| LX |
Modifications to the LedgerX Operations Manual. This is refiling of the withdrawn 1/29/2018 submission (1801-2914-3341-11) based on conversations with CFTC staff in DCR. |
02/09/2018 |
Certified |
02/26/2018 |
|
2 |
| LX |
Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate changes to the SCP order type as previously discussed with DMO and DCR staff. |
05/23/2018 |
Certified |
06/07/2018 |
|
3 |
| LX |
Amendments to operations manual as previously discussed with DCR staff. |
04/13/2018 |
Certified |
04/27/2018 |
|
2 |
| LX |
Updated LedgerX Compliance Manual |
07/10/2019 |
Certified |
07/24/2019 |
|
2 |
| LX |
Revised Enterprise Risk Management Plan |
05/31/2019 |
Withdrawn |
06/13/2019 |
|
2 |
| LX |
Amendment of Rulebook. |
07/27/2022 |
Withdrawn |
08/04/2022 |
|
2 |
| LX |
Amendments to Participant Agreement |
07/28/2022 |
Withdrawn |
08/04/2022 |
|
2 |
| LX |
Rulebook update |
04/08/2022 |
Certified |
04/22/2022 |
|
2 |
| LX |
Rulebook amendment |
09/19/2017 |
Certified |
10/03/2017 |
|
1 |
| LX |
Operations Manual amendment |
09/19/2017 |
Certified |
10/03/2017 |
|
2 |
| LX |
Revised LedgerX Participant Agreement |
05/28/2021 |
Withdrawn |
05/28/2021 |
|
1 |
| LX |
LedgerX Revised Participant Agreement |
05/28/2021 |
Certified |
06/14/2021 |
|
4 |
| LX |
Changes to LedgerX's Operations Manual relating to cybersecurity, records retention, and bitcoin handling. |
12/06/2017 |
Certified |
12/20/2017 |
|
2 |
| LX |
Amended Operations Manual |
09/21/2017 |
Certified |
10/05/2017 |
|
2 |
| LX |
LedgerX Revised Rulebook |
02/19/2021 |
Certified |
03/05/2021 |
|
1 |
| MIAX |
Rule amendment to update the membership requirement as it pertains to clearing privileges. |
07/19/2012 |
Certified |
08/03/2012 |
|
1 |
| MIAX |
Amendments to Chapters 1, 21, and 23 of MGEX's Rules to incorporate the clearing of Bitnomial Exchange, LLC contracts. |
07/14/2020 |
Certified |
07/28/2020 |
|
1 |
| MIAX |
Notification of margin changes made prior week |
03/08/2022 |
Notified |
03/08/2022 |
|
1 |
| MIAX |
Amendments to MGEX Chapter 21 Rules to enhance transparency and compliance with CFTC regulations. |
10/27/2017 |
Certified |
11/13/2017 |
|
1 |
| MIAX |
Notice of margin changes made prior week |
06/03/2021 |
Notified |
06/03/2021 |
|
1 |
| MIAX |
Amendments to Bylaw 2.1. |
10/11/2024 |
Certified |
10/28/2024 |
|
1 |
| MIAX |
Amendments to MGEX Rulebook and Risk Manual re: Bitnomial Bitcoin Hashrate US Dollar Petahash Futures |
05/07/2024 |
Certified |
05/21/2024 |
|
2 |
| MIAX |
Weekly notification of rule amendments regarding spread and outright margin rate changes. |
03/30/2017 |
Notified |
03/30/2017 |
|
1 |
| MIAX |
Correction of Rule cross-reference error |
01/10/2022 |
Notified |
01/10/2022 |
|
1 |
| MIAX |
Amendment to Rule 23.8.1 (Bitnomial bitcoin options) |
03/15/2024 |
Certified |
03/29/2024 |
|
1 |
| MIAX |
Notification of margin change to outright and spread products |
11/02/2017 |
Notified |
11/02/2017 |
|
1 |
| MIAX |
Notification of changes to clearing and exchange margin requirements |
06/22/2017 |
Notified |
06/22/2017 |
|
1 |
| MIAX |
MGEX Bylaw Amendment |
07/24/2024 |
Certified |
08/07/2024 |
|
1 |
| MIAX |
Notification of changes to HRSW spread margin rates |
06/07/2018 |
Notified |
06/07/2018 |
|
1 |
| MIAX |
Amendment of Rule 2106.00. |
02/25/2021 |
Certified |
03/11/2021 |
|
1 |
| MIAX |
The purpose of the amendment is to remove language regarding the early open outcry trading hours for options due to a change in release time of USDA reports and to allow MGEX flexibility to adopt changes to its submission and fine requirements. |
11/07/2012 |
Certified |
11/24/2012 |
|
1 |
| MIAX |
Notification of margin changes made effective last week. |
04/19/2018 |
Notified |
04/19/2018 |
|
1 |
| MIAX |
Weekly notification of rule amendments regarding spot month margin add-on charges. |
02/16/2017 |
Notified |
02/16/2017 |
|
1 |
| MIAX |
Amendments to Bylaws |
05/28/2020 |
Certified |
06/11/2020 |
|
1 |
| MIAX |
Notification of margin changes made during the prior week |
06/10/2021 |
Notified |
06/10/2021 |
|
1 |
| MIAX |
Revisions to MGEX Risk Manual to incorporate clearing of BRIXX Index futures contracts |
10/01/2021 |
Certified |
10/18/2021 |
|
2 |
| MIAX |
Proposed Rule Amendments in relation to MGEX Board of Directors delegated authority. |
06/23/2023 |
Certified |
07/10/2023 |
|
1 |
| MIAX |
Amend Rule 2104 to remove current security deposit limits for clearing members and permit the flexibiltiy to establish such amounts as the clearing house determines necessary. |
01/14/2008 |
Certified |
02/04/2008 |
|
1 |
| MIAX |
Notice of margin changes |
11/11/2021 |
Notified |
11/11/2021 |
|
1 |
| MIAX |
Notification of margin changes made prior week |
09/30/2022 |
Notified |
09/30/2022 |
|
1 |
| MIAX |
Updates to MGEX Rules Chapter 21 |
06/26/2023 |
Certified |
07/11/2023 |
|
1 |
| MIAX |
Extension of trading hours and deadline for submission of information to the clearing house |
06/08/2012 |
Certified |
06/22/2012 |
|
1 |
| MIAX |
Amendment and adoption of new definition and Regulations in connection with liquidity risk management. Amendment of Resolution in order for the MGEX Board of Directors to delegate certain risk management powers. |
12/30/2013 |
Certified |
01/15/2014 |
|
1 |
| MIAX |
Notification of margin change |
10/12/2018 |
Notified |
10/12/2018 |
|
1 |
| MIAX |
Change in defined term relating to Bitnomial Settlement Facility |
03/04/2021 |
Certified |
03/18/2021 |
|
1 |
| MIAX |
MGEX Board and Exchange Committee Charters |
03/25/2024 |
Certified |
04/08/2024 |
|
2 |
| MIAX |
Amendment to allow electronic warehouse receipts instead of paper warehouse receipts |
05/23/2017 |
Certified |
06/07/2017 |
|
1 |
| MIAX |
Rule certification submission for updates to the MGEX Rulebook in connection with recovery and wind-down plans. |
11/11/2014 |
Withdrawn |
11/18/2014 |
|
1 |
| MIAX |
Revisions to Risk Manual |
11/15/2021 |
Certified |
11/30/2021 |
|
2 |
| MIAX |
Amendments to MGEX Bylaws |
02/02/2024 |
Certified |
02/16/2024 |
|
2 |
