Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC The proposed rule changes will provide direct reference within the ICC Rules to the cleared products list available on the ICC website and add additional standards for certain ICC cleared products. 02/21/2013 Certified 03/08/2013 1
ICECC ICC proposes changes to the ICC Back-Testing Framework. 09/22/2021 Certified 10/06/2021 2
ICECC ICE Clear Credit LLC ("ICC") hereby submits a self-certification of revisions to the ICC End-of-Day Price Discovery Policies and Procedures to incorporate enhancements to ICC's price discovery process. 10/30/2014 Certified 11/14/2014 2
ICECC ICC proposes changes to ICC Clearing Rule 401 in order to provide additional clarity regarding settlement finality with respect to Mark-to-Market Margin. 04/16/2015 Certified 04/30/2015 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 10/16/2020 Notified 10/16/2020 2
ICECC ICC proposes amending its rules to provide for the clearance of iTraxx Asia/Pacific CDS contracts and Standard Asia/Pacific Sovereign CDS contracts. 02/19/2016 Certified 03/04/2016 3
ICECC ICC proposes changes to the Governance Playbook, Risk Management Framework, and Treasury Operations Policies and Procedures. 07/14/2021 Certified 07/28/2021 2
ICECC ICE Clear Credit proposes updates to its Risk Management Framework, Risk Management Model Description, Stress Testing Framework, Liquidity Risk Management Framework, and Risk Parameter Setting and Review Policy. 07/10/2020 Certified 07/24/2020 2
ICECC ICC proposes amendments to its Clearing Rules. 04/13/2021 Certified 04/27/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 05/10/2019 Notified 05/10/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/03/2022 Notified 06/03/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 09/24/2021 Notified 09/24/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 06/01/2018 Notified 06/01/2018 2
ICECC ICC proposes to formalize the Counterparty Monitoring Procedures and the Credit Rating System Model Description and Parameterization. 11/04/2021 Certified 11/19/2021 2
ICLR US Amendment to internal Default Management Procedures 09/29/2016 Certified 10/14/2016 3
ICLR US Rule 5.03 of ICE Futures U.S. is amended to allow different margin rates for arbitrge positions in coffee, sugar, and cocoa futures and options - positions held on Euronext-LIFFE. Member firms must collect margin applicable to arbitrage positions. 10/17/2007 Certified 10/22/2007 1
ICLR US Changes to acceptable collateral 03/30/2017 Certified 04/13/2017 2
ICLR US Amendment to procedures regarding valuation of maturing US Treasury securities. 04/15/2014 Certified 04/30/2014 1
ICLR US Change to Concentration Charge for Agricultural Products 03/31/2017 Certified 04/14/2017 2
ICLR US ICUS is amending its Risk Management Framework to provide for enhancements related to concentration charges for agricultural products. 01/09/2018 Certified 01/24/2018 2
ICLR US Default Fund Rule Amendment Approved 08/20/2002 Approved 08/20/2002 0
ICLR US Amendment and clarification re: original margin and treatment of confidential information 01/31/2014 Certified 02/15/2014 1
ICLR US ICUS proposes to adopt amendments to its Rules to enhance certainty, clarity and readability and better reflect current business practices and processes relating to a variety of matters. 10/03/2017 Certified 10/18/2017 2
ICLR US ICUS proposes to amend the Default Management Procedures to (i) update references to ICUS's By-Laws and Rules; (ii) make reference to ICUS's Default Auction Procedures; and (iii) revise templates for use during default management. 10/04/2017 Certified 10/19/2017 2
ICLR US ICUS is amending its Risk Management Framework in order to implement revised margin statistics. 09/02/2015 Certified 09/17/2015 2
ICLR US Proposed amendments to ICUS's Risk Management Framework in order to address newly applicable amendments to Part 39 of the CFTC's regulations. 01/08/2021 Certified 01/25/2021 2
ICLR US Mutual Funds Guaranty Fund 10/03/2006 Certified 10/03/2006 0
ICLR US Settlement Premiums 07/13/2006 Certified 07/13/2006 1
ICLR US Amendment to ICUS's Risk Management Framework related to the criteria applicable to, and monitoring of, ICUS's financial service providers. 03/29/2019 Certified 04/12/2019 2
ICLR US Proposed amendments to ICUS's Rules in order to address newly applicable amendments to Part 39 of the CFTC's regulations. 01/08/2021 Certified 01/25/2021 1
ICLR US Amendments to the ICE Clear U.S. Default Auction Procedures 03/01/2021 Certified 03/15/2021 2
ICLR US NYBOT Pass Through Letters of Credit 07/13/2006 Certified 07/13/2006 1
ICLR US ICE Clear US is amending Rule 701 as part of a broader program to comply with the recently implemented European Union General Data Protection Regulation. 06/11/2018 Certified 06/25/2018 1
ICLR US Liability, Options premiums, Default 07/12/2006 Certified 07/12/2006 1
ICLR US Clearing Member Loans 04/06/2006 Certified 04/06/2006 1
ICLR US Clearing Guarantee 03/27/2006 Certified 03/27/2006 1
ICLR US Amendments to rules to replace the terms "NYBOT" and "Exchange" with the term "ICE Futures U.S." 02/10/2009 Certified 02/12/2009 1
ICLR US CLS System 07/13/2006 Certified 07/13/2006 0
ICLR US New rules provide for the clearing of Iron Ore Swaps 11/20/2009 Certified 11/30/2009 1
ICLR US Rule 502 amended to delete unneeded paragraph and to authorize staff to determine original margin requirements 11/13/2009 Certified 11/30/2009 1
ICLR US Amendment to Collateral Policy 12/22/2016 Withdrawn 01/06/2017 2
ICLR US Changes to Risk Management Framework 12/22/2016 Certified 01/09/2017 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework - ICE Risk Model 1 and ICE Risk Model 2 Concentration Charges - Submission Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6(a) 09/12/2023 Certified 09/26/2023 2
ICLR US Amendments eliminate the use of Letters of Credit as Clearing Member Original Margin at ICE Clear US. 06/24/2011 Certified 06/24/2011 1
ICLR US Amendments to modify clearing member eligibility requirements to no longer reference ICE Futures US exchange rules. 06/24/2011 Certified 06/24/2011 1
ICLR US ICUS is amending its Risk Management Framework in order to clarify its original margin calculation, harmonize its internal rating models and codifying many factors it considers when exercising its discretion to increase the original margin requirement. 10/15/2018 Certified 10/29/2018 2
ICLR US Delisting cleared only coffee, sugar and cocoa swaps as and when there is no open interest 10/24/2011 Certified 10/25/2011 1
ICLR US Rule amendments to allow DCO President to require additional margin be deposited to preserve DCO fiscal integrity and an orderly marketplace when certain conditions are determined to exist. 09/30/2009 Certified 10/05/2009 1
ICLR US ICUS is amending Chapter 2 of the Rules to revise, reorganize and clarify various membership requirements 06/26/2017 Withdrawn 07/10/2017 2
ICLR US ICUS proposes to adopt amendments to its Rules relating to default management, recovery and wind-down following a clearing member default. 06/26/2017 Withdrawn 07/10/2017 3