Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
LX Revisions to DCO Rulebook 03/15/2024 Certified 03/29/2024 3
LX 40.6(d) non-substantive amendments to DCO Rulebook, DCM Rulebook, SEF Rulebook, Participant Agreement, Privacy Policy, and User Agreement. 11/16/2022 Notified 11/16/2022 1
LX LedgerX revised Rulebook 06/10/2021 Certified 06/24/2021 3
LX LedgerX Updated Operations Manual 11/30/2020 Certified 12/14/2020 2
LX Rulebook updates to reflect new d/b/a MIAX Derivatives Exchange 06/07/2024 Notified 06/07/2024 1
LX Updates to Participant Agreement 06/07/2024 Certified 06/24/2024 2
LX Amendments and changes to LedgerX's Rulebook, Operations Manual, and AML Policy in regards to changes in order types and expansion of operations to Singapore as previously discussed with DCR and DMO staff. 06/11/2018 Certified 06/25/2018 3
LX Weekly notification, withdrawal fee change 11/12/2021 Notified 11/12/2021 1
LX Updates to Participant Agreement, User Agreement, and Privacy Policy 03/10/2022 Certified 03/24/2022 2
LX Revision of Compliance Manual 10/03/2022 Withdrawn 10/13/2022 3
LX Updates to User Agreement 06/07/2024 Certified 06/24/2024 2
LX Submission of revised fee schedule. 03/04/2020 Certified 03/18/2020 2
LX Privacy Policy updates 06/07/2024 Certified 06/24/2024 2
LX Submission of Revised BCDR Plan and Operations Manual 03/04/2020 Certified 03/18/2020 3
LX LederX Operations Manual Revision 01/11/2021 Certified 01/26/2021 2
LX LedgerX Updated BCDR Plan 06/13/2021 Certified 06/25/2021 4
LX Revised operations manual 11/14/2017 Certified 11/29/2017 3
LX LedgerX Digital Currency Custody Manual 06/14/2021 Certified 06/28/2021 4
LX Amendment to Rule 13.3.2 conforming to prior amendment to Rule 7.2. 12/21/2023 Certified 01/08/2024 3
LX LedgerX Revised Operations Manual 06/15/2021 Certified 06/29/2021 5
LX Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate 24-hour trading as previously discussed with DMO and DCR staff. 05/01/2018 Certified 05/15/2018 3
LX Operations manual update reflecting process changes related to ACH deposits. 10/11/2022 Certified 10/25/2022 3
LX LedgerX Amended Rulebook 03/12/2021 Withdrawn 03/25/2021 1
LX Operations Manual - Unredacted 03/12/2021 Certified 03/26/2021 2
LX Operations Manual Redacted 03/12/2021 Withdrawn 03/18/2021 1
LX Amendment to rule regarding participant eligibility criteria, and introduction of rules regarding transfers of trades 10/22/2018 Certified 11/05/2018 1
LX Revised LedgerX Participant Agreement 03/12/2021 Withdrawn 03/25/2021 1
LX Modification to the number of confirmations before Participant bitcoin is available for use as collateral. 11/29/2018 Certified 12/13/2018 2
LX LedgerX Revised Enterprise Risk Management Plan 06/18/2019 Certified 07/02/2019 2
LX LedgerX Fee Filing 12/09/2020 Notified 12/09/2020 1
LX Amendments to Rulebook. 01/29/2018 Certified 02/12/2018 1
LX Amendments to Operations Manual. 01/29/2018 Withdrawn 02/09/2018 5
LX Rulebook Amendments for the LedgerX DCM 06/24/2019 Certified 07/09/2019 2
LX Emergency filing - BitGo Please note - Implementation date is hard coded. This is an emergency filing that will go into effect today, March 16, 2020. 03/16/2020 Certified 03/30/2020 2
LX LedgerX New Fee Schedule 06/23/2021 Notified 06/23/2021 3
LX DCO Rulebook Revisions 08/20/2024 Certified 09/04/2024 3
LX Revisions to LedgerX DCO Rulebook 11/15/2023 Certified 11/30/2023 3
LX CFTC Rule 39.3 and 40.5(a) submission regarding transfer of open interest 08/21/2024 Approval Pending (45) 08/21/2024 1
LX Revisions to LLC Operating Agreement 07/07/2023 Certified 07/21/2023 1
LX Operations manual amendment 10/18/2017 Withdrawn 10/31/2017 3
LX New Fee Schedule 10/25/2024 Certified 11/08/2024 1
LX Updated Operations Manual 12/03/2021 Certified 12/17/2021 3
LX Update to LedgerX Fee Schedule 09/23/2020 Notified 09/23/2020 1
LX Compliance Manual Version Control 10/22/2021 Notified 10/22/2021 3
LX BCDR Plan Enhancements 03/21/2022 Certified 04/04/2022 2
LX LedgerX Updated Rulebook 01/31/2021 Certified 02/12/2021 1
LX LedgerX Participant Incentive Promotion 03/20/2020 Certified 04/03/2020 2
LX Updated Operations Manual 10/23/2021 Certified 11/05/2021 3
LX Revision to Rule 5.6 to extend exchange hours to 24/7 10/26/2017 Certified 11/09/2017 1
LX Compliance Manual Amendments 10/27/2021 Certified 11/10/2021 3