ICECC |
The purpose of proposed rule change is to implement changes to the method by which ICE Clear Credit LLC charges Clearing Participants for collateral and cash management services. |
02/13/2014 |
Certified |
03/01/2014 |
|
1 |
LCHLTD |
Addition of two new Approved Trade Source Systems for SwapClear. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
LCHLLC |
Addition of two new Approved Trade Source Systems for SwapClear. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
CME |
New Rule 815: Third Party Execution Platforms for Swaps |
02/12/2014 |
Certified |
02/28/2014 |
|
2 |
LCHLLC |
New schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
LCHLTD |
New schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
LCHLTD |
Introduction of a schedule of fees for Compression Services offered by the SwapClear service. |
02/11/2014 |
Certified |
02/27/2014 |
|
1 |
ICLR US |
Amendment to Collateral and Cash Management Fees |
02/10/2014 |
Certified |
02/26/2014 |
|
1 |
LCHLLC |
Acceptance for clearing of FRAs with upfront fees by LCH.Clearnet LLC's SwapClear service. |
02/04/2014 |
Certified |
02/20/2014 |
|
1 |
LCHLTD |
Acceptance for clearing of FRAs with upfront fees by the LCH.Clearnet Ltd SwapClear service. |
02/04/2014 |
Certified |
02/20/2014 |
|
1 |
LCHLTD |
Enable multiple Client "C" accounts to be created by Clearing Members to enable them to segregate their business ahead of the introduction of EMIR ISA and OSA accounts. |
02/04/2014 |
Certified |
02/20/2014 |
|
1 |
LCHLTD |
Changes to certain parameters of the Forexclear service Initial Margin model. |
01/31/2014 |
Certified |
02/15/2014 |
|
1 |
ICLR US |
Amendment and clarification re: original margin and treatment of confidential information |
01/31/2014 |
Certified |
02/15/2014 |
|
1 |
LCHLTD |
LCH.Clearnet Limited is providing notice to FCM Members regarding an additional process available for the allocation of Unallocated FCM SwapClear Contracts. |
01/31/2014 |
Certified |
02/15/2014 |
|
1 |
LCHLLC |
LCH.Clearnet LLC is providing notice to FCM Members regarding an additional process available for the allocation of Unallocated FCM SwapClear Contracts. |
01/31/2014 |
Certified |
02/15/2014 |
|
1 |
ICECC |
The purpose of the proposed rule change is to add ICC Rule 802(f)(iv) to provide additional clarity and transparency regarding ICC's use of guaranty fund assets. |
01/29/2014 |
Certified |
02/13/2014 |
|
1 |
LCHSA |
LCH.Clearnet SA will be subject to the reporting obligation introduced by the EU regulations as of 12 February 2014. |
01/28/2014 |
Certified |
02/12/2014 |
|
1 |
OCC |
This proposed rule change would accommodate the clearing of physically-settled single stock futures for which delivery would occur on the first business day after the maturity date. |
01/28/2014 |
Certified |
02/12/2014 |
|
1 |
LCHLTD |
Self-certification pursuant to 40.6(a) notifying of the introduction of the ForexClear Client Clearing fees deferral program. |
01/22/2014 |
Certified |
02/06/2014 |
|
1 |
SGX-DC |
Rule amendments for specification of final settlement price methodology for the SGX Hot-Rolled Coil Steel CFR ASEAN Swap contract. |
01/22/2014 |
Certified |
02/06/2014 |
|
1 |
ICLREU2 |
ICE Clear Europe submits for self-certification rule amendments that address clearinghouse recovery and wind-down and default management enhancements. |
01/16/2014 |
Certified |
02/01/2014 |
|
1 |
NADEX |
Implementation of market maker incentive program |
01/13/2014 |
Certified |
01/29/2014 |
|
1 |
CME |
Modifications to the Fee Schedule Applicable to OTC Credit Default Swap Clearing |
01/10/2014 |
Certified |
01/28/2014 |
|
1 |
OCC |
Proposed amendments to OCC's By-Laws to provide OCC with authority in emergency circumstances, subject to certain conditions, to waive or suspend the operation of its By-Laws, Rules, policies and procedures, or any other rules issued by OCC. |
01/09/2014 |
Certified |
01/25/2014 |
|
1 |
MGEX |
Adoption of Regulation 2105.05 to expressly allow MGEX to rely upon customer gross margin files in the event of a Clearing Member or customer default, insolvency, or other financial emergency to determine the amount of a customer's pledged margin. |
01/09/2014 |
Certified |
01/25/2014 |
|
1 |
NADEX |
Nadex amends trading hours for Germany 30 and FTSE 100 Contracts |
01/09/2014 |
Certified |
01/25/2014 |
|
1 |
ICLREU2 |
