Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NYMEX European Incentive Program for OTC Energy Products 10/31/2011 Certified 11/16/2011 2
NYMEX COMEX/NYMEX Metals cleared GLOBEX 11/20/2006 Certified 12/18/2006 1
NYMEX CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" 10/01/2010 Certified 10/01/2010 1
NYMEX NYMEX COMEX Energy and Metals Products Cross-Venue Incentive Program 11-416 11/14/2011 Certified 11/30/2011 2
NYMEX Voiding OTC Contract Submissions Clearport 03/18/2004 Certified 03/18/2004 1
NYMEX OTC Broker Incentive Program 12/20/2011 Withdrawn 01/05/2012 2
NYMEX OTC Look-Alike Contract Position Limits 03/19/2004 Certified 03/19/2004 1
NYMEX Incentive program for OTC Natural Gas products 12/20/2011 Withdrawn 01/05/2012 2
NYMEX Energy Products Cross-Venue Incentive Program 12/20/2011 Withdrawn 01/05/2012 3
NYMEX Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 02/28/2012 Certified 03/14/2012 1
NYMEX European and Asian OTC Cleared Petroleum Products Incentive Program; 11-400 12/20/2011 Withdrawn 01/05/2012 3
NYMEX New Rule 993 fka Rule 9.25 12/11/2008 Certified 12/11/2008 1
NYMEX Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products; 11-526 12/20/2011 Withdrawn 01/05/2012 3
NYMEX Non-Member Cross-Venue Incentive Program for Energy Products 11-420 11/15/2011 Certified 12/01/2011 2
NYMEX High Volume Cross-Venue Incentive Program for Energy and Metals Products 11-422 11/15/2011 Certified 12/01/2011 2
NYMEX New Rule 9.23A titled Liquidity Facility adds Nymex and the clearing member collateral it holds to CME's credit facility. 10/20/2008 Certified 10/20/2008 1
NYMEX NYMEX 07.45 Position Reporting Dubai Mercantile Exchange 04/03/2007 Certified 04/03/2007 1
NYMEX Amendments to Rule 984.B.3.clearing member acceptance of executed trades; 12-065 03/06/2012 Certified 03/21/2012 1
NYMEX Rule 9.03, Guaranty Fund, is amended to raise the minimum contribution required of each clearing member from $2M to $2.5M and the Guaranty Fund is being increased from $200M to $250M based on annual analysis of appropriate size. 06/21/2007 Certified 07/17/2007 1
NYMEX CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
NYMEX GLOBEX Rules-Clearing 06/09/2006 Certified 06/09/2006 1
NYMEX Amend's to Ch. 1 & 101 to modify def'n of Clearing Assoc., Clearing House, or Clearing Dept.; amend. to Rule 3.31 to reflect that membership comm'ee no longer governs clearing firms; and other amend's in Ch. 9 due to change in corporate structure. 08/20/2008 Certified 08/28/2008 1
NYMEX Revisions to comport with CFTC Part 190 Regulations; 12-066 03/06/2012 Certified 03/21/2012 1
NYMEX Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps 10/14/2010 Certified 10/14/2010 1
NYMEX Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 03/07/2012 Certified 03/22/2012 0
NYMEX Acceptable Forms of Margin 05/04/2001 Certified 05/04/2001 0
NYMEX Original Margin Depositories and Letters of Credit 03/03/2005 Certified 03/08/2005 0
NYMEX OTC Coal Incentive Program 12/22/2011 Withdrawn 01/09/2012 2
NYMEX Delisting of two cleared contracts traded on Dubai Mercantile Exchange 02/28/2008 Certified 02/29/2008 1
NYMEX Modifications to Cