| ICLR US |
Amendments to Rule 105 and 107 re: confidentiality and employee trading prohibitions |
10/16/2015 |
Certified |
10/30/2015 |
|
1 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
10/16/2015 |
Certified |
10/30/2015 |
|
1 |
| LCHLTD |
LCHLTD is submitting changes to its rules related to bunched orders, which clarify the legal nature of a pre-allocation transaction and allow an FCM to re-allocate erroneously booked bunched orders back to its suspense account. |
10/15/2015 |
Certified |
10/28/2015 |
|
1 |
| ICECC |
The purpose of the proposed rule change is to make revisions to the ICC Rules related to the ICC rule enforcementprocess for Missed Submissions. |
10/15/2015 |
Certified |
10/29/2015 |
|
2 |
| ICLREU2 |
ICE Clear Europe is adopting certain additional amendments to its Rules and Procedures with respect to the clearing of the Natural Gas Spot Contracts to clarify certain delivery procedures and related arrangements. |
10/09/2015 |
Certified |
10/26/2015 |
|
3 |
| CME |
Amendments to Seven (7) FX Cleared OTC Spot, Forwards and Swaps Contracts |
10/08/2015 |
Certified |
10/23/2015 |
|
1 |
| OCC |
This proposed rule chnage concerns modification of OCC's margin methodology by incorporating varions in implied volatility. |
10/05/2015 |
Certified |
10/20/2015 |
|
2 |
| OCC |
This proposed rule change concerns the requirement for clearing members to participate in operational testing. |
10/02/2015 |
Certified |
10/19/2015 |
|
1 |
| SGX-DC |
Notification of Rule Amendments |
09/29/2015 |
Certified |
10/13/2015 |
|
1 |
| ICECC |
ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. |
09/22/2015 |
Certified |
10/06/2015 |
|
2 |
| LCHLTD |
These changes will allow SwapClear Clearing Members to provide LC H of notice to compress SwapClear Contracts via an Approved Trade Source System ("ATSS"). The changes will also all an ATSS to amend or assign trade identifies of FCM SwapClear Contracts. |
09/21/2015 |
Certified |
10/05/2015 |
|
1 |
| LCHLLC |
Circular to send to SwapClear Clearing Members = describes changes to Client Deposit Rate ("CDR"). |
09/18/2015 |
Certified |
10/02/2015 |
|
1 |
| CME |
Revisions to CME/CBOT/NYMEX/COMEX Rule 973 - Customer Accounts with the Clearing House |
09/17/2015 |
Certified |
10/01/2015 |
|
1 |
| LCHLTD |
Self-certification of the SwapClear service Client Deposit Rate (CDR) change. |
09/16/2015 |
Certified |
09/29/2015 |
|
1 |
| ICLREU2 |
The purpose of the rule amendment is to modify the ICE Clear Europe ("ICEU") Delivery Procedures in connection with the launch by the ICE Endex market of the ICE Endex Italian PSV Natural Gas Futures Contract, which will be cleared by ICEU. |
09/16/2015 |
Certified |
09/30/2015 |
|
2 |
| LCHLTD |
Chanages to the LCH.Clearnet Ltd Rulebook to clarify language in Procedures Section 6 (Business Continuity), and to remove the EnClear FCM model from the FCM Regulations and FCM Procedures, as this has been discontinued following futurisation of EnClear. |
09/15/2015 |
Certified |
09/29/2015 |
|
1 |
| LCHLTD |
Rule changes in support of the LCH.Clearnet Limited, ForexClear service introduction of Package Trades clearing. |
09/09/2015 |
Certified |
09/23/2015 |
|
1 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") to Establish Fees for IRS Compression Services |
09/08/2015 |
Certified |
09/22/2015 |
|
1 |
| LCHLTD |
Definitions included in LCH.Clearnet Ltd Default Rules have been updated to reflect the introduction of additional EMIR account types to ensure that Loss Distribution, where possible, occurs at a legal entity level, within a client account. |
09/04/2015 |
Certified |
09/18/2015 |
|
1 |
| LCHLTD |
SwapClear's waiver for Inflation Fees will come to an end on October 1st, at the same time it will introduce a new fee banding and rename its current bandings. |
09/04/2015 |
Certified |
09/21/2015 |
|
1 |
| ICLREU2 |
The purposes of these changes is to amend certain ICE Clear Europe risk policies relating to the CDS product category to incorporate enhancements to the existing CDS risk model. |
09/03/2015 |
Certified |
09/18/2015 |
|
2 |
| OCC |
This proposed rule change would allow a clearing fee waiver for exchange new products. |
09/02/2015 |
Certified |
09/17/2015 |
|
1 |
| ICLR US |
ICUS is amending its Risk Management Framework in order to implement revised margin statistics. |
09/02/2015 |
Certified |
09/17/2015 |
|
2 |
| NADEX |
Nadex institutes temporary free trading incentive program, which would waive fees for all individual and entities that become Members on or after the effective date, for a specified period of time relating to amount of Member's initial deposit. |
08/31/2015 |
Certified |
09/15/2015 |
|
1 |
| OCC |
This prposed rule change would allow a clearing fee waiver for exchange new products. |
