Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US Amendments to By-Law Section 5.5 to revise order in which assets and sources are to be applied to cover a defaulted obligation of a cleairng member and to Rule 505 to allow use of pass-through letters of credit in lieu of cash margin deposits. 06/08/2009 Certified 06/09/2009 1
ICLR US Amendment to By-Law Section 5.4 re: custodial failures 04/28/2016 Certified 05/12/2016 1
ICLR US Amendments to increase the minimum required deposit to the Guaranty Fund and eliminate the defunct category of self-clearing member 11/21/2007 Certified 11/27/2007 1
ICLR US ICE Clear US is amending the Rules to provide for contributions from Listing Exchanges as additional default resources. 03/15/2018 Certified 03/29/2018 1
ICLR US Reg. 1.25 Funds to fulfill obligations to the Guaranty Fund 10/03/2006 Certified 10/03/2006 1
ICLR US Amendment to the ICE Clear U.S. Rules 12/22/2023 Certified 01/09/2024 1
ICLR US Amendment of eligibility requirements for clearing members 11/21/2007 Certified 11/29/2007 1
ICLR US Amendment increasing maximum size of a clearing member's Guaranty Fund contribution; 12-25 04/24/2012 Certified 05/09/2012 1
ICLR US ICUS is proposing to amend existing ICUS Rules 302 and 807 in order to refine and clarify how the proceeds from any Clearing Member default insurance policy it may elect to carry would be used. 11/14/2019 Certified 11/29/2019 1
ICLR US Rule changes re reallocation of risk and volume in calculating guaranty fund contribution, capital threshold for position risk and supermargin deposits, and standardization of capital reporting requirements. 03/26/2010 Certified 03/31/2010 1
ICLR US Amendment to ByLaw Section 5.2 regarding clearing member eligibility and new Rules 10.00-10.05 regarding clearing of OTC ag swaps in coffee, sugar, and cocoa to replace Rules 1000-1013 08/05/2008 Certified 08/07/2008 1
ICLR US Emergency Action Re: MF Global 11/01/2011 Certified 11/17/2011 1
ICLR US Amendments to the ICE Clear U.S., Inc. Rules related to the physical settlement of certain currency contracts. 05/11/2020 Certified 05/26/2020 1
ICLR US Rule amendments altering the composition of the Board of Directors and creating a Risk Committee 04/16/2009 Certified 04/17/2009 1
ICLR US ICUS Rule Amendments 01/19/2021 Withdrawn 02/02/2021 3
ICLR US Rule Amendments 01/19/2021 Certified 02/02/2021 2
ICLR US Clearing Member Eligibility Requirements 02/20/2001 Certified 02/20/2001 0
ICLR US Rule Amendment. 03/11/2020 Certified 03/25/2020 2
ICLR US ICE Clear US proposes to adopt a Rule 509, which is intended to mitigate liquidity risks (and related liquidity management costs of the clearing house) in connection with foreign currency variation margin settlements. 06/18/2015 Certified 07/02/2015 1
ICLR US Amendment to ByLaw Section 5.6 limiting increase of Permitted Position Risk and to Rule 403(b) allowing offset of positions in contracts having same specfications other than size and which have been designated as fungible. 11/12/2008 Certified 04/20/2009 1
ICLR US Amendments to the ICE Clear U.S., Inc. Clearing Member Default Management Procedures 12/21/2022 Certified 01/06/2023 2
ICLR US ICUS is amending Chapter 2 of the Rules to revise, reorganize andclarify various membership requirementsRule Numbers: 07/10/2017 Certified 07/24/2017 2
ICLR US ICUS has determined to move to a direct settlement model that allows clearing members to utilize Qualified Financial Institutions (QFIs) which may or may not be related to the Approved Financial Institutions (AFIs) utilized by ICUS. 03/22/2018 Withdrawn 04/04/2018 2
