Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
MIAX Rule amendments are part of an overall reorganization that includes changes for greater clarity and efficiency. 12/21/2018 Certified 02/08/2019 1
MIAX Weekly notification of rule amendments made regarding changes to spread and outright margin rates. 11/17/2016 Notified 11/17/2016 1
MIAX Notification of changes to outright and spread margin rates. 12/27/2018 Notified 12/27/2018 1
NADEX Change in Payout Criteria for several contracts 06/01/2007 Certified 06/01/2007 1
NADEX Clarification in its temporary "Demo Account Conversion Program" which was originally filed on November 23, 2012. 12/13/2012 Withdrawn 12/13/2012 2
NADEX Emergency Action: Closing Silver and Copper Daily and Weekly Contracts and Not Listing Silver and Copper Intraday Contracts on 5/28/13, Cancelling Certain Open Positions in the Silver and Copper Contracts, Amending Rulebook for Reuter's Scaling Change. 05/28/2013 Certified 06/11/2013 1
NADEX New contracts based on M&As 06/07/2007 Certified 06/22/2007 1
NADEX Trading Members on the Intermediated Market 07/07/2006 Certified 07/07/2006 0
NADEX amending certain rules in order to clarify certain definitional terms, provide further detail on Member Obligations, provide technical amendments to certain contract specifications, and the correction of typographical errors 09/08/2023 Certified 09/22/2023 2
NADEX Composition of Board 03/13/2006 Certified 03/22/2006 1
NADEX Amendments to Preliminary Storm Damage Estimate Binary Contracts and Suspension of Listing any Series of Hurrican Season Binary Hedgelet Contracts 06/08/2007 Certified 06/22/2007 1
NADEX Nadex is amending its Rulebook to add new definitions to its Definitions chapter and adding new prohibited actions. Nadex is also making some minor housekeeping changes/clarifications. 11/23/2016 Certified 12/08/2016 1
NADEX Market Makers 01/05/2006 Certified 01/05/2006 1
NADEX CBOE Merger 02/21/2006 Certified 02/21/2006 0
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims Binary contracts as the result of the government shutdown, the effects of which have the potential to materially affect the performance of those contracts. 10/01/2013 Certified 10/31/2013 1
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims Binary contracts as the result of the government shutdown, the effects of which have the potential to materially affect the performance of those contracts. 10/11/2013 Certified 10/31/2013 1
NADEX Nadex adds overnight 2-hour intraday contracts to its EUR/USD and USD/JPY Binary contracts listing and amends its copper and silver rollover schedule. 10/28/2013 Certified 11/12/2013 1
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims and Federal Funds Binary contracts as the result of the government shutdown. 10/18/2013 Certified 11/01/2013 1
NADEX Amendment to listing hours for 2013 Thanksgiving holiday 11/12/2013 Certified 11/27/2013 1
NADEX Nadex is amending the Underlying Rollover Schedule for its Gold and Silver contracts. 07/31/2024 Certified 08/14/2024 2
NADEX Further amendments to rules to permit the intermediation of trading and clearing 08/21/2009 Certified 11/02/2009 1
NADEX Further amendments to rules to permit the intermediation of trading and clearing 10/21/2009 Certified 11/02/2009 1
NADEX Nadex is extending its $0 Minimum Initial Deposit promotion through May 31, 2022. 12/17/2021 Certified 01/04/2022 1
NADEX Amendment to Expiration time for Daily and Weekly Corn and Soybean Binary and Variable Payout Contracts to be consistent with corresponding underlying market; Emergency Rule filing 06/13/2012 Certified 06/13/2012 1
NADEX Amendments to rules to permit the intermediation of trading and clearing 07/08/2009 Certified 07/27/2009 1
NADEX Modification to Demo Account Conversion Program 12/14/2012 Withdrawn 12/17/2012 1
NADEX Modifications to Demo Account Program 12/17/2012 Certified 01/03/2013 1
NADEX Holiday hour announcement 12/14/2012 Certified 01/01/2013 1
NADEX Nadex clarifies permissible Market Maker order types in Rules 4.4 and 5.10, and also amends its Fee Schedule to account for Market Maker balance adjustments resulting from executed non-Post-Only orders and clarify API fees. 03/28/2014 Certified 04/12/2014 1
NADEX Binary Hedgelets Payout Criteria 11/29/2005 Certified 11/29/2005 0
NADEX Amended DCM Order 12/05/2005 Certified 12/05/2005 1
NADEX Nadex has submitted rule changes that adjust its settlement calculation for the AUD/JPY Contracts to increase the bid/ask spread to 10 pips for determining acceptable midpoints and amends language regarding Market Maker FIX Gateway connection fee. 12/10/2013 Certified 12/25/2013 1
NADEX This Submission makes amendments to the Market Maker Agreement, to Rule 4.4 to align with the Market Maker Agreement amendments, to the Market Maker fees as set forth in the Fee Schedule, and to the Fee Schedule to clarify FCM Member fees 09/26/2014 Certified 10/10/2014 1
NADEX Amending membership obligations rule to reflect verbatim the Commission's Regulation 39.16(d)(1) regarding member notification in the event of bankruptcy petition and broader requirements of notification in specific instances. 08/03/2012 Certified 08/18/2012 1
NADEX Amended Order of Registration 12/01/2004 Certified 12/01/2004 1
NADEX Market Makers Non Fully Paid Contracts 09/20/2004 Certified 09/20/2004 1
NADEX DCO Application, Staff Memo, Order 02/18/2004 Certified 02/18/2004 0
NADEX Fully Paid Contracts 12/21/2004 Certified 12/21/2004 1
NADEX Market Makers 09/08/2004 Certified 09/08/2004 1
NADEX VPH Contracts 02/27/2004 Certified 02/27/2004 0
NADEX Heating Oil and Propane Contracts 02/27/2004 Certified 02/27/2004 0
NADEX Financing et al. 07/15/2004 Certified 07/15/2004 1
NADEX Market Makers Line of Credit 07/26/2004 Certified 07/26/2004 1
NADEX Nadex is amending Rule 12.25 by adjusting the contract range and Dollar multiplier for its ETH UpDown options contracts. Also, Nadex is amending Rule 3.1 to allow additional denominations for deposits and withdrawals. 07/05/2023 Certified 07/19/2023 1
NADEX Nadex amends trading hours for Germany 30 and FTSE 100 Contracts 01/09/2014 Certified 01/25/2014 1
NADEX Implementation of market maker incentive program 01/13/2014 Certified 01/29/2014 1
NADEX Nadex plans to launch a promotion, whereby applicants will be able to make an initial deposit of less than the standard $250 minimum deposit as required by Rule 3.1(b) to become a Trading Member. 10/14/2021 Certified 10/28/2021 1
NADEX Real-Time Account Funding Program 02/01/2007 Certified 02/01/2007 1
NADEX Establishment of Demo Account Conversion Program to encourage demo account users to consider opening, funding and trading a live Nadex account. 11/23/2012 Certified 12/08/2012 1
NADEX Nadex is amending its membership rule in order to include Entities (as defined in Chapter 1 of the Nadex Rulebook) who are validly organized in a Non-US jurisdiction to be eligible for Nadex Membership as a Trading Member. 11/21/2024 10 Day Review 11/21/2024 2