LX |
Submission of revised fee schedule. |
03/04/2020 |
Certified |
03/18/2020 |
|
2 |
LX |
Privacy Policy updates |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
LX |
Submission of Revised BCDR Plan and Operations Manual |
03/04/2020 |
Certified |
03/18/2020 |
|
3 |
LX |
LederX Operations Manual Revision |
01/11/2021 |
Certified |
01/26/2021 |
|
2 |
LX |
LedgerX Updated BCDR Plan |
06/13/2021 |
Certified |
06/25/2021 |
|
4 |
LX |
Revised operations manual |
11/14/2017 |
Certified |
11/29/2017 |
|
3 |
LX |
LedgerX Digital Currency Custody Manual |
06/14/2021 |
Certified |
06/28/2021 |
|
4 |
LX |
Amendment to Rule 13.3.2 conforming to prior amendment to Rule 7.2. |
12/21/2023 |
Certified |
01/08/2024 |
|
3 |
LX |
LedgerX Revised Operations Manual |
06/15/2021 |
Certified |
06/29/2021 |
|
5 |
LX |
Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate 24-hour trading as previously discussed with DMO and DCR staff. |
05/01/2018 |
Certified |
05/15/2018 |
|
3 |
LX |
Operations manual update reflecting process changes related to ACH deposits. |
10/11/2022 |
Certified |
10/25/2022 |
|
3 |
LX |
LedgerX Amended Rulebook |
03/12/2021 |
Withdrawn |
03/25/2021 |
|
1 |
LX |
Operations Manual - Unredacted |
03/12/2021 |
Certified |
03/26/2021 |
|
2 |
LX |
Operations Manual Redacted |
03/12/2021 |
Withdrawn |
03/18/2021 |
|
1 |
LX |
Amendment to rule regarding participant eligibility criteria, and introduction of rules regarding transfers of trades |
10/22/2018 |
Certified |
11/05/2018 |
|
1 |
LX |
Revised LedgerX Participant Agreement |
03/12/2021 |
Withdrawn |
03/25/2021 |
|
1 |
LX |
Modification to the number of confirmations before Participant bitcoin is available for use as collateral. |
11/29/2018 |
Certified |
12/13/2018 |
|
2 |
LX |
LedgerX Revised Enterprise Risk Management Plan |
06/18/2019 |
Certified |
07/02/2019 |
|
2 |
LX |
LedgerX Fee Filing |
12/09/2020 |
Notified |
12/09/2020 |
|
1 |
LX |
Amendments to Rulebook. |
01/29/2018 |
Certified |
02/12/2018 |
|
1 |
LX |
Amendments to Operations Manual. |
01/29/2018 |
Withdrawn |
02/09/2018 |
|
5 |
LX |
Rulebook Amendments for the LedgerX DCM |
06/24/2019 |
Certified |
07/09/2019 |
|
2 |
LX |
Emergency filing - BitGo Please note - Implementation date is hard coded. This is an emergency filing that will go into effect today, March 16, 2020. |
03/16/2020 |
Certified |
03/30/2020 |
|
2 |
LX |
LedgerX New Fee Schedule |
06/23/2021 |
Notified |
06/23/2021 |
|
3 |
LX |
Revisions to LedgerX DCO Rulebook |
11/15/2023 |
Certified |
11/30/2023 |
|
3 |
LX |
Revisions to LLC Operating Agreement |
07/07/2023 |
Certified |
07/21/2023 |
|
1 |
LX |
Operations manual amendment |
10/18/2017 |
Withdrawn |
10/31/2017 |
|
3 |
LX |
Updated Operations Manual |
12/03/2021 |
Certified |
12/17/2021 |
|
3 |
LX |
Update to LedgerX Fee Schedule |
09/23/2020 |
Notified |
09/23/2020 |
|
1 |
LX |
Compliance Manual Version Control |
10/22/2021 |
Notified |
10/22/2021 |
|
3 |
LX |
BCDR Plan Enhancements |
03/21/2022 |
Certified |
04/04/2022 |
|
2 |
LX |
LedgerX Updated Rulebook |
01/31/2021 |
Certified |
02/12/2021 |
|
1 |
LX |
LedgerX Participant Incentive Promotion |
03/20/2020 |
Certified |
04/03/2020 |
|
2 |
LX |
Updated Operations Manual |
10/23/2021 |
Certified |
11/05/2021 |
|
3 |
LX |
Revision to Rule 5.6 to extend exchange hours to 24/7 |
10/26/2017 |
Certified |
11/09/2017 |
|
1 |
LX |
Compliance Manual Amendments |
10/27/2021 |
Certified |
11/10/2021 |
|
3 |
LX |
Modifications to the LedgerX Operations Manual. This is refiling of the withdrawn 1/29/2018 submission (1801-2914-3341-11) based on conversations with CFTC staff in DCR. |
02/09/2018 |
Certified |
02/26/2018 |
|
2 |
LX |
Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate changes to the SCP order type as previously discussed with DMO and DCR staff. |
05/23/2018 |
Certified |
06/07/2018 |
|
3 |
LX |
Amendments to operations manual as previously discussed with DCR staff. |
04/13/2018 |
Certified |
04/27/2018 |
|
2 |
LX |
Updated LedgerX Compliance Manual |
07/10/2019 |
Certified |
07/24/2019 |
|
2 |
LX |
Revised Enterprise Risk Management Plan |
05/31/2019 |
Withdrawn |
06/13/2019 |
|
2 |
LX |
Amendment of Rulebook. |
07/27/2022 |
Withdrawn |
08/04/2022 |
|
2 |
LX |
Amendments to Participant Agreement |
07/28/2022 |
Withdrawn |
08/04/2022 |
|
2 |
LX |
Rulebook update |
04/08/2022 |
Certified |
04/22/2022 |
|
2 |
LX |
Rulebook amendment |
09/19/2017 |
Certified |
10/03/2017 |
|
1 |
LX |
Operations Manual amendment |
09/19/2017 |
Certified |
10/03/2017 |
|
2 |
LX |
Revised LedgerX Participant Agreement |
05/28/2021 |
Withdrawn |
05/28/2021 |
|
1 |
LX |
LedgerX Revised Participant Agreement |
05/28/2021 |
Certified |
06/14/2021 |
|
4 |
LX |
Changes to LedgerX's Operations Manual relating to cybersecurity, records retention, and bitcoin handling. |
12/06/2017 |
Certified |
12/20/2017 |
|
2 |
LX |
Amended Operations Manual |
09/21/2017 |
Certified |
10/05/2017 |
|
2 |