ICLR US Weekly Notification of Non-Substantive Rule Amendments. 08/09/2021 Notified 08/09/2021 1
ICLR US Self-Certification Pursuant to Commission Rule 40.6 - Physically Settled Digital Currency Contracts 05/23/2019 Certified 06/07/2019 2
ICLR US ICE Clear US is amending its Rules to allow for the settlement in U.S. dollars of payment obligations denominated in a foreign currency when certain events cause disruptions in a foreign currency market. 10/26/2018 Certified 11/09/2018 1
ICLR US New rules governing the substitution process in which an OTC transaction in currency and U.S. Dollar Index executed on a bilateral basis is submitted to ICLR in exchange for an equivalent number of futures contracts that are "cleared-only." 09/11/2007 Certified 09/19/2007 1
ICLR US Self Clearing Members 08/17/2004 Certified 08/17/2004 0
ICLR US Individual Clearing Members 06/24/2004 Certified 06/24/2004 0
ICLR US New Rule 605 re Deliveries of New Gold Daily Futures Contract 12/05/2016 Certified 12/19/2016 1
ICLR US Risk Management Framework Amendments 01/23/2020 Certified 02/06/2020 2
ICLR US Amendments relating to clearing member financial emergencies and conflicts of interest 12/11/2008 Certified 12/17/2008 1
ICLR US Weekly Notification of Rule Amendments 02/19/2024 Notified 02/19/2024 1
ICLR US The amendments to the ICUS Rules relate to the collection and payment of variation margin with respect to contracts that are the subject of delivery notices. 06/08/2017 Certified 06/22/2017 2
ICLR US Amend Rule 301 to require clearing member to promptly notify ICUS if it becomes subject of a bankruptcy petition or receivership or similar proceeding. 12-11 03/05/2012 Certified 03/20/2012 1
ICLR US Changes to disciplinary procedures and open interest reporting rule. 10/02/2014 Certified 10/17/2014 2
ICLR US Amendment to Bylaw 5.5 re: Clearinghouse contribution to default resources 06/29/2015 Certified 07/14/2015 1
ICLR US Amendments to Rule 105 and 107 re: confidentiality and employee trading prohibitions 10/16/2015 Certified 10/30/2015 1
ICLR US Rule amendments related to EU Equivalence Determination 11/02/2016 Certified 11/17/2016 1
ICLR US Adoption of New Rule 303 to give NYCC authority to debit the proprietary margin accounts of its members 11/12/2003 Certified 11/13/2003 1
ICLR US Rule Amendments 02/22/2024 Certified 03/07/2024 2
ICLR US NYBOT NYCC Clearing members 01/11/2007 Certified 02/05/2007 1
ICLR US Amendment to ICUS Risk Management Framework's methodology for on-going monitoring of its Clearing Members and financial service providers. 09/27/2019 Certified 10/11/2019 2
ICLR US NYBOT Merger 05/06/2004 Certified 05/06/2004 0
ICLR US Amends Bylaw Section 5.4(c) to increase the cash portion of a Clearing Member's contribution to the Guaranty Fund to 50% of the member's required contribution, effective 12/31/13; also deletes an obsolete provision. 09/17/2013 Certified 10/18/2013 1
ICLR US Amend rule to codify duty to collect higher level of margin for non-hedge positions; 12-29 05/04/2012 Certified 05/19/2012 1
ICLR US Rule and Risk Management Framework - Related to Delisting Digital Currency (Bitcoin) Contracts 09/29/2023 Certified 10/16/2023 2
ICLR US ICUS is amending its Risk Management Framework to modify certain aspects of its margin setting parameters. 10/08/2014 Certified 10/23/2014 2
ICLR US ICUS is amending its Risk Management Framework to enhance the calculation of shortfall margin. ICUS is refining the stress scenarios used to determine the shortfall margin, as well as how it sets the shortfall margin minimum. 09/18/2018 Certified 10/02/2018 2
ICLR US Amendment to Collateral Policy 01/18/2017 Certified 02/01/2017 2