CME |
Removal of Membership Equivalent Deposit Requirement for OTC, IRS and CDS Clearing Members |
01/07/2016 |
Certified |
01/22/2016 |
|
1 |
ICLR US |
Amend Default Management Procedures |
01/06/2016 |
Certified |
01/21/2016 |
|
2 |
CME |
Adoption of CME, CBOT, NYMEX, and COMEX Rule 543 and Amendments to CME, CBOT, NYMEX, and COMEX Rules 930.C. and 960. |
01/05/2016 |
Certified |
01/20/2016 |
|
1 |
LCHLTD |
LCH.Clearnet is proposing rule changes to extend the tenors of its existing products by up to one year. |
12/31/2015 |
Certified |
01/14/2016 |
|
1 |
OCC |
The purpose of this proposed rule change is to revise OCC's Schedule of Fees in accordance with its new Fee Policy. |
12/31/2015 |
Certified |
01/15/2016 |
|
2 |
ICECC |
ICC proposes to formalize a Liquidity Risk Management Framework that describes ICC's liquidity monitoring program, liquidity resources, and the methodology for testing the sufficiency of these liquidity resources. |
12/22/2015 |
Withdrawn |
08/03/2016 |
|
2 |
ICLR US |
Amendments to the Maximum Guaranty Fund Contribution |
12/21/2015 |
Certified |
01/06/2016 |
|
1 |
ICLR US |
Amendment to Maintenance Period of Stress Loss Charge |
12/18/2015 |
Certified |
01/05/2016 |
|
1 |
LCHLTD |
Self-certification of the extention of the ForexClear fee waiver program with respect to FCM & International client clearing. |
12/16/2015 |
Certified |
12/30/2015 |
|
1 |
CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") |
12/14/2015 |
Certified |
12/29/2015 |
|
1 |
SGX-DC |
Self-certification of Rule Amendments to SGX-DC Clearing Rules |
12/11/2015 |
Certified |
12/24/2015 |
|
1 |
SGX-DC |
Submission for SGX Platts Dated Brent Swap (Clearing Fees) |
12/06/2015 |
Certified |
12/18/2015 |
|
1 |
ICLREU2 |
To amend the ICE Clear Europe End-of-Day Pricing Discovery Policy to accommodate industry changes regarding the reduction of the frequency for which Single Name CDS contracts roll to the new on-the-run-contract. |
12/03/2015 |
Certified |
12/17/2015 |
|
2 |
OCC |
This proposed rule change concerns implementation of principles-based risk control standards for options exchanges. |
12/03/2015 |
Certified |
12/17/2015 |
|
1 |
LCHSA |
LCH.Clearnet SA is submitting for self-certification some amendments to the Section 4 of the CDS Clearing Procedures to take into account the ISDA Semi-Annual Roll initiative lead by ISDA. |
12/02/2015 |
Certified |
12/15/2015 |
|
1 |
LCHLTD |
The LCH.Clearnet SwapClear service will replace its existing compression fee schedule with a new progressive, by volume, fee schedule up to a cap. A new fee is also being introduced for Portfolio Transfers up to a cap. |
12/02/2015 |
Certified |
12/16/2015 |
|
1 |
ICE NGX |
Attached is a rule amendment submission pursuant to Commission Rule 40.6(a). NGX is amending its Contracting Party Agreement in order to maintain credit facilities at more than one bank. |
12/02/2015 |
Certified |
12/16/2015 |
|
1 |
CME |
Modifications to the CME OTC FX Fee Waiver Program |
12/02/2015 |
Certified |
12/16/2015 |
|
1 |
OCC |
Proposed rule change concerning the adoption of the Technology Committee of OCC's Board of Directors. |
11/30/2015 |
Certified |
12/14/2015 |
|
1 |
LCHLTD |
LCH.Clearnet is submitting for self-certification changes to its rules which will allow SwapClear Clearing Members to change the characterisation of their SwapClear Contracts from Collateralised to Market to Settled to Market. |
11/19/2015 |
Certified |
12/03/2015 |
|
2 |
LCHSA |
LCH Clearnet SA is submitting some amendments to the Section 5 of the CDS Clearing Procedures to reflect the change made to the update of the Trade Information Warehouse ("TIW"). |
11/18/2015 |
Certified |
12/03/2015 |
|
1 |
ICECC |
ICC is revising its End of Day Price Discovery Policies and Procedures to accommodate industry changes regarding the reduction of the frequency for which Single Name credit default swap contracts roll to the new on the run contract. |
11/17/2015 |
Certified |
12/02/2015 |
|
2 |
OCC |
This proposed rule change concerns adjustments OCC's margin coverage when volatility increases beyond historically observed levels. |
11/16/2015 |
Certified |
12/01/2015 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of November 2, 2015 |
11/12/2015 |
Notified |
11/12/2015 |
|
1 |
NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rules 3.35(g), 3.37.5, 3.37.7, and 3.38.4 |
