Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICC proposes amending the Stress Testing Framework and the Liquidity Risk Management Framework. 07/06/2022 Certified 07/20/2022 2
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trade Advisory Group and Risk Working Group. 11/15/2024 Notified 11/15/2024 2
ICECC Proposed rule change to update ICC's policy regarding valuation of maturing U.S. Treasury securities, update ICC's collateral asset haircut methodology, and make revisions consistent with CFTC recommendations. 03/28/2014 Certified 04/12/2014 1
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules and ICC TreasuryOperations Policies and Procedures. 06/29/2017 Certified 07/14/2017 3
ICECC ICE Clear Credit proposes updates to the ICC Operational Risk Management Framework. 03/13/2018 Certified 03/27/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 11/09/2018 Notified 11/09/2018 2
ICECC SDR Firm Trade Reporting Rule establishing that ICC will fulfill CM obligations for the firm trades ICC clears pursuant to Part 45 until the No-Action relief expires. ICC will serve as a third-party provider to its CMs for Part 43 reporting requirements. 03/04/2013 Certified 03/19/2013 1
ICECC ICE Clear Credit proposes updates to the Treasury Operations Policies and Procedures. 05/04/2020 Certified 05/18/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 08/19/2022 Notified 08/19/2022 2
ICECC ICC proposes changes to the fee charged for U.S. Treasury securities collateral deposits. 01/05/2017 Certified 01/20/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 09/15/2023 Notified 09/15/2023 2
ICECC The purpose of proposed rule change is to update the ICC End-of-Day Price Discovery Policies and Procedures to revise the expectations surrounding the unwind of any Firm Trade transaction. 05/22/2014 Certified 06/07/2014 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/31/2020 Notified 07/31/2020 2
ICECC ICC proposes changes to the Stress Testing Framework and to formalize the Indirect Participant Risk Monitoring and Review Policy. 10/07/2021 Certified 10/22/2021 2
ICECC New CDS contracts to be accepted for clearing (iTraxx Europe contracts and European single-name contracts) 09/28/2012 Certified 02/14/2013 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 02/08/2019 Notified 02/08/2019 2
ICECC Changes to comply with CFTC Reg. 39.13(g)(8)(ii) 04/23/2012 Certified 05/08/2012 1
ICECC Weekly notification of changes to risk parameters. 06/14/2024 Notified 06/14/2024 2
ICECC Weekly notification of rule amendments 08/09/2024 Notified 08/09/2024 2
ICECC ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. 05/04/2021 Certified 05/18/2021 2
ICECC ICC proposes updates to the Governance Playbook. 04/18/2022 Certified 05/02/2022 2
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Back-Testing Framework. 02/11/2019 Certified 02/26/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 05/04/2018 Notified 05/04/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/12/2021 Notified 03/12/2021 2
ICECC ICC proposes to adopt the Sixth Amended and Restated Operating Agreement and make corresponding changes to the Governance Playbook. 08/02/2021 Certified 08/16/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 12/24/2021 Notified 12/24/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/08/2022 Notified 07/08/2022 2
ICECC The purpose of the proposed rule change is to update the ICC Rules to clarify ICC's authority to use Guaranty Fund and House Initial Margin as an internal liquidity resource. 05/27/2014 Withdrawn 06/09/2014 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 03/16/2018 Notified 03/16/2018 2
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and Risk Working Group. 12/22/2023 Notified 12/22/2023 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 05/08/2020 Notified 05/08/2020 2
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of an additional Standard Emerging Market Sovereign CDS contract and additional Standard Western European Sovereign CDS contracts. 05/08/2020 Certified 05/22/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/22/2022 Notified 04/22/2022 2
ICECC ICE Clear Credit proposes updates to its fee schedules. 02/12/2024 Certified 02/27/2024 3
ICECC Weekly notification of Rule amendment. 09/13/2024 Notified 09/13/2024 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 07/07/2017 Notified 07/07/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/12/2020 Notified 06/12/2020 2
ICECC The principal purpose of the proposed changes to the ICC Clearing Participant Default Management Procedures is to add additional details with respect to ICC's testing of ICC Recovery Plan and the ICC Wind-Down Plan. 05/15/2023 Certified 05/30/2023 2
ICECC ICE Clear Credit hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and Risk Working Group. 12/26/2023 Notified 12/26/2023 2
ICECC ICC proposes revising the ICC End-of-Day Price Discovery Policies and Procedures to incorporate enhancements to ICC's price discovery process. 01/15/2015 Certified 01/30/2015 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 01/15/2021 Notified 01/15/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/29/2023 Notified 06/29/2023 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 11/15/2019 Notified 11/15/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 06/02/2017 Notified 06/02/2017 2
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures. 07/31/2019 Certified 08/14/2019 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rulebook relating to non-default losses. 08/01/2019 Withdrawn 01/16/2020 2
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules and ICC Treasury Operations Policies and Procedures. 03/31/2023 Certified 04/14/2023 3
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Risk Management Model Description. 08/10/2020 Certified 08/24/2020 2
ICECC Addition of fourteen investment grade indices to Schedule 502 of ICE Clear Credit Rules. 08/09/2012 Certified 08/24/2012 1
ICECC ICE Clear Credit proposes changes to its Clearing Rules 09/16/2024 Certified 09/30/2024 2