Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims and Federal Funds Binary contracts as the result of the government shutdown. 10/18/2013 Certified 11/01/2013 1
NADEX Amendment to listing hours for 2013 Thanksgiving holiday 11/12/2013 Certified 11/27/2013 1
NADEX Further amendments to rules to permit the intermediation of trading and clearing 08/21/2009 Certified 11/02/2009 1
NADEX Further amendments to rules to permit the intermediation of trading and clearing 10/21/2009 Certified 11/02/2009 1
NADEX Nadex is extending its $0 Minimum Initial Deposit promotion through May 31, 2022. 12/17/2021 Certified 01/04/2022 1
NADEX Amendment to Expiration time for Daily and Weekly Corn and Soybean Binary and Variable Payout Contracts to be consistent with corresponding underlying market; Emergency Rule filing 06/13/2012 Certified 06/13/2012 1
NADEX Amendments to rules to permit the intermediation of trading and clearing 07/08/2009 Certified 07/27/2009 1
NADEX Modification to Demo Account Conversion Program 12/14/2012 Withdrawn 12/17/2012 1
NADEX Modifications to Demo Account Program 12/17/2012 Certified 01/03/2013 1
NADEX Holiday hour announcement 12/14/2012 Certified 01/01/2013 1
NADEX Nadex clarifies permissible Market Maker order types in Rules 4.4 and 5.10, and also amends its Fee Schedule to account for Market Maker balance adjustments resulting from executed non-Post-Only orders and clarify API fees. 03/28/2014 Certified 04/12/2014 1
NADEX Binary Hedgelets Payout Criteria 11/29/2005 Certified 11/29/2005 0
NADEX Amended DCM Order 12/05/2005 Certified 12/05/2005 1
NADEX Nadex has submitted rule changes that adjust its settlement calculation for the AUD/JPY Contracts to increase the bid/ask spread to 10 pips for determining acceptable midpoints and amends language regarding Market Maker FIX Gateway connection fee. 12/10/2013 Certified 12/25/2013 1
NADEX This Submission makes amendments to the Market Maker Agreement, to Rule 4.4 to align with the Market Maker Agreement amendments, to the Market Maker fees as set forth in the Fee Schedule, and to the Fee Schedule to clarify FCM Member fees 09/26/2014 Certified 10/10/2014 1
NADEX Amending membership obligations rule to reflect verbatim the Commission's Regulation 39.16(d)(1) regarding member notification in the event of bankruptcy petition and broader requirements of notification in specific instances. 08/03/2012 Certified 08/18/2012 1
NADEX Amended Order of Registration 12/01/2004 Certified 12/01/2004 1
NADEX Market Makers Non Fully Paid Contracts 09/20/2004 Certified 09/20/2004 1
NADEX DCO Application, Staff Memo, Order 02/18/2004 Certified 02/18/2004 0
NADEX Fully Paid Contracts 12/21/2004 Certified 12/21/2004 1
NADEX Market Makers 09/08/2004 Certified 09/08/2004 1
NADEX VPH Contracts 02/27/2004 Certified 02/27/2004 0
NADEX Heating Oil and Propane Contracts 02/27/2004 Certified 02/27/2004 0
NADEX Financing et al. 07/15/2004 Certified 07/15/2004 1
NADEX Market Makers Line of Credit 07/26/2004 Certified 07/26/2004 1
NADEX Nadex is amending Rule 12.25 by adjusting the contract range and Dollar multiplier for its ETH UpDown options contracts. Also, Nadex is amending Rule 3.1 to allow additional denominations for deposits and withdrawals. 07/05/2023 Certified 07/19/2023 1
NADEX Nadex amends trading hours for Germany 30 and FTSE 100 Contracts 01/09/2014 Certified 01/25/2014 1
NADEX Implementation of market maker incentive program 01/13/2014 Certified 01/29/2014 1
NADEX Nadex plans to launch a promotion, whereby applicants will be able to make an initial deposit of less than the standard $250 minimum deposit as required by Rule 3.1(b) to become a Trading Member. 10/14/2021 Certified 10/28/2021 1
NADEX Real-Time Account Funding Program 02/01/2007 Certified 02/01/2007 1
NADEX Establishment of Demo Account Conversion Program to encourage demo account users to consider opening, funding and trading a live Nadex account. 11/23/2012 Certified 12/08/2012 1
