Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Adoption of New CME and CBOT Rule 990. ("U.S. Withholding Tax") 12/15/2016 Certified 12/30/2016 1
CME Disaster Recovery 09/05/2003 Certified 09/05/2003 1
CME FICC Cross-Margining 11/21/2003 Certified 11/21/2003 0
CME New rule setting forth procedures for trade submissions on ClearPort clearing. 01/30/2009 Certified 02/03/2009 1
CME Amendments to CME Rule 853 ("Transfers of Trades and Customer Accounts") 11/04/2015 Certified 11/19/2015 1
CME Modifications to CME Clearing's Risk Management Framework and Manual of Operations 09/22/2022 Certified 10/06/2022 2
CME Clearing House Manual 11/14/2006 Certified 12/11/2006 1
CME New Rule 818 provides for close-out netting of obligations in the event of clearing house insolvency. This rule was implemented for the purpose, inter alia, of reducing certain capital charge relief for bank clearing members for proprietary positions 11/14/2008 Certified 11/24/2008 1
CME Amendment to Rule 8F04 regarding recordkeeping requirements for clearing credit default swap contracts 01/30/2009 Certified 02/03/2009 1
CME Amendments to Cleared OTC U.S. Dollar/Indian Rupee (USD/INR) Spot, Forwards and Swaps Contract 09/11/2014 Certified 09/25/2014 1
CME Weekly Notification of Rule Amendments - Week of December 24, 2018 01/03/2019 Notified 01/03/2019 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 09/22/2022 Certified 10/06/2022 1
CME Weekly Notification of Rule Amendments - January 15, 2024 01/22/2024 Notified 01/22/2024 1
CME Remote Clearing 10/22/2002 Certified 10/22/2002 0
CME Amendments to clearinghouse substitution rule for OTC Derivatives 02/03/2009 Certified 02/03/2009 1
CME Modifications to the OTC FX Non-Deliverable Forwards Incentive Program 02/28/2018 Certified 03/14/2018 2
CME Modifications to CME's Risk Management Policies 06/09/2022 Certified 06/24/2022 2
CME New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house 07/26/2011 Certified 08/10/2011 1
CME Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Ontario and Quebec Canadian Provincial Debt 06/08/2015 Certified 06/22/2015 4
CME Weekly Notification of Rule Amendments - April 29, 2024 05/07/2024 Notified 05/07/2024 1
CME Weekly Notification of Rule Amendments - July 15, 2024 07/22/2024 Notified 07/22/2024 1
CME Rule amendment to permit clearing members to place customer cleared swaps in a CFTC Regulation 30.7 account. 11/10/2008 Certified 11/24/2008 1
CME Amend Rule 802 to make CME's capital contribution to the financial safeguards package that includes the Base Guaranty Fund $100 million 06/05/2012 Certified 06/20/2012 1
CME Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Australian Government Debt 06/08/2015 Certified 06/22/2015 4
CME Weekly Notification of Rule Amendments - Week of December 30, 2019 01/08/2020 Notified 01/08/2020 1
CME Weekly Notification of Rule Amendments - Week of December 28, 2020 01/04/2021 Notified 01/04/2021 1
CME Weekly Notification of Rule Amendments - Week of September 20, 2021 09/27/2021 Notified 09/27/2021 1
CME Reduction in the Number of Class A Shares Required to be held by Clearing Firms 09/20/2004 Certified 09/24/2004 1
CME Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Singapore Government Debt 06/08/2015 Certified 06/22/2015 6
CME Weekly Notification of Rule Amendments - Week of August 28, 2023 09/06/2023 Notified 09/06/2023 1
CME Amendments to OTC Derivative Clearing Chapter to (1) permit clearing members to place swaps cleared for customers in house, non-segregated origin and (2) update OTC clearing member insolvency provisions. 11/10/2008 Certified 11/24/2008 1
CME Basis Trade at Index Close (BTIC) Eligibility for Bloomberg Roll Select Commodity Index Futures, S&P GSCI Commodity Index Futures, S&P GSCI ER Index Futures, and S&P GSCI ER Index Swaps (Cleared OTC) Contracts. 11/14/2018 Certified 11/29/2018 1
CME Weekly Notification of Rule Amendments - Week of January 16, 2023 01/24/2023 Notified 01/24/2023 1
CME Weekly Notification of Rule Amendments - Week of February 15, 2021 02/24/2021 Notified 02/24/2021 1
CME Modifications to CME Clearing's Risk Management Framework 11/05/2021 Certified 11/22/2021 2
CME Weekly Notification of Rule Amendments - Week of November 7, 2022 11/15/2022 Notified 11/15/2022 1
CME Changes to value-date conventions for non-USD variation margin for interest rate swaps; 12-297. 09/26/2012 Certified 10/12/2012 1
CME Delisting of Certain Contract Months for the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract 11/03/2014 Certified 11/03/2014 1
CME Weekly Notification of Rule Amendments - Week of February 19, 2018 03/01/2018 Notified 03/01/2018 1
CME Delisting of the DAP FOB Tampa Swaps (Clearing Only) and Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contracts 03/25/2019 Certified 03/25/2019 2
CME Weekly Notification of Rule Amendments - Week of November 16, 2020 11/23/2020 Notified 11/23/2020 1
CME Modifications to CME Clearing's Credit Risk Assessment Methodology Policy 11/05/2021 Certified 11/22/2021 2
CME Weekly Notification of Rule Amendments - May 27, 2024 06/05/2024 Notified 06/05/2024 1
CME Cash settled, Cleared OTC CME WM/Reuters Foreign Exchange (FX) Spot, Forward and Swaps and Non-Deliverable Forward (NDF) Transactions; 11-463 12/02/2011 Certified 12/17/2011 1
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 702. ("Clearing Member Duties to the Clearing House") of Chapter 7 ("Delivery Facilities and Procedures") 04/16/2021 Certified 04/30/2021 1
CME Weekly Notification of Rule Amendments - Week of January 3, 2022 01/10/2022 Notified 01/10/2022 1
CME Anti Money Laundering 12/17/2002 Certified 12/17/2002 0
CME Amendments to Rule 801 (Management) 03/30/2017 Certified 04/13/2017 1
CME Weekly Notification of Rule Amendments - Week of May 28, 2018 06/06/2018 Notified 06/06/2018 1
CME Modifications to CME Clearing's Schedule of Acceptable Performance Bond 07/17/2020 Certified 07/31/2020 1