Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 To modify the ICE Clear Europe Finance Procedures to permit certain third party collateral purchase arrangements with respect to Triparty Collateral provided by F&O Clearing Members in respect of a Proprietary Account. 11/14/2014 Certified 11/28/2014 1
CME Adoption of Rule 771 ("Alternative Notice of Intention to Deliver") 11/14/2014 Certified 12/01/2014 2
ICLREU2 Implementing certain requirements under the revised client money and client asset requirements adopted by the U.K. Financial Conduct Authority in the U.K. Client Asset Sourcebook applicable to certain classes of customer accounts of Clearing Members. 11/13/2014 Certified 11/28/2014 1
OCC This proposed rule change would permit OCC to adjust the size of its clearing fund on an intra-month basis. 11/13/2014 Certified 11/28/2014 1
LCHLLC LCH.Clearnet LLC is making a number of changes to the Clearing House Rulebook in order to provide it with additional tools in the event of a liquidity shortfall. 11/13/2014 Certified 11/28/2014 2
CME Amendments to Position Limits and Position Accountability Levels of USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) 11/13/2014 Certified 11/28/2014 2
CME Clarifying Amendments to Rule 818.C; 8G01; 8H01 11/12/2014 Certified 11/26/2014 2
MIAX Rule certification submission for updates to the MGEX Rulebook in connection with recovery and wind-down plans. 11/11/2014 Withdrawn 11/18/2014 1
OCC This proposed rule change concerns updated to clearing member documents. 11/04/2014 Certified 11/19/2014 1
CME Delisting of Certain Contract Months for the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract 11/03/2014 Certified 11/03/2014 1
ICECC ICC hereby submits a self-certification of revisions to the ICC Risk Management Framework to incorporate certain risk model enhancements. 10/30/2014 Certified 11/14/2014 2
CME Deletion of NYMEX Rules 990 and 992 10/30/2014 Certified 11/14/2014 1
ICECC ICE Clear Credit LLC ("ICC") hereby submits a self-certification of revisions to the ICC End-of-Day Price Discovery Policies and Procedures to incorporate enhancements to ICC's price discovery process. 10/30/2014 Certified 11/14/2014 2
CME Addition of Limited Recourse and Portfolio Gain Haircut Settlement Cycles to the Financial Safeguards Package for Base Products 10/30/2014 Withdrawn 08/31/2016 1
ICLREU2 Amendments to Delivery Procedures for ICE Endex Belgian Natural Gas Futures Contracts 10/28/2014 Certified 11/12/2014 2
LCHLTD Change to the SwapClear service European Client Account Fees 10/24/2014 Certified 11/06/2014 1
OCC This proposed rule change would permit the Executive Chairman, the President or their delegate to approve requests by a Hedge Clearing Member to become a Market Loan Clearing Member. 10/24/2014 Certified 11/07/2014 1
ICE NGX NGX is amending its CPA to ensure that U.S. taxpayers carry out their obligations under the Internal Revenue Code. 10/24/2014 Certified 11/07/2014 1
CME Enhancements to CDS Risk Model 10/23/2014 Certified 12/22/2014 2
OCC This proposed rule change would provide that OCC's President will be its Chief Operating Officer, and that the President will not be a Management Director. 10/21/2014 Certified 11/04/2014 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 10/17/2014 Certified 10/31/2014 1
CME Amendments to the Listing Cycle of the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract 10/17/2014 Certified 10/31/2014 1
LCHLTD LCH.Clearnet Ltd is making a minor change to its rules to extend the opening hours of the SwapClear service. Following the implementation of this change the service will open at 5.00am GMT and close at 7.00pm EST, providing a 19 by 5 service model. 10/10/2014 Certified 10/24/2014 1
CME Change in Profercy Reference Price of the Urea (Granular) FOB US Gulf Coast Swaps (Clearing Only) Contract 10/09/2014 Certified 10/24/2014 1
ICLR US ICUS is amending its Risk Management Framework to modify certain aspects of its margin setting parameters. 10/08/2014 Certified 10/23/2014 2
ICLR US Changes to disciplinary procedures and open interest reporting rule. 10/02/2014 Certified 10/17/2014 2
CME Amendments to Seven (7) Cleared OTC Spot, Forwards and Swaps Contracts 10/01/2014 Certified 10/16/2014 1