ICE Clear Europe is amending its List of Permitted Cover and Limits on Collateral. |
01/07/2014 |
Certified |
01/23/2014 |
|
1 |
OCC |
Proposed rule changes concerning amendments to the charters for the Membership/RiskCommittee, Audit Committee, and Performance Committee of OCC's Board of Directors. |
01/02/2014 |
Certified |
01/17/2014 |
|
1 |
CME |
Conforming change to IRS Termination Event. |
12/31/2013 |
Certified |
01/16/2014 |
|
1 |
MGEX |
Amendment and adoption of new definition and Regulations in connection with liquidity risk management. Amendment of Resolution in order for the MGEX Board of Directors to delegate certain risk management powers. |
12/30/2013 |
Certified |
01/15/2014 |
|
1 |
LCHSA |
Changes to the CDS Clearing Supplement following the introduction of the FCM Clearing Membership. |
12/30/2013 |
Certified |
01/15/2014 |
|
1 |
OCC |
Proposed rule change to provide OCC with authority in emergency circumstances to extend, waive or suspend the operation of its By-Laws, Rules, policies and procedures or any other rules issued by OCC. |
12/27/2013 |
Withdrawn |
01/09/2014 |
|
2 |
CME |
Adoption of Rule 980.F by CBOT, CME and NYMEX |
12/19/2013 |
Certified |
01/07/2014 |
|
1 |
CME |
Advance notice of proposed rules relating to liquidity risk management. |
12/18/2013 |
Withdrawn |
03/28/2014 |
|
2 |
ICLR US |
Amendment and clarification to Default and Governance provisions |
12/16/2013 |
Certified |
01/01/2014 |
|
1 |
ICLR US |
Amendment and clarification to Super Margin and Add On Margin requirements |
12/16/2013 |
Certified |
01/01/2014 |
|
1 |
CME |
Amendments to CME/CBOT/NYMEX Rule 971.C |
12/13/2013 |
Certified |
12/30/2013 |
|
1 |
LCHLTD |
Self-certification pursuant to 40.6(a) to implement changes to LCH.Clearnet Limited's Rules and Regulations in relation to margin-taking, payment netting and close-out netting. |
12/13/2013 |
Certified |
12/31/2013 |
|
1 |
LCHLLC |
LCH.Clearnet LLC is implementing PPS fees for funds transferred to the clearing house to recover charges from PPS banks. |
12/12/2013 |
Certified |
12/28/2013 |
|
1 |
NADEX |
Nadex has submitted rule changes that adjust its settlement calculation for the AUD/JPY Contracts to increase the bid/ask spread to 10 pips for determining acceptable midpoints and amends language regarding Market Maker FIX Gateway connection fee. |
12/10/2013 |
Certified |
12/25/2013 |
|
1 |
LCHLTD |
Changes to default rules re: clearing of futures. |
12/09/2013 |
Certified |
12/24/2013 |
|
1 |
OCC |
This rule filing will make a non-material housekeeping change so that OCC's membership qualifications accurately reflect current operational practices. |
12/06/2013 |
Certified |
12/21/2013 |
|
1 |
NYPC |
Amendments to the NYPC Amended LLC Agreement to reduce the number of directors on the NYPC Board of Directors from nine to seven directors and to eliminate all Board Committees. |
12/04/2013 |
Certified |
12/19/2013 |
|
1 |
CME |
REVISED-Extension of the CME OTC FX Fee Waiver Program. |
12/04/2013 |
Certified |
12/19/2013 |
|
1 |
LCHLTD |
Self-certification pursuant to 40.6(a) to implement changes to the trade registration process for backloaded trades in LCH.Clearnet's SwapClear service. |
11/21/2013 |
Certified |
12/07/2013 |
|
1 |
LCHLLC |
Self-certification pursuant to 40.6(a) to implement changes to the trade registration process for backloaded trades in LCH.Clearnet's SwapClear service. |
11/21/2013 |
Certified |
12/07/2013 |
|
1 |
LCHLTD |
LCH.Clearnet Limited is amending its Rulebook to provide for a new workflow in respect of the registration of transactions that are executed on swap execution facilities or designated contract markets that have been approved by LCH.Clearnet. |
11/21/2013 |
Certified |
12/07/2013 |
|
1 |
LCHLLC |
LCH.Clearnet LLC is amending its Rulebook to provide for a new workflow in respect of the registration of transactions that are executed on swap execution facilities or designated contract markets that have been approved by LCH.Clearnet. |
11/21/2013 |
Certified |
12/07/2013 |
|
1 |
LCHLLC |
Re-introduction of a backload discount plan for client clearing activity to SwapClear's client fee structure. |
11/20/2013 |
Certified |
12/06/2013 |
|
1 |
LCHLTD |
Re-introduction of a backload discount plan for client clearing activity to SwapClear's client fee structure. |
11/20/2013 |
Certified |
12/06/2013 |
|
1 |