weekly notification of rule amendments for the week of 19 December 2016. 12/28/2016 Notified 12/28/2016 2
CMECE Weekly Notification of rule amendments issued during the week commencing December 12 2016. 12/23/2016 Notified 12/23/2016 1
LCHLTD Changes to Default Rules affecting Rates and ForexClear services, applying to all Clearing Members. 12/23/2016 Certified 01/09/2017 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes to the CDSClear services related to the extension of the CDSClear activities to the clearing of CDX.NA.HY indices 12/22/2016 Certified 01/06/2017 1
ICLR US Amendment to Collateral Policy 12/22/2016 Withdrawn 01/06/2017 2
ICLR US Changes to Risk Management Framework 12/22/2016 Certified 01/09/2017 2
CME Weekly Notification of Rule Amendments - Week of December 12, 2016 12/21/2016 Notified 12/21/2016 1
CME Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products 12/20/2016 Approved 02/03/2017 1
SGX-DC Weekly notification of rule amendments for the week of 12 December 2016. 12/19/2016 Notified 12/19/2016 2
LCHLTD LCH changes to its London Deposit Rate (LDR) paid on clearing member cash balances held within the SwapClear and ForexClear services. These changes became effective on 14 December 2016. 12/16/2016 Notified 12/16/2016 1
CMECE Weekly Notification of rule amendments issued from the date of CMECE's DCO Registration (November 30, 2016) through to the week of December 5, 2016. 12/16/2016 Notified 12/16/2016 1
ICECC ICC proposes to formalize its Stress Testing Framework. 12/16/2016 Certified 01/03/2017 2
LCHLTD Rule changes to include provisions for Custodial Segregated Accounts, a new type of client account being offered under LCH's EMIR Client account model. 12/15/2016 Certified 12/30/2016 1
CME Weekly Notification of Rule Amendments - Week of December 5, 2016 12/15/2016 Notified 12/15/2016 1
CME Adoption of New CME and CBOT Rule 990. ("U.S. Withholding Tax") 12/15/2016 Certified 12/30/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 147-16 relating to allowing Eurex Clearing, in a repo transaction, to enter into overnight GC Pooling transactions and to compensating a negative repo rate 12/15/2016 Certified 12/30/2016 2