Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
NYMEX Amendments to Rule 984.B.3.clearing member acceptance of executed trades; 12-065 03/06/2012 Certified 03/21/2012 1
CME Revisions to comport with CFTC Part 190 Regulations; 12-066 03/06/2012 Certified 03/21/2012 1
CBT Revisions to comport with CFTC Part 190 Regulations; 12-066 03/06/2012 Certified 03/21/2012 1
NYMEX Revisions to comport with CFTC Part 190 Regulations; 12-066 03/06/2012 Certified 03/21/2012 1
ICLR US Amend Rule 301 to require clearing member to promptly notify ICUS if it becomes subject of a bankruptcy petition or receivership or similar proceeding. 12-11 03/05/2012 Certified 03/20/2012 1
CME Weekly notification of Rule Amendments 03/01/2012 Certified 03/01/2012 1
LCHLTD Amend ForexClear margin multiplier to capture currency regime risk 03/01/2012 Certified 03/16/2012 1
CME CDS Guaranty Fund Allocation Amendment; Amendments to Daily Submission Deadline, Holiday Accrual Processing and PAI payment Timeline; 12-062 02/28/2012 Certified 03/14/2012 3
CME Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; outsourcing to third parties; 12-061 02/28/2012 Certified 03/14/2012 4
CBT Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 02/28/2012 Certified 03/14/2012 1
NYMEX Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 02/28/2012 Certified 03/14/2012 1
CME Temporary modification to IRS Clearing Member clearing fees schedule for over-the-counter interest rate swaps 02/24/2012 Certified 03/10/2012 1
ICLREU2 Amending contract terms for Financial Power Contracts and the Financial Gas Contract re number of days or months in the respective contracts' series. 02/23/2012 Certified 03/09/2012 1
ICECC Customer Related Collateral Liquidity 02/20/2012 Certified 03/06/2012 1
LCHLTD Amend procedures re: preferred currency for intra-day call; new interest rate for credit cash balances 02/16/2012 Certified 03/03/2012 1
ICLREU2 New Cleared OTC Products 02/16/2012 Certified 03/03/2012 1
LCHLTD Fee Incentive Scheme for Iron Ore options and Coal Swaps 02/15/2012 Certified 03/02/2012 1
LCHLTD WCI Cash Settled Container Freight Swap Contracts 02/14/2012 Certified 03/01/2012 1
NYMEX Natural Gas Options & Crude Refined Options Volume Incentive Program; 12-043 02/13/2012 Certified 02/29/2012 3
LCHLTD Amendment to introduce new Collateral Management System 02/09/2012 Certified 02/25/2012 1
ICLR US Amendment to Rule 405 to comply with new CFTC Regulation 39.15(d); 12-05 01/27/2012 Certified 02/11/2012 1
CME Addition of "Price Alignment Interest" to the "cash mark-to-market" performance bond method for OTC FX Spot, Forward and Swap Transactions; 12-038 01/27/2012 Certified 02/11/2012 1
OCC Rules to clear and settle Spot Gold Futures, SR-OCC-2012-02 01/24/2012 Certified 02/08/2012 1
OCC Modify corporate governance structure of OCC, OCC-2012-01 01/20/2012 Certified 02/04/2012 1
CME Amendments to CDS Guaranty Fund allocation calculation; 12-029 01/19/2012 Certified 02/03/2012 2
CME CME OTC FX Fee Waiver Program, 12-027 01/17/2012 Certified 02/01/2012 1
NYMEX OTC Broker Incentive Program, 12-018 01/13/2012 Certified 01/31/2012 1
NYMEX Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products, 12-019 01/13/2012 Certified 01/31/2012 2
NYMEX NYMEX European and Asian Petroleum Products Incentive Program, 12-014 01/13/2012 Certified 01/31/2012 2
NYMEX Incentive Program for Natural Gas Products, 12-016 01/13/2012 Certified 01/31/2012 1
NYMEX Coal Incentive Program, 12-020 01/13/2012 Certified 01/31/2012 1
NYMEX Energy Products Cross-Venue Incentive Program, 12-015 01/13/2012 Certified 01/31/2012 2
ICLREU2 Change to delivery procedures for low sulphur gasoil 12/22/2011 Certified 01/10/2012 1
ICLREU2 Correction to Platts Crude oil reference price 12/22/2011 Certified 01/10/2012 1
ICLREU2 Change to ICE OTC Wet Freight contract specifications 12/22/2011 Certified 01/10/2012 1
NYMEX OTC Coal Incentive Program 12/22/2011 Withdrawn 01/09/2012 2
LCHLLC Amendments to risk methodology, include swap execution facilities, increase minimum deposit to guaranty fund, decrease captial requirement, specify transfers of customer positions and amend criteria for determining default 12/21/2011 Certified 01/07/2012 1
CME Incentive Program for OTC interest rate swaps 12/20/2011 Certified 01/06/2012 2
CME Founding Members OTC interest rate swaps incentive program 12/20/2011 Certified 01/06/2012 2
NYMEX OTC Broker Incentive Program 12/20/2011 Withdrawn 01/05/2012 2
NYMEX Incentive program for OTC Natural Gas products 12/20/2011 Withdrawn 01/05/2012 2
CME New clearing fees applicable to cleared OTC interest rate swaps 12/20/2011 Certified 01/06/2012 1
NYMEX Energy Products Cross-Venue Incentive Program 12/20/2011 Withdrawn 01/05/2012 3
LCHLTD New Disciplinary procedures and amendments to appeals procedures 12/20/2011 Certified 01/06/2012 1
NYMEX European and Asian OTC Cleared Petroleum Products Incentive Program; 11-400 12/20/2011 Withdrawn 01/05/2012 3
NYMEX Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products; 11-526 12/20/2011 Withdrawn 01/05/2012 3
OCC Changes to ensure technical compliance with final CFTC Part 39 regulations 12/19/2011 Certified 01/05/2012 2
NYPC Amend Rule 410 re transfer of customer positions 12/16/2011 Certified 01/04/2012 1
NYPC Amend Rule 506 (close out netting) action taken in event of insolvency 12/16/2011 Certified 01/04/2012 1
NYMEX 11-508; Temporary Waiver of Power Futures Clearing Fees based on Power Options Fee levels 12/15/2011 Certified 12/31/2011 1