Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICE Clear Credit proposes updates to its Clearing Participant Default Management Procedures 04/27/2020 Certified 05/11/2020 2
ICECC ICC is revising its End of Day Price Discovery Policies and Procedures to accommodate industry changes regarding the reduction of the frequency for which Single Name credit default swap contracts roll to the new on the run contract. 11/17/2015 Certified 12/02/2015 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee,Trading Advisory Group and/or Risk Working Group. 09/06/2019 Notified 09/06/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 11/10/2017 Notified 11/10/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 11/16/2018 Notified 11/16/2018 2
ICECC ICC hereby submits an additional notification of changes to risk parameters established by ICC. 02/01/2019 Notified 02/01/2019 2
ICECC ICE Clear Credit LLC proposes changes to the Risk Management Model Description, Stress Testing Framework, Liquidity Risk Management Framework, Back-Testing Framework and Risk Parameter Setting and Review Policy. 01/14/2020 Certified 06/15/2020 2
ICECC ICC proposes changes to the ICC Risk Parameter Setting and Review Policy. 04/27/2021 Certified 05/11/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/01/2022 Notified 07/01/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 11/08/2019 Notified 11/08/2019 2
ICECC ICC proposes changes to the ICC CDS Instrument On-boarding Policies and Procedures. 10/05/2021 Certified 10/20/2021 2
ICECC The purpose of proposed rule change is to revise the ICC Treasury Policies and Procedures to correct an error in order to properly describe ICC's policy regarding permitted counterparties to ICC's repurchase agreement transactions. 06/27/2014 Certified 07/15/2014 1
ICECC ICE Clear Credit proposes updates to the ICC Initial Default Auction Procedures and the ICC Secondary Auction Procedures 12/11/2019 Certified 12/26/2019 3
ICECC Notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group 11/18/2022 Notified 11/18/2022 2
ICECC ICE Clear Credit proposes revising the ICC Treasury Operations Policies and Procedures. 07/18/2016 Certified 08/01/2016 2
ICECC Addition of 4 security based swaps 10/27/2011 Certified 11/11/2011 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 04/05/2019 Notified 04/05/2019 2
ICECC ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of additional Standard Western European Sovereign CDS contracts. 08/06/2015 Certified 08/20/2015 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 04/07/2017 Notified 04/07/2017 2
ICECC ICC proposes amendments to the ICC Exercise Procedures. 07/26/2021 Certified 08/09/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/05/2020 Notified 06/05/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 09/18/2020 Notified 09/18/2020 2
ICECC ICC hereby submits notification of non-substantive changes to the ICC Liquidity Risk Management Framework. 10/30/2020 Notified 10/30/2020 2
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures. 12/12/2019 Certified 12/27/2019 2
ICECC ICC proposes updates to its Clearing Participant Default Management Procedures. 01/13/2021 Certified 01/28/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 03/09/2018 Notified 03/09/2018 2
ICECC Customer Related Collateral Liquidity 02/20/2012 Certified 03/06/2012 1
ICECC ICC proposes changes to ICC Rules 403 and 801 to add explicit references to certain risk-related policies currently contained in the ICC Risk Management Framework and the ICC Risk Management Model Description document. 05/31/2016 Withdrawn 06/07/2016 2
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of additional CDS products. 06/28/2017 Certified 07/13/2017 2
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of additional Standard Emerging Market Sovereign CDS contracts. 06/28/2017 Certified 07/13/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 05/01/2020 Notified 05/01/2020 2
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of additional Standard Emerging Market Sovereign Single Name CDS contracts. 11/07/2023 Certified 11/22/2023 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 09/07/2018 Notified 09/07/2018 2
ICECC ICC proposes revising its Risk Management Framework to incorporate certain risk model enhancements. 01/13/2015 Certified 01/28/2015 2
ICECC ICC proposes to update its Liquidity Risk Management Framework. 08/17/2017 Certified 08/31/2017 2
ICECC ICC proposes amending the Stress Testing Framework and the Liquidity Risk Management Framework. 07/06/2022 Certified 07/20/2022 2
ICECC Proposed rule change to update ICC's policy regarding valuation of maturing U.S. Treasury securities, update ICC's collateral asset haircut methodology, and make revisions consistent with CFTC recommendations. 03/28/2014 Certified 04/12/2014 1
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules and ICC TreasuryOperations Policies and Procedures. 06/29/2017 Certified 07/14/2017 3
ICECC ICE Clear Credit proposes updates to the ICC Operational Risk Management Framework. 03/13/2018 Certified 03/27/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 11/09/2018 Notified 11/09/2018 2
ICECC SDR Firm Trade Reporting Rule establishing that ICC will fulfill CM obligations for the firm trades ICC clears pursuant to Part 45 until the No-Action relief expires. ICC will serve as a third-party provider to its CMs for Part 43 reporting requirements. 03/04/2013 Certified 03/19/2013 1
ICECC ICE Clear Credit proposes updates to the Treasury Operations Policies and Procedures. 05/04/2020 Certified 05/18/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 08/19/2022 Notified 08/19/2022 2
ICECC ICC proposes changes to the fee charged for U.S. Treasury securities collateral deposits. 01/05/2017 Certified 01/20/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 09/15/2023 Notified 09/15/2023 2
ICECC The purpose of proposed rule change is to update the ICC End-of-Day Price Discovery Policies and Procedures to revise the expectations surrounding the unwind of any Firm Trade transaction. 05/22/2014 Certified 06/07/2014 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/31/2020 Notified 07/31/2020 2
ICECC ICC proposes changes to the Stress Testing Framework and to formalize the Indirect Participant Risk Monitoring and Review Policy. 10/07/2021 Certified 10/22/2021 2
ICECC New CDS contracts to be accepted for clearing (iTraxx Europe contracts and European single-name contracts) 09/28/2012 Certified 02/14/2013 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 02/08/2019 Notified 02/08/2019 2