Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH Limited, a derivatives clearing organization registered with the CFTC, is submitting for self-certification revisions to the Terms of Reference ("ToR") of the Risk Committee of the Board of Directors. 05/30/2024 Certified 06/13/2024 1
LCHLTD LCH Limited is submitting for self-certification changes to its rules regarding enhancements to the trade registration process in the ForexClear service. 01/30/2019 Certified 02/13/2019 1
LCHLTD LCH is submitting for self-certification revisions to its rules to clarify that the use of electronic signatures is permissible for LCH business. 08/24/2021 Certified 09/08/2021 3
LCHLTD ForexClear Compression fees are being published and added to the existing fee waiver program. Also language to clarify that changing of the main tariff if not permissible. 06/20/2016 Certified 07/01/2016 1
LCHLTD LCH.Clearnet Limited changes to Rulebook Section 4 Procedures to allow non-FCM Clearing Members to lodge AUD securities onshore at Austraclear, a CSD located in Australia. There are also some non-material changes being made. 03/24/2016 Certified 04/07/2016 1
LCHLTD LCH Ltd change to its London Deposit Rate (LDR)applicable to cash balances held on clearing member accounts for the SwapClear and ForexClear services. 03/24/2017 Notified 03/24/2017 1
LCHLTD Capitalab, a division of BGC Brokers LP, has been added as an eligible provider of third party compression services to the participants of LCH Ltd's ("LCH") SwapClear service. 12/26/2017 Notified 12/26/2017 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 February 2022. 02/21/2022 Notified 02/21/2022 1
LCHLTD Changes to LCH Limited's ("LCH") London Deposit Rate ("LDR"), Client Deposit Rate ("CDR"), FCM London Deposit Rate ("FCM LDR") and RepoClear Deposit Rate ("RDR"). 01/15/2024 Notified 01/15/2024 1
LCHLTD Rule amendments to introduce "real time registration" ("RTR") for its ForexClear service as required under 17 C.F.R. 39.12(b)(7)(i). Changes include the addition of Minimum Excess Requirement and Mutualized Credit Extension. 02/13/2013 Certified 03/01/2013 1
LCHLTD LCH.Clearnet Limited will commence clearing new PJM zonal contracts traded on the Nodal Exchange. 07/13/2015 Withdrawn 07/15/2015 1
LCHLTD LCH.Ltd self certifies changes its rules to add MXN IRS and VNS in NOK, PLN and SEK to the list of SwapClear eligible products. Also, the self certification includes rule changes to reflect the new NOK benchmark index name of NOK-NIBOR-OIBOR. 09/19/2016 Certified 10/03/2016 1
LCHLTD LCH Limited Weekly Notification of Connectivity Fee Amendment. No changes to LCH Rulebook apply. 03/06/2020 Notified 03/06/2020 1
LCHLTD LCH Limited Self-Certification: ForexClear fees update 12/16/2020 Certified 12/31/2020 1
LCHLTD The rulebook has been amended to provide an express reference to the sub-accounts LCH will open on behalf of a clearing member and to reflect that LCH may open and close operational accounts for clearing members at its sole discretion. 04/01/2020 Certified 04/14/2020 1
LCHLTD Changes to the LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate and RepoClear Deposit Rate. 04/18/2023 Notified 04/18/2023 1
LCHLTD LCH Limited Self-Certification: SwapClear Service Opening - 24x5 07/17/2023 Certified 07/28/2023 1
LCHLTD Changes to LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate, and RepoClear Deposit Rate 07/17/2023 Notified 07/17/2023 1
LCHLTD LCH Limited Self-Certification: Clarifications to fees on Collateral and net capital requirements for Listed Rates FCM Members 03/06/2020 Certified 03/20/2020 1
LCHLTD Implementation of a Liquidity and Concentration Risk Model for the Nodal Clearing Service. 02/18/2014 Certified 03/05/2014 1
LCHLTD LCH Limited Self-Certification: Standard Coupon Inflation Swaps 03/06/2020 Certified 03/20/2020 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited's London Deposit Rate and RepoClear Deposit Rate effective from 22 July 2022. 07/26/2022 Notified 07/26/2022 1
LCHLTD Self-certification in respect of operational changes for accepting Trades with a Trade Date T+1 while LCH.Clearnet's SwapClear service still operates on T. 05/01/2014 Certified 05/16/2014 1
LCHLTD LCH Limited Self-Certification: Non-Standard Fixing Offsets 03/06/2020 Certified 03/20/2020 1
LCHLTD LCH Limited Self Certification: Weekly Notification of Rule Amendments 07/06/2020 Notified 07/06/2020 1
