Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
MIAX Notification of margin changes made in the prior week. 12/12/2019 Notified 12/12/2019 1
MIAX Amendments to regulations to clarify and improve Clearing House default procedures and other operational procedures 03/20/2008 Certified 03/21/2008 1
MIAX New Clearing System Rule Amendments 05/09/2023 Certified 05/23/2023 1
MIAX Chapter 21 Amendments 02/10/2023 Certified 02/27/2023 1
MIAX Changes to comply with CFTC Part 39 DCO rules effective May 7, 2012. 04/19/2012 Certified 05/04/2012 1
MIAX Notification of margin changes made effective prior week 08/18/2022 Notified 08/18/2022 1
MIAX Notification of margin changes 04/29/2021 Notified 04/29/2021 1
MIAX Certification of amendments made to clarify certain default procedures. 05/06/2015 Certified 05/20/2015 1
MIAX Minneapolis Grain Exchange, Inc. Rulebook (includes Ch. 21 - Clearing House Regulations) 09/20/2010 Certified 09/20/2010 1
MIAX Lien on Collateral Rule Addition 10/07/2021 Certified 10/22/2021 1
MIAX Weekly Notification advising of approved changes to Hard Red Spring Wheat (HRSW) outright and spread margin rates. 05/14/2024 Notified 05/14/2024 1
MIAX Adoption of Regulation 2105.05 to expressly allow MGEX to rely upon customer gross margin files in the event of a Clearing Member or customer default, insolvency, or other financial emergency to determine the amount of a customer's pledged margin. 01/09/2014 Certified 01/25/2014 1
MIAX Amendments to Chapter 21 Rules applicable to Clearing Member applicants 06/14/2024 Certified 07/01/2024 1
MIAX Weekly Notification of Rule Amendments Pursuant to Regulation 40.6(d) 01/21/2016 Notified 01/21/2016 1
MIAX Amendments to MGEX Bylaws and Board Committee Charters 06/14/2024 Certified 07/01/2024 4
MIAX Amendment to MGEX Rule 2071.00. to provide further clarification. 05/26/2017 Certified 06/12/2017 1
MIAX Notification of changes to margin rates 05/07/2020 Notified 05/07/2020 1
MIAX Rule certification that add Corporate Tax Futures to the MGEX reporting deadlines. 05/04/2021 Certified 05/18/2021 1
MIAX MGEX Rulebook Amendments 06/14/2024 Certified 07/01/2024 1
MIAX Housekeeping deletion to Rule 760 (Margins). 01/08/2013 Certified 01/24/2013 1
MIAX Notification of changes to outright and spread margin rates 10/12/2017 Notified 10/12/2017 1
MIAX Notification of changes to clearing and exchange margin requirements 07/06/2017 Notified 07/06/2017 1
MIAX Weekly notification of rule amendments regarding changes to HRSW spread margin rates 06/01/2017 Notified 06/01/2017 1
MIAX Amendment of MGEX Rules and Resolution to change reporting deadlines 11/16/2017 Certified 12/01/2017 1
MIAX Amendments to Risk Manual associated with clearing futures on the U.S. Corporate Tax Rate Index 05/06/2021 Certified 05/20/2021 3
MIAX Chapter 21 Rulebook Amendments - Lien on Collateral Rule 02/15/2023 Certified 03/02/2023 1
MIAX Proposed Rule Amendments to MGEX Rulebook Chapter 23 (Bitnomial) 02/15/2023 Certified 03/02/2023 1
MIAX Amendments to transfer trade rules 06/18/2021 Certified 07/02/2021 1
MIAX Amendments related to name change 09/16/2024 Certified 09/30/2024 1
MIAX Amendment to rules related to Bitnomial delivery accounts 10/13/2022 Certified 10/27/2022 1
MIAX Notice of margin changes made prior week 02/23/2023 Notified 02/23/2023 1
MIAX Fee Changes to MGEX's Agricultural Product Fees Schedule 02/14/2024 Certified 02/29/2024 1
MIAX Exchange Regulatory Fee 01/31/2001 Certified 01/31/2001 0
MIAX MGEXPress Electronic Trading System 11/13/2001 Approved 12/12/2001 0
MIAX Gross Speculative Position Limits 01/16/2004 Certified 01/16/2004 0
MIAX Notification of changes to spread and outright margin rates 11/22/2017 Notified 11/22/2017 1
MIAX Changes to spread and margin rates and volatility scan range. 07/13/2017 Notified 07/13/2017 1
MIAX Notification of margin changes made during the previous week. 08/02/2018 Notified 08/02/2018 1
MIAX Rule amendments made in connection with closure of open outcry 02/04/2022 Certified 02/18/2022 1
MIAX Update to procedures with regard to financial oversight of FCM Clearing Members 04/30/2012 Certified 05/15/2012 1
MIAX Notification of margin changes made prior week 03/18/2022 Notified 03/18/2022 1
MIAX Notice of margin rate changes made previous week 05/06/2022 Notified 05/06/2022 1
MIAX The overall purpose of the amendments is to enhance MGEX's compliance with CFTC regulations and the tools available to the Clearing House following a Clearing Member default. In addition, certain housekeeping and reorganization changes were made. 06/26/2019 Certified 07/11/2019 1
MIAX Changes to outright margin rates 02/01/2018 Notified 02/01/2018 1
MIAX Clarify duties and processes, including for offsets. 06/27/2019 Certified 07/12/2019 1
MIAX Notification of margin changes 01/28/2021 Notified 01/28/2021 1
MIAX Amendment to MGEX Bylaw 252.00. regarding Executive Committee. 05/15/2018 Certified 05/30/2018 1
MIAX Amendments to MGEX's Risk Management Manual 09/23/2020 Certified 10/07/2020 3
MIAX Amendments to default procedures 03/08/2012 Certified 03/23/2012 1
MIAX Clearing Member Parent Guarantee Requirement; Committees 04/11/2024 Certified 04/25/2024 1