CME Revisions to CME/CBOT/NYMEX Rule 816 (Guaranty Fund Deposit) 10/01/2014 Certified 10/16/2014 1
ICECC ICC proposes changes to ICC Clearing Rules 402 and 802 to clarify ICC's authority to use, and provide details as to how ICC would use, Guaranty Fund and House Initial Margin as an internal liquidity resource in connection with a CP default. 09/30/2014 Certified 11/04/2014 2
CME Delist Options on Futures for S&P GSCI and Cleared Swaps on S&P GSCI Gold and S&P GSCI Crude Oil 09/29/2014 Certified 09/29/2014 2
NADEX This Submission makes amendments to the Market Maker Agreement, to Rule 4.4 to align with the Market Maker Agreement amendments, to the Market Maker fees as set forth in the Fee Schedule, and to the Fee Schedule to clarify FCM Member fees 09/26/2014 Certified 10/10/2014 1
SGX-DC Rule amendments to specify the methodology for calculation of final settlement prices of the SGX petrochemical swaps contracts, which are intended to be accepted for clearing in the fourth quarter of 2014 09/23/2014 Certified 10/06/2014 1
CME Collateral Limit Exemption for Clearing Members and Qualifying Non-Financial Customers 09/23/2014 Certified 10/07/2014 2
CME Amendments to CME ClearPort Hours for Twenty (20) Commodity Index Cleared OTC Swap Contracts 09/19/2014 Certified 10/03/2014 1
LCHLTD LCH.Clearnet Limited is announcing the transition from 'linked' to 'unlinked' model of trade booking workflow; which will mean that the original executing party is no longer visible on LCH.Clearnet Limited member reporting. 09/16/2014 Certified 09/29/2014 1
ICLREU2 ICE Clear Europe submits for self-certification amendments to the Clearing Rules and Procedures to transition the trading of certain cleared financials and softs commodity contracts from the LIFFE Administration & Management market to ICE Futures Europe. 09/12/2014 Certified 09/26/2014 1
CME Amendments to Cleared OTC U.S. Dollar/Indian Rupee (USD/INR) Spot, Forwards and Swaps Contract 09/11/2014 Certified 09/25/2014 1
CME Changes to CDS Product Definitions to Incorporate the ISDA 2014 Credit Derivatives Definitions 09/05/2014 Certified 09/19/2014 2
LCHLTD Changes to the LCH.Clearnet LTD Haircut Schedule for Acceptable Collateral. 09/04/2014 Certified 09/18/2014 2
LCHSA SA ISDA New CDS Definitions 09/04/2014 Certified 09/18/2014 7
LCHLLC Self Certification of a new schedule of Securities Acceptable for Margin Cover Purposes with associated haircut information. 09/04/2014 Certified 09/18/2014 3
CME Regulation 40.10 Submission Regarding Chicago Mercantile Exchange Inc.'s Acceptance of Swaptions for Clearing 09/04/2014 Certified 12/15/2014 2
ICECC ICC is proposing to amend Chapter 26 of its rules to add Subchapter 26I and to amend the ICC Risk Management Framework to provide for the clearance of Standard Western European Sovereign CDS contracts. 09/02/2014 Certified 12/15/2014 2
CME Adoption of New Rule 771 ("Alternative Delivery Process") 09/02/2014 Withdrawn 09/16/2014 2
ICLREU2 ICE Clear Europe submits for self-certification amendments to its Rules and CDS Procedures to implement the 2014 ISDA Credit Derivatives Definitions. 08/29/2014 Certified 09/15/2014 1
OCC This proposed rule change concerns enhanced post-trade price reasonableness checks on confirmed trades in standardized options and futures options. 08/21/2014 Certified 09/05/2014 1
LCHLTD LCH.Clearnet pursuant to CFTC regulation 40.6(a), is submitting Rulebook changes to allow for clearing of NDF currency pair USD/PEN by its ForexClear service. 08/20/2014 Certified 09/03/2014 1
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify the Clearing Rules and Procedures to remove references to the "U.S. Sponsored Principal" model. 08/18/2014 Certified 09/02/2014 1
ICECC The purpose of the proposed rule change is to amend Subchapter 26D of the ICC Rules to provide for the clearance of additional Standard Emerging Sovereign Single Name constituents of the CDX Emerging Markets Index. 08/12/2014 Certified 08/26/2014 3
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify the Clearing Rules in order to comply with requirements under the European Market Infrastructure Regulation that will apply to ICE Clear Europe as an authorized central counterparty. 08/12/2014 Certified 08/26/2014 1