Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LX Submission of revised fee schedule. 03/04/2020 Certified 03/18/2020 2
LX Privacy Policy updates 06/07/2024 Certified 06/24/2024 2
LX Submission of Revised BCDR Plan and Operations Manual 03/04/2020 Certified 03/18/2020 3
LX LederX Operations Manual Revision 01/11/2021 Certified 01/26/2021 2
LX LedgerX Updated BCDR Plan 06/13/2021 Certified 06/25/2021 4
LX Revised operations manual 11/14/2017 Certified 11/29/2017 3
LX LedgerX Digital Currency Custody Manual 06/14/2021 Certified 06/28/2021 4
LX Amendment to Rule 13.3.2 conforming to prior amendment to Rule 7.2. 12/21/2023 Certified 01/08/2024 3
LX LedgerX Revised Operations Manual 06/15/2021 Certified 06/29/2021 5
LX Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate 24-hour trading as previously discussed with DMO and DCR staff. 05/01/2018 Certified 05/15/2018 3
LX Operations manual update reflecting process changes related to ACH deposits. 10/11/2022 Certified 10/25/2022 3
LX LedgerX Amended Rulebook 03/12/2021 Withdrawn 03/25/2021 1
LX Operations Manual - Unredacted 03/12/2021 Certified 03/26/2021 2
LX Operations Manual Redacted 03/12/2021 Withdrawn 03/18/2021 1
LX Amendment to rule regarding participant eligibility criteria, and introduction of rules regarding transfers of trades 10/22/2018 Certified 11/05/2018 1
LX Revised LedgerX Participant Agreement 03/12/2021 Withdrawn 03/25/2021 1
LX Modification to the number of confirmations before Participant bitcoin is available for use as collateral. 11/29/2018 Certified 12/13/2018 2
LX LedgerX Revised Enterprise Risk Management Plan 06/18/2019 Certified 07/02/2019 2
LX LedgerX Fee Filing 12/09/2020 Notified 12/09/2020 1
LX Amendments to Rulebook. 01/29/2018 Certified 02/12/2018 1
LX Amendments to Operations Manual. 01/29/2018 Withdrawn 02/09/2018 5
LX Rulebook Amendments for the LedgerX DCM 06/24/2019 Certified 07/09/2019 2
LX Emergency filing - BitGo Please note - Implementation date is hard coded. This is an emergency filing that will go into effect today, March 16, 2020. 03/16/2020 Certified 03/30/2020 2
LX LedgerX New Fee Schedule 06/23/2021 Notified 06/23/2021 3
LX Revisions to LedgerX DCO Rulebook 11/15/2023 Certified 11/30/2023 3
LX Revisions to LLC Operating Agreement 07/07/2023 Certified 07/21/2023 1
LX Operations manual amendment 10/18/2017 Withdrawn 10/31/2017 3
LX Updated Operations Manual 12/03/2021 Certified 12/17/2021 3
LX Update to LedgerX Fee Schedule 09/23/2020 Notified 09/23/2020 1
LX Compliance Manual Version Control 10/22/2021 Notified 10/22/2021 3
LX BCDR Plan Enhancements 03/21/2022 Certified 04/04/2022 2
LX LedgerX Updated Rulebook 01/31/2021 Certified 02/12/2021 1
LX LedgerX Participant Incentive Promotion 03/20/2020 Certified 04/03/2020 2
LX Updated Operations Manual 10/23/2021 Certified 11/05/2021 3
LX Revision to Rule 5.6 to extend exchange hours to 24/7 10/26/2017 Certified 11/09/2017 1
LX Compliance Manual Amendments 10/27/2021 Certified 11/10/2021 3
LX Modifications to the LedgerX Operations Manual. This is refiling of the withdrawn 1/29/2018 submission (1801-2914-3341-11) based on conversations with CFTC staff in DCR. 02/09/2018 Certified 02/26/2018 2
LX Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate changes to the SCP order type as previously discussed with DMO and DCR staff. 05/23/2018 Certified 06/07/2018 3
LX Amendments to operations manual as previously discussed with DCR staff. 04/13/2018 Certified 04/27/2018 2
LX Updated LedgerX Compliance Manual 07/10/2019 Certified 07/24/2019 2
LX Revised Enterprise Risk Management Plan 05/31/2019 Withdrawn 06/13/2019 2
LX Amendment of Rulebook. 07/27/2022 Withdrawn 08/04/2022 2
LX Amendments to Participant Agreement 07/28/2022 Withdrawn 08/04/2022 2
LX Rulebook update 04/08/2022 Certified 04/22/2022 2
LX Rulebook amendment 09/19/2017 Certified 10/03/2017 1
LX Operations Manual amendment 09/19/2017 Certified 10/03/2017 2
LX Revised LedgerX Participant Agreement 05/28/2021 Withdrawn 05/28/2021 1
LX LedgerX Revised Participant Agreement 05/28/2021 Certified 06/14/2021 4
LX Changes to LedgerX's Operations Manual relating to cybersecurity, records retention, and bitcoin handling. 12/06/2017 Certified 12/20/2017 2
LX Amended Operations Manual 09/21/2017 Certified 10/05/2017 2