Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICC proposes to formalize a Liquidity Risk Management Framework that describes ICC's liquidity monitoring program, liquidity resources, and the methodology for testing the sufficiency of these liquidity resources. 12/22/2015 Withdrawn 08/03/2016 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee,Trading Advisory Group and/or Risk Working Group. 10/11/2019 Notified 10/11/2019 2
ICECC Weekly notification of changes to risk parameters. 05/24/2024 Notified 05/24/2024 2
ICECC New rule governing SDR reporting obligations. 03/22/2013 Withdrawn 04/04/2013 2
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of an additional Standard Emerging Market Sovereign CDS contract. 06/28/2018 Certified 07/13/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee,Trading Advisory Committee and/or Risk Working Group. 02/05/2016 Notified 02/05/2016 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework. 07/01/2019 Withdrawn 07/02/2019 3
ICECC Proposed rule amendments to permit clearing participants to use the "LSOC with excess" model, under which clearing participants may provide for excess customer related collateral to be transferred to and held at ICC under the LSOC regulations. 03/18/2014 Withdrawn 04/09/2014 3
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 05/13/2022 Notified 05/13/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/26/2021 Notified 03/26/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 02/05/2021 Notified 02/05/2021 2
ICECC ICC proposes to update and formalize the ICC Operational Risk Management Framework. 11/25/2014 Certified 12/10/2014 2
ICECC ICC proposes organizational and clarifying edits to the Risk Management Framework and the Treasury Operations Policies and Procedures, and proposes adopting a new Risk Management Model Description Document. 05/29/2015 Withdrawn 06/09/2015 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 03/08/2019 Notified 03/08/2019 2
ICECC ICC hereby submits notification of non-substantive changes to the ICC Rules. 06/26/2020 Notified 06/26/2020 2
ICECC ICC proposes revising its Treasury Operations Policies and Procedures to provide for use of a Federal Reserve Account, for use of a committed repo facility, and for USD and Euro investment guidelines for use by outside investment managers. 01/23/2015 Certified 02/06/2015 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 08/20/2021 Notified 08/20/2021 2
ICECC The purpose of proposed rule change is to implement changes to the method by which ICE Clear Credit LLC charges Clearing Participants for collateral and cash management services. 02/13/2014 Certified 03/01/2014 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 09/28/2018 Notified 09/28/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 09/09/2022 Notified 09/09/2022 2
ICECC ICE Clear Credit ("ICC") proposes updates to the ICC Stress Testing Framework and the ICC Liquidity Risk Management Framework. 10/01/2018 Certified 10/16/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 04/06/2018 Notified 04/06/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 12/10/2021 Notified 12/10/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 10/28/2022 Notified 10/28/2022 2
ICECC ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. 02/08/2018 Certified 02/23/2018 2
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Stress-Testing Framework. 08/24/2023 Certified 09/08/2023 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 08/26/2022 Notified 08/26/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 08/28/2020 Notified 08/28/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 09/08/2017 Notified 09/08/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/01/2022 Notified 04/01/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/19/2024 Notified 04/19/2024 2
ICECC ICC proposes to formalize the ICC Governance Playbook. 05/16/2016 Certified 05/31/2016 2
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of an additional Standard Emerging Market Sovereign CDS contract. 02/09/2021 Certified 02/24/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 08/16/2019 Notified 08/16/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/27/2020 Notified 03/27/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 10/02/2020 Notified 10/02/2020 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Model Validation Framework. 04/23/2019 Certified 05/07/2019 2
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and Risk Working Group. 10/13/2023 Notified 10/13/2023 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/22/2022 Notified 07/22/2022 2
ICECC ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. 09/22/2015 Certified 10/06/2015 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 05/05/2017 Notified 05/05/2017 2
ICECC ICE Clear Credit proposes amending Chapter 26 of its Rulebook. 04/05/2022 Certified 04/19/2022 2
ICECC ICE Clear Credit proposes changes to the Risk Parameter Setting and Review Policy. 04/05/2022 Certified 04/19/2022 2
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules. Specifically, ICC purposes to add a Single Name Sovereign CDS Contract, the Dominican Republic to the ICC Clearing Rules to be cleared. 04/18/2023 Certified 05/02/2023 2
ICECC ICC proposes to update its Stress Testing Framework and Liquidity Risk Management Framework. 09/13/2017 Certified 09/27/2017 2
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures 08/20/2018 Certified 09/04/2018 2
ICECC ICC proposes updates to its Operational Risk Management Framework. 02/10/2021 Certified 02/25/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/02/2020 Notified 07/02/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 05/20/2022 Notified 05/20/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/17/2022 Notified 06/17/2022 2