Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD Changes to the benchmark currency fixing rate for IDR used by the ForexClear service and the addition of a new rule in respect of the updating of a Settlement Rate Option. 03/06/2014 Certified 03/21/2014 1
OCC SR-OCC-2014-04: Administrative and/or conforming rule changes to reflect the proposed renaming of the Membership/Risk Committee to Risk Committee and the position of Chairman to Executive Chairman. 03/06/2014 Certified 03/21/2014 1
LCHLTD Introduction of a discount scheme for SwapClear Clearing Members joining the service in 2014 and with regards to the registration fees for the first 1000 backloaded trades. 03/04/2014 Certified 03/19/2014 1
CME Revisions to Rule 980.F 03/04/2014 Certified 03/19/2014 1
LCHSA Changes to: 1) global netting of House Termination Amounts; 2) disclosure of confidential information; 3) clarification of certain definitions; 4) allowable methods for transfer of collateral; 5) conforming changes re: reporting flow for SDRs. 03/03/2014 Certified 03/18/2014 1
LCHLTD Changes to the Rulebook Procedures Section 4 and FCM Procedures in relation to collateral arrangements, acceptance and settlement,as well as a small number of clarifying amendments. 02/28/2014 Certified 03/15/2014 1
SGX-DC Rule amendments for changes to the SGX-DC Clearing Fund and changes to the default management process and the SGX-DC Clearing Fund in relation to OTC financial derivatives contracts. 02/27/2014 Certified 03/14/2014 1
LCHLLC Self-certification in support of the introduction of the LSOC with Excess model. 02/27/2014 Certified 03/14/2014 1
SGX-DC Rule amendments in relation to the clearing of SGX Malaysian ringgit and Thai baht non-deliverable interest rate swap contracts. 02/26/2014 Certified 03/13/2014 1
OCC This proposed rule change will facilitate OCC's compliance with CFTC requirements for DCOs that accept deposits of futures customer funds. 02/26/2014 Certified 03/13/2014 1
LCHLTD LCH.Clearnet Limited is submitting for self-certification a new schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/25/2014 Certified 03/12/2014 1
LCHLLC LCH.Clearnet LLC is submitting for self-certification a new schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/25/2014 Certified 03/12/2014 1
CME Revisions to CME/CBOT/NYMEX/COMEX Rules 770, 853 and 854. 02/21/2014 Certified 03/08/2014 2
LCHLTD Implementation of a Liquidity and Concentration Risk Model for the Nodal Clearing Service. 02/18/2014 Certified 03/05/2014 1
ICECC The purpose of proposed rule change is to implement changes to the method by which ICE Clear Credit LLC charges Clearing Participants for collateral and cash management services. 02/13/2014 Certified 03/01/2014 1
LCHLTD Addition of two new Approved Trade Source Systems for SwapClear. 02/12/2014 Withdrawn 02/25/2014 1
LCHLLC Addition of two new Approved Trade Source Systems for SwapClear. 02/12/2014 Withdrawn 02/25/2014 1
CME New Rule 815: Third Party Execution Platforms for Swaps 02/12/2014 Certified 02/28/2014 2
LCHLLC New schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/12/2014 Withdrawn 02/25/2014 1
LCHLTD New schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/12/2014 Withdrawn 02/25/2014 1
LCHLTD Introduction of a schedule of fees for Compression Services offered by the SwapClear service. 02/11/2014 Certified 02/27/2014 1
ICLR US Amendment to Collateral and Cash Management Fees 02/10/2014 Certified 02/26/2014 1
LCHLLC Acceptance for clearing of FRAs with upfront fees by LCH.Clearnet LLC's SwapClear service. 02/04/2014 Certified 02/20/2014 1
LCHLTD Acceptance for clearing of FRAs with upfront fees by the LCH.Clearnet Ltd SwapClear service. 02/04/2014 Certified 02/20/2014 1
LCHLTD Enable multiple Client "C" accounts to be created by Clearing Members to enable them to segregate their business ahead of the introduction of EMIR ISA and OSA accounts. 02/04/2014 Certified 02/20/2014 1
LCHLTD Changes to certain parameters of the Forexclear service Initial Margin model. 01/31/2014 Certified 02/15/2014 1