LCHLTD LCH Limited Self-Certification: Discontinuation of Economic Amendments functionality 02/10/2021 Certified 02/25/2021 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 June 2022. 06/17/2022 Notified 06/17/2022 1
LCHLTD LCH has amended Procedure 1 (Clearing Member, Non-Member Market Participant and Dealer Status) to correct a previously incorrect references to clearing member's status in the different categories for net capital requirements. 12/06/2023 Notified 12/06/2023 1
LCHLTD LCH Limited is filing rule changes to extend clearing eligibility to overnight interest rate swaps that (i) are denominated in South African Rand, (ii) have a maximim tenor of 31 years, and (iii) reference the ZAR-ZARONIA-OIS compound floating index. 05/31/2024 Certified 06/14/2024 1
LCHLTD LCH Limited Self-Certification: Rule Change related to PPS bank accounts maintained by Clearing Members 10/23/2019 Certified 11/06/2019 1
LCHLTD LCH Limited Self-Certification: HKD / SGD OIS Clearing and Discounting 03/06/2020 Certified 03/20/2020 3
LCHLTD LCH.Clearnet Limited is modifying its previous self-certification by removing the customer closeout provisions from the Clearing House Procedures and reserving these sections for future revision. 09/26/2013 Certified 10/28/2013 1
LCHLTD Self-certification to 1) amend ForexClear fees to provide for existing Clearing Members to move from the current variable tariff to the current fixed tariff, by giving notice to LCH, and 2) publication of the ForexClear fees for 2017. 09/20/2016 Certified 10/04/2016 1
LCHLTD Rule change that allows the clearing house to amend by circular the process and timings for the Portfolio Transfer Process. LCH is also issuing a circular with changes to the Portfolio Transfer Process for full and partial transfers without collateral. 06/10/2013 Certified 06/25/2013 1
LCHLTD LCH.Clearnet Limited is issuing a circular to provide a process for effecting bilateral terminations of SwapClear contracts by SwapClear Clearing members. 09/27/2013 Certified 10/29/2013 1
LCHLTD Self-certification relating to implementation of a margin model floor for the SwapClear Clearing Service. 05/02/2014 Certified 05/17/2014 1
LCHLTD LCH.Clearnet is proposing rule changes to extend the tenors of its existing products by up to one year. 12/31/2015 Certified 01/14/2016 1
LCHLTD LCH LTD is self-certifying changes to its rules to clarify that all variation margin payments associated with Contracts of all FCMs and US SCMs of the SwapClear service are settlement payments. 12/28/2017 Certified 01/12/2018 1
LCHLTD LCH Limited Self Certification: Rule Changes on the addition of Non-Deliverable Swaps as eligible SwapClear products 04/13/2018 Certified 04/27/2018 2
LCHLTD LCH Limited Self-Certification: Amendments to the Rates and ForexClear rules on antitrust law in the context of Default Management Groups 08/22/2019 Certified 09/06/2019 1
LCHLTD Weekly Notification of Rule Amendment for the week of 2 December 2019. From this date the London Deposit Rate charged to FCM members will change. 11/21/2019 Notified 11/21/2019 1
LCHLTD Self-certification pursuant to Reg. 40.6(a) relating to the revision of fees for the ForexClear service. 09/27/2013 Certified 10/29/2013 1
LCHLTD Change to the SwapClear service European Client Account Fees 10/24/2014 Certified 11/06/2014 1
LCHLTD LCH Limited Self-Certification: SwapClear Opening Hours 08/22/2019 Certified 09/06/2019 1
LCHLTD Weekly Notification of addition of a trading venue to ForexClear 08/22/2019 Notified 08/22/2019 1
LCHLTD Amendments to reflect change to rate of return on contributions to SwapClear default fund and to clarify FCM Clearing Member collection of additional collateral for FCM Clients' SwapClear contracts that are non-hedging in nature. 07/17/2012 Certified 08/01/2012 1
LCHLTD LCH Ltd is submitting for self-certification changes to the tariffs applicable to the ForexClear clearing service. 12/14/2018 Certified 01/28/2019 1
LCHLTD Re-introduction of a backload discount plan for client clearing activity to SwapClear's client fee structure. 11/20/2013 Certified 12/06/2013 1
LCHLTD Change to Section 1 Procedures to clarify Clearing Member obligations in relation to providing regulatory returns to the Clearing House. 07/16/2015 Certified 07/29/2015 1
LCHLTD LCH Ltd is submitting for self-certification changes to the tariffs applicable to SwapClear members. 12/14/2018 Certified 01/28/2019 1