Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LX LedgerX Revised Rulebook 02/19/2021 Certified 03/05/2021 1
MGEX Rule amendment to update the membership requirement as it pertains to clearing privileges. 07/19/2012 Certified 08/03/2012 1
MGEX Amendments to Chapters 1, 21, and 23 of MGEX's Rules to incorporate the clearing of Bitnomial Exchange, LLC contracts. 07/14/2020 Certified 07/28/2020 1
MGEX Notification of margin changes made prior week 03/08/2022 Notified 03/08/2022 1
MGEX Amendments to MGEX Chapter 21 Rules to enhance transparency and compliance with CFTC regulations. 10/27/2017 Certified 11/13/2017 1
MGEX Notice of margin changes made prior week 06/03/2021 Notified 06/03/2021 1
MGEX Amendments to MGEX Rulebook and Risk Manual re: Bitnomial Bitcoin Hashrate US Dollar Petahash Futures 05/07/2024 Certified 05/21/2024 2
MGEX Weekly notification of rule amendments regarding spread and outright margin rate changes. 03/30/2017 Notified 03/30/2017 1
MGEX Correction of Rule cross-reference error 01/10/2022 Notified 01/10/2022 1
MGEX Amendment to Rule 23.8.1 (Bitnomial bitcoin options) 03/15/2024 Certified 03/29/2024 1
MGEX Notification of margin change to outright and spread products 11/02/2017 Notified 11/02/2017 1
MGEX Notification of changes to clearing and exchange margin requirements 06/22/2017 Notified 06/22/2017 1
MGEX Notification of changes to HRSW spread margin rates 06/07/2018 Notified 06/07/2018 1
MGEX Amendment of Rule 2106.00. 02/25/2021 Certified 03/11/2021 1
MGEX The purpose of the amendment is to remove language regarding the early open outcry trading hours for options due to a change in release time of USDA reports and to allow MGEX flexibility to adopt changes to its submission and fine requirements. 11/07/2012 Certified 11/24/2012 1
MGEX Notification of margin changes made effective last week. 04/19/2018 Notified 04/19/2018 1
MGEX Weekly notification of rule amendments regarding spot month margin add-on charges. 02/16/2017 Notified 02/16/2017 1
MGEX Amendments to Bylaws 05/28/2020 Certified 06/11/2020 1
MGEX Notification of margin changes made during the prior week 06/10/2021 Notified 06/10/2021 1
MGEX Revisions to MGEX Risk Manual to incorporate clearing of BRIXX Index futures contracts 10/01/2021 Certified 10/18/2021 2
MGEX Proposed Rule Amendments in relation to MGEX Board of Directors delegated authority. 06/23/2023 Certified 07/10/2023 1
MGEX Amend Rule 2104 to remove current security deposit limits for clearing members and permit the flexibiltiy to establish such amounts as the clearing house determines necessary. 01/14/2008 Certified 02/04/2008 1
MGEX Notice of margin changes 11/11/2021 Notified 11/11/2021 1
MGEX Notification of margin changes made prior week 09/30/2022 Notified 09/30/2022 1
MGEX Updates to MGEX Rules Chapter 21 06/26/2023 Certified 07/11/2023 1
MGEX Extension of trading hours and deadline for submission of information to the clearing house 06/08/2012 Certified 06/22/2012 1
MGEX Amendment and adoption of new definition and Regulations in connection with liquidity risk management. Amendment of Resolution in order for the MGEX Board of Directors to delegate certain risk management powers. 12/30/2013 Certified 01/15/2014 1
MGEX Notification of margin change 10/12/2018 Notified 10/12/2018 1
MGEX Change in defined term relating to Bitnomial Settlement Facility 03/04/2021 Certified 03/18/2021 1
MGEX MGEX Board and Exchange Committee Charters 03/25/2024 Certified 04/08/2024 2
MGEX Amendment to allow electronic warehouse receipts instead of paper warehouse receipts 05/23/2017 Certified 06/07/2017 1
MGEX Rule certification submission for updates to the MGEX Rulebook in connection with recovery and wind-down plans. 11/11/2014 Withdrawn 11/18/2014 1
MGEX Revisions to Risk Manual 11/15/2021 Certified 11/30/2021 2
MGEX Amendments to MGEX Bylaws 02/02/2024 Certified 02/16/2024 2
MGEX Amendment to Rule 2102.00 to clarify and codify routine daily operation to collect intra-day variations from clearing members. 11/09/2007 Certified 11/16/2007 1
MGEX Clean-up of rules related to clearing fees. 12/18/2012 Certified 01/04/2013 1
MGEX Notification of margin changes made in the prior week. 12/12/2019 Notified 12/12/2019 1
MGEX Amendments to regulations to clarify and improve Clearing House default procedures and other operational procedures 03/20/2008 Certified 03/21/2008 1
MGEX New Clearing System Rule Amendments 05/09/2023 Certified 05/23/2023 1
MGEX Chapter 21 Amendments 02/10/2023 Certified 02/27/2023 1
MGEX Changes to comply with CFTC Part 39 DCO rules effective May 7, 2012. 04/19/2012 Certified 05/04/2012 1
MGEX Notification of margin changes made effective prior week 08/18/2022 Notified 08/18/2022 1
MGEX Notification of margin changes 04/29/2021 Notified 04/29/2021 1
MGEX Certification of amendments made to clarify certain default procedures. 05/06/2015 Certified 05/20/2015 1
MGEX Minneapolis Grain Exchange, Inc. Rulebook (includes Ch. 21 - Clearing House Regulations) 09/20/2010 Certified 09/20/2010 1
MGEX Lien on Collateral Rule Addition 10/07/2021 Certified 10/22/2021 1
MGEX Weekly Notification advising of approved changes to Hard Red Spring Wheat (HRSW) outright and spread margin rates. 05/14/2024 Notified 05/14/2024 1
MGEX Adoption of Regulation 2105.05 to expressly allow MGEX to rely upon customer gross margin files in the event of a Clearing Member or customer default, insolvency, or other financial emergency to determine the amount of a customer's pledged margin. 01/09/2014 Certified 01/25/2014 1
MGEX Amendments to Chapter 21 Rules applicable to Clearing Member applicants 06/14/2024 10 Day Review 06/14/2024 1
MGEX Weekly Notification of Rule Amendments Pursuant to Regulation 40.6(d) 01/21/2016 Notified 01/21/2016 1