ICLR US Amendment and clarification re: original margin and treatment of confidential information 01/31/2014 Certified 02/15/2014 1
LCHLTD LCH.Clearnet Limited is providing notice to FCM Members regarding an additional process available for the allocation of Unallocated FCM SwapClear Contracts. 01/31/2014 Certified 02/15/2014 1
LCHLLC LCH.Clearnet LLC is providing notice to FCM Members regarding an additional process available for the allocation of Unallocated FCM SwapClear Contracts. 01/31/2014 Certified 02/15/2014 1
ICECC The purpose of the proposed rule change is to add ICC Rule 802(f)(iv) to provide additional clarity and transparency regarding ICC's use of guaranty fund assets. 01/29/2014 Certified 02/13/2014 1
LCHSA LCH.Clearnet SA will be subject to the reporting obligation introduced by the EU regulations as of 12 February 2014. 01/28/2014 Certified 02/12/2014 1
OCC This proposed rule change would accommodate the clearing of physically-settled single stock futures for which delivery would occur on the first business day after the maturity date. 01/28/2014 Certified 02/12/2014 1
LCHLTD Self-certification pursuant to 40.6(a) notifying of the introduction of the ForexClear Client Clearing fees deferral program. 01/22/2014 Certified 02/06/2014 1
SGX-DC Rule amendments for specification of final settlement price methodology for the SGX Hot-Rolled Coil Steel CFR ASEAN Swap contract. 01/22/2014 Certified 02/06/2014 1
ICLREU2 ICE Clear Europe submits for self-certification rule amendments that address clearinghouse recovery and wind-down and default management enhancements. 01/16/2014 Certified 02/01/2014 1
NADEX Implementation of market maker incentive program 01/13/2014 Certified 01/29/2014 1
CME Modifications to the Fee Schedule Applicable to OTC Credit Default Swap Clearing 01/10/2014 Certified 01/28/2014 1
OCC Proposed amendments to OCC's By-Laws to provide OCC with authority in emergency circumstances, subject to certain conditions, to waive or suspend the operation of its By-Laws, Rules, policies and procedures, or any other rules issued by OCC. 01/09/2014 Certified 01/25/2014 1
MIAX Adoption of Regulation 2105.05 to expressly allow MGEX to rely upon customer gross margin files in the event of a Clearing Member or customer default, insolvency, or other financial emergency to determine the amount of a customer's pledged margin. 01/09/2014 Certified 01/25/2014 1
NADEX Nadex amends trading hours for Germany 30 and FTSE 100 Contracts 01/09/2014 Certified 01/25/2014 1
ICLREU2 ICE Clear Europe is amending its List of Permitted Cover and Limits on Collateral. 01/07/2014 Certified 01/23/2014 1
OCC Proposed rule changes concerning amendments to the charters for the Membership/RiskCommittee, Audit Committee, and Performance Committee of OCC's Board of Directors. 01/02/2014 Certified 01/17/2014 1
CME Conforming change to IRS Termination Event. 12/31/2013 Certified 01/16/2014 1
MIAX Amendment and adoption of new definition and Regulations in connection with liquidity risk management. Amendment of Resolution in order for the MGEX Board of Directors to delegate certain risk management powers. 12/30/2013 Certified 01/15/2014 1
LCHSA Changes to the CDS Clearing Supplement following the introduction of the FCM Clearing Membership. 12/30/2013 Certified 01/15/2014 1
OCC Proposed rule change to provide OCC with authority in emergency circumstances to extend, waive or suspend the operation of its By-Laws, Rules, policies and procedures or any other rules issued by OCC. 12/27/2013 Withdrawn 01/09/2014 2
CME Adoption of Rule 980.F by CBOT, CME and NYMEX 12/19/2013 Certified 01/07/2014 1
CME Advance notice of proposed rules relating to liquidity risk management. 12/18/2013 Withdrawn 03/28/2014 2
ICLR US Amendment and clarification to Default and Governance provisions 12/16/2013 Certified 01/01/2014 1
ICLR US Amendment and clarification to Super Margin and Add On Margin requirements 12/16/2013 Certified 01/01/2014 1