NADEX Nadex reduces the required notice period to Members prior to imposing dues or increasing fees from 30 days, to a period of at least as long as the Commission's required filing period for self-certifications according to Reg. 40.6(a). Also affects as DCM. 02/20/2015 Certified 03/06/2015 1
NADEX Extend duration of Nadex Daily Currency Binary contracts, add additional close times, changes related to holiday hours, and removal of reference to delisted product. 03/15/2013 Certified 03/30/2013 1
NADEX Nadex ends Minimum Initial Deposit Promotion but will permanently remove the requirement of a specific initial deposit amount. Nadex is also adding a registered money services business or other similarly authorized institution as a means of deposit. 05/09/2022 Certified 05/23/2022 2
NADEX Nadex plans to launch a promotion, whereby applicants will be able to make an initial deposit of less than the standard $250 minimum deposit as required by Rule 3.1(b) to become a Trading Member. 08/13/2021 Certified 08/27/2021 1
NADEX Increase the Real-Time Account Funding (RTAF) Program level from $250 to $500. 10/23/2012 Certified 11/07/2012 1
NADEX Amendments to cap exchange fees related to trading and settlement paid by direct members. 08/15/2012 Certified 08/30/2012 1
NADEX Nadex is clarifying its Members' continuing notification obligations, clarifying when Nadex can suspend withdrawal requests, and adding disgorgement of ill-gotten profits as a potential disciplinary sanction. 11/04/2016 Certified 11/21/2016 1
NADEX Adding strike levels and amending strike widths in its gold, silver and crude intraday binary contracts. Renaming USD/YEN binary and variable payout contracts USD/JPY. 01/25/2013 Certified 02/09/2013 1
NADEX Amending definition of Financial Institution for acceptable deposits, broadening means of deposit in Agreement, clarifying procedure for non-US resident members to make withdrawals. 02/27/2015 Certified 03/13/2015 1
NADEX Amendment of all rules to change the name of the DCO to the North American Deriviatives Exchange, Inc. ("Nadex") effective June 21, 2009, delete references to "Hedgelets," and amend a footnote to Rule 12.7. 06/19/2009 Certified 06/23/2009 1
NADEX Nadex amends the contract specifications for its Copper and Silver Variable Payout and Binary contracts in accordance with the Reuters scaling changes, which resulted in a change to the decimal place; other changes made. 05/28/2013 Certified 05/28/2013 1
NADEX Amendment to trading hours in order to provide consistency with the trading hours of the underlying market. 03/26/2013 Certified 03/26/2013 1
NADEX Create CCO title and amend rulebook to reflect office and duties of CCO. 11/18/2011 Certified 12/06/2011 1
NADEX Amends the minimum initial required deposit to $250; amends language regarding transfer of funds from foreign bank to Nadex settlement bank; clarifies settlement for federal funds binary contracts 08/05/2016 Certified 08/19/2016 1
NADEX Holiday schedule 12/07/2012 Certified 12/22/2012 1
NADEX Extension of Refer a Friend program. 12/07/2012 Certified 12/22/2012 1
NADEX Notice that Nadex is revising Exchange Rules 12.24, 12.25, 12.87, 12.88, 12.91, 12.92, 12.94, and 12.96 to reflect the use of an additional underlying data provider, Lukka, Inc., for the UpDown Contracts and Event Contracts set forth in the rules ab 10/20/2023 Notified 10/20/2023 2
NADEX Amendments to clarify notice of authorized trader resignation, provide for discretionary adjustment of underlying delivery month, amend title of index binary contracts for consistency, and correct typographical error in holiday product schedule guidelines 07/26/2013 Certified 08/10/2013 1
NADEX Rulebook amendments to identify contracts as "swaps" as defined under 17 USC 1a(47), to accommodate swaps, and reflect appropriate language. 06/14/2013 Certified 06/29/2013 1