08/28/2015 |
Withdrawn |
09/09/2015 |
|
1 |
| LCHLTD |
The LCH.Clearnet Limited ForexClear service Risk-free Compression offering. |
08/24/2015 |
Certified |
09/04/2015 |
|
1 |
| ICLREU2 |
ICEU is amending its CDS End-of-Day Price Discovery Policy to make certain enhancements to the end-of-day submission and firm trade process for CDS contracts. ICEU is adopting a new Price Submission Disciplinary Framework. |
08/17/2015 |
Certified |
08/31/2015 |
|
2 |
| SGX-DC |
Submission for SGX Iron Ore Swaps (Clearing Fees) |
08/06/2015 |
Certified |
08/19/2015 |
|
1 |
| ICECC |
ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of additional Standard Western European Sovereign CDS contracts. |
08/06/2015 |
Certified |
08/20/2015 |
|
2 |
| SGX-DC |
Amendments to the Final Settlement Price. |
08/03/2015 |
Certified |
08/14/2015 |
|
1 |
| CME |
Change to IRS Clearing Member Minimum IRS Guaranty Fund Contribution |
08/03/2015 |
Certified |
08/17/2015 |
|
1 |
| ICLREU2 |
The purpose of the amendments is to modify the Finance Procedures to allow Clearstream Banking to serve as a triparty collateral service provider for initial or original margin provided in respect of all product categories, including CDS Contracts. |
07/31/2015 |
Certified |
08/14/2015 |
|
1 |
| ICLREU2 |
The principal purpose of the changes is to amend certain ICE Clear Europe Risk policies relating to the CDS product category to incorporate enhancements to the existing CDS risk model. |
07/31/2015 |
Withdrawn |
08/13/2015 |
|
2 |
| LCHLTD |
Following the launch of Inflation Swaps a number of improvements to the rules surrounding the provision of Market Data have been identified to reflect operational requirements of submitting prices and to provide further clarity to Clearing Members. |
07/30/2015 |
Certified |
08/13/2015 |
|
1 |
| CME |
Expansion of the Listing Schedule for the Urea (Granular) FOB US Gulf Coast Swaps (Clearing Only) Contract |
07/29/2015 |
Certified |
08/12/2015 |
|
1 |
| ICECC |
ICC proposes implementing a single name backloading incentive program for client account clearing of single name CDS contracts. |
07/27/2015 |
Certified |
08/10/2015 |
|
2 |
| LCHLTD |
In exceptional circumstances, LCH.Clearnet will manually accept a SwapClear Transaction on behalf of a Clearing Member that is unable to do so itself, rule changes are being implemented to describe the acceptance process. |
07/23/2015 |
Certified |
08/06/2015 |
|
1 |
| ICLREU2 |
Certification in relation to fees for EMIR customer accounts |
07/23/2015 |
Certified |
08/06/2015 |
|
1 |
| SGX-DC |
SGX-DC Clearing Rule amendments for an increase in clearing fund size |
07/22/2015 |
Certified |
08/04/2015 |
|
2 |
| LCHSA |
CDSClear Risk refinements Phase 2 seeks to refine further CDSClear margins while ensuring that LCH.Clearnet risk standards continue to be met. This Submission relates to Lot 1 for which implementation date is expected early August 2015. |
07/21/2015 |
Certified |
08/03/2015 |
|
2 |
| LCHLTD |
Change to Section 1 Procedures to clarify Clearing Member obligations in relation to providing regulatory returns to the Clearing House. |
07/16/2015 |
Certified |
07/29/2015 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited will commence clearing new PJM zonal contracts traded on the Nodal Exchange. |
07/13/2015 |
Withdrawn |
07/15/2015 |
|
1 |
| MIAX |
Amendments to Chapter 21 of the MGEX Rulebook. |
07/08/2015 |
Certified |
07/22/2015 |
|
1 |
| ICLR US |
Amendment to By-law 5.6 Supermargin and Position Risk |
07/08/2015 |
Certified |
07/22/2015 |
|
3 |
| ICECC |
ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. |
06/30/2015 |
Withdrawn |
07/10/2015 |
|
2 |
| ICLR US |
Amendment to Bylaw 5.5 re: Clearinghouse contribution to default resources |
06/29/2015 |
Certified |
07/14/2015 |
|
1 |
| SGX-DC |
The SGX-DC Clearing Rules are amended to specify the methodology of the calculation of the final settlement prices of the SGX Platts Iron Ore CFR China (Lump Premium) Swap Contract. |
06/22/2015 |
Certified |
07/06/2015 |
|
1 |
| ICLREU2 |
ICE Clear Europe is adopting amendments to modify the ICE Clear Europe Delivery Procedures for certain emissions allowance and cocoa futures contracts traded on ICE Futures Europe and cleared by ICE Clear Europe. |
06/19/2015 |
Certified |
07/02/2015 |
|
1 |
| OCC |
This proposed rule change concerns administrative changes to OCC's Financial Resources Monitoring and Call Procedure. |
06/18/2015 |
Certified |
07/02/2015 |
|
2 |
| OCC |
This proposed rule change concerns codification of procedures for resizing OCC's Clearing Fund on a monthly basis and increasing such Clearing Fund size on an intra-month basis. |
06/18/2015 |
Certified |
07/02/2015 |
|
1 |