11/12/2015 |
Certified |
11/27/2015 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 2 November 2015. |
11/09/2015 |
Notified |
11/09/2015 |
|
2 |
LCHLTD |
Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period |
11/05/2015 |
Certified |
11/20/2015 |
|
1 |
LCHLLC |
Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period |
11/05/2015 |
Certified |
11/20/2015 |
|
1 |
CME |
Amendments to CME Rule 853 ("Transfers of Trades and Customer Accounts") |
11/04/2015 |
Certified |
11/19/2015 |
|
1 |
LCHSA |
The purpose of this change aims at adding to the list of Authorised Matching Platform Bloomberg Global Ltd for intraday clearing service. |
11/03/2015 |
Certified |
11/18/2015 |
|
1 |
LCHSA |
LCH.Clearnet SA is submitting for self-certification some amendments to the CDS Clearing Rules and the Access Agreement related to (i) the automation of the auto-repay function in the CDSClear treasury system and (ii)the access to the CDS reports. |
11/02/2015 |
Certified |
11/17/2015 |
|
1 |
SGX-DC |
Introduction of a new trade registration system for the OTCF trades |
11/02/2015 |
Certified |
11/17/2015 |
|
1 |
LCHLTD |
LCH.Clearnet is submitting for self-certification changes to its rules to introduce Australian Dollar Index swaps ("AUD OIS") as an eligible SwapClear Contract. |
10/30/2015 |
Certified |
11/13/2015 |
|
1 |
ICLREU2 |
To amend certain ICEU Rules and Clearing Procedures relating to the margining of Customer Accounts, principaslly in the case of Non-FCM/BD Clearing Members. |
10/30/2015 |
Certified |
11/16/2015 |
|
2 |
SGX-DC |
Amendments to SGX-DC Clearing Rules to allow existing positions to be transferred from one clearing member to another where both clearing members consent. |
10/19/2015 |
Certified |
11/02/2015 |
|
1 |
LCHLTD |
Terms of Reference for the LCH.Clearnet Risk Committee has been amended to reflect and clarify changes in operation. |
10/16/2015 |
Certified |
10/29/2015 |
|
2 |
ICLR US |
Amendments to Rule 105 and 107 re: confidentiality and employee trading prohibitions |
10/16/2015 |
Certified |
10/30/2015 |
|
1 |
CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
10/16/2015 |
Certified |
10/30/2015 |
|
1 |
LCHLTD |
LCHLTD is submitting changes to its rules related to bunched orders, which clarify the legal nature of a pre-allocation transaction and allow an FCM to re-allocate erroneously booked bunched orders back to its suspense account. |
10/15/2015 |
Certified |
10/28/2015 |
|
1 |
ICECC |
The purpose of the proposed rule change is to make revisions to the ICC Rules related to the ICC rule enforcementprocess for Missed Submissions. |
10/15/2015 |
Certified |
10/29/2015 |
|
2 |
ICLREU2 |
ICE Clear Europe is adopting certain additional amendments to its Rules and Procedures with respect to the clearing of the Natural Gas Spot Contracts to clarify certain delivery procedures and related arrangements. |
10/09/2015 |
Certified |
10/26/2015 |
|
3 |
CME |
Amendments to Seven (7) FX Cleared OTC Spot, Forwards and Swaps Contracts |
10/08/2015 |
Certified |
10/23/2015 |
|
1 |
OCC |
This proposed rule chnage concerns modification of OCC's margin methodology by incorporating varions in implied volatility. |
10/05/2015 |
Certified |
10/20/2015 |
|
2 |
OCC |
This proposed rule change concerns the requirement for clearing members to participate in operational testing. |
10/02/2015 |
Certified |
10/19/2015 |
|
1 |
SGX-DC |
Notification of Rule Amendments |
09/29/2015 |
Certified |
10/13/2015 |
|
1 |
ICECC |
ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. |
09/22/2015 |
Certified |
10/06/2015 |
|
2 |
LCHLTD |
These changes will allow SwapClear Clearing Members to provide LC H of notice to compress SwapClear Contracts via an Approved Trade Source System ("ATSS"). The changes will also all an ATSS to amend or assign trade identifies of FCM SwapClear Contracts. |
09/21/2015 |
Certified |
10/05/2015 |
|
1 |
LCHLLC |
Circular to send to SwapClear Clearing Members = describes changes to Client Deposit Rate ("CDR"). |
09/18/2015 |
Certified |
10/02/2015 |
|
1 |
CME |
Revisions to CME/CBOT/NYMEX/COMEX Rule 973 - Customer Accounts with the Clearing House |
09/17/2015 |
Certified |
10/01/2015 |
|
1 |
LCHLTD |
Self-certification of the SwapClear service Client Deposit Rate (CDR) change. |
09/16/2015 |
Certified |
09/29/2015 |
|
1 |