Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
MIAX Notification of margin changes made during prior week 06/29/2021 Notified 06/29/2021 1
MIAX Codify roles of Chief Regulatory Officer, Chief Compliance Officer and Chief Risk Officer 05/11/2012 Certified 05/26/2012 1
MIAX Notification of approved changes to Hard Red Spring Wheat (HRSW) spread margin rates and Volatility Scan Range rates 07/13/2023 Notified 07/13/2023 1
MIAX Bitnomial Rule Amendments 09/29/2023 Certified 10/16/2023 1
MIAX Notification of margin changes made prior week 05/26/2023 Notified 05/26/2023 1
MIAX Reduction in membership pledge requirement for clearing privileges from two memberships to one 02/28/2008 Certified 02/29/2008 1
MIAX Notification of changes to Hard Red Spring Wheat (HRSW) Outright and Spread Margin Rates 08/28/2024 Notified 08/28/2024 1
MIAX Notice of margin changes made prior week 05/21/2021 Notified 05/21/2021 1
MIAX Amendments to MGEX Risk Manual 05/30/2023 Certified 06/13/2023 2
MIAX Amendments to Chapter 21 of the MGEX Rulebook. 07/08/2015 Certified 07/22/2015 1
MIAX Change to outright margin rates 10/26/2017 Notified 10/26/2017 1
MIAX Weekly Notification advising of approved changes to Bitnomial Hashrate (HUP) outright margin rates, Bitnomial Bitcoin (BUS) spread margin rates, and Bitnomial Bitcoin (BUI) spread margin rates. 05/28/2024 Notified 05/28/2024 1
MIAX Amendments to MGEX Risk Manual 01/09/2023 Certified 01/24/2023 2
MIAX Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
MIAX Notification of approved changes to Bitnomial outright margins and VSR rates. 02/28/2024 Notified 02/28/2024 1
MIAX Addition of new Rule regarding Bitnomial Exchange block trades 02/14/2022 Certified 03/01/2022 1
MIAX Amendments to Clearing Member Withdrawal Rules 02/14/2022 Certified 03/01/2022 1
MIAX Changes to outright margin rates 06/15/2017 Notified 06/15/2017 1
MIAX Notice of margin changes made to outrights and spreads last week. 08/27/2020 Notified 08/27/2020 1
MIAX Amendment of Regulation 1229.00. in order to make enforcement deadlines consistent with deadlines established in Resolution 2101.00.C. and amendment of Regulation 2014.00. in connection with changes to MGEX's process for calculating settlement prices. 06/10/2014 Certified 06/25/2014 1
MIAX Amendment of deadlines to incorporate new BRIXX contracts 09/14/2021 Certified 09/28/2021 1
MIAX Bitnomial Rule Amendments 08/25/2023 Certified 09/11/2023 1
MIAX MIAX Futures Bylaws and Rulebook Amendments 11/22/2024 10 Day Review 11/22/2024 1
MIAX Risk Manual Amendments 08/25/2023 Certified 09/11/2023 2
MIAX Notice of margin changes made prior week 04/01/2021 Notified 04/01/2021 1
MIAX Revisions to Risk Manual 09/15/2021 Withdrawn 09/30/2021 2
MIAX Notification of margin changes made prior week 05/19/2022 Notified 05/19/2022 1
MIAX Submission of dormant Rules related to clearing of Bitnomial Exchange contracts for certification 08/26/2021 Certified 09/10/2021 1
MIAX Rule certification of amendments made to MGEX's Rulebook primarily in connection with default rules and procedures and recovery and wind-down plans required under CFTC Regulations 39.35 and 39.39. 12/19/2014 Certified 01/06/2015 1
MIAX Notification of changes made to outright and spread margin rates, as well as VSR change. 12/28/2017 Notified 12/28/2017 1
MIAX Formation of the Risk Management Committee 03/06/2024 Certified 03/20/2024 1
MIAX Notification of changes to outright margin rates and volatility scan range. 05/30/2019 Notified 05/30/2019 1
MIAX Notification of margin changes made in previous week. 04/02/2020 Notified 04/02/2020 1
MIAX Rule changes related to establishment of a Risk Management Committee, which replaces the Clearing House Committee. 04/03/2013 Certified 04/18/2013 1
MIAX Amendments to provide further clarification regarding certain Rules related to clearing Bitnomial Exchange contracts. 12/18/2020 Certified 01/05/2021 1
MIAX Weekly Notification - Bitnomial margin rates 08/29/2023 Notified 08/29/2023 1
MIAX Amendment of MGEX Bylaws and Rules in anticipation of expected merger; changes to be effective after merger. 10/07/2020 Certified 10/22/2020 1
MIAX Notification of margin changes for outright and spread rates. 11/08/2018 Notified 11/08/2018 1
MIAX Rule amendment to allow MGEX officers to make non-substantive updates. 05/08/2017 Certified 05/22/2017 1
MIAX Initial margin rate change 10/29/2021 Notified 10/29/2021 1
MIAX Update procedures for transfer of customer positions; modify disciplinary committees' structure 03/26/2012 Certified 04/10/2012 1
MIAX Amendment to certain reporting deadlines. 10/31/2019 Certified 11/15/2019 1
MIAX Weekly Notification for the week of May 14, 2018. 05/25/2018 Notified 05/25/2018 1
MIAX The purpose of the amendment and deletion of these MGEX Rules and Regulations is to comply with the CFTC's final regulations requiring gross margining for all derivatives clearing organizations. 11/02/2012 Certified 11/20/2012 1
MIAX Rule amendments to incorporate certain ESMA standards. 11/01/2019 Certified 11/18/2019 1
MIAX Language amendments relating to the MGEX Risk Manual and Exhibit A. 04/28/2023 Certified 05/12/2023 2
MIAX Notification of margin changes made during the preceding week 03/01/2022 Notified 03/01/2022 1
MIAX Margin rates for SPIKES futures 11/27/2019 Notified 11/27/2019 1
MIAX Submitting Risk Management Manual following revisions. 11/04/2019 Certified 11/19/2019 2
MIAX Change to outright and spread margin rates and to volatility scan range. 09/21/2017 Notified 09/21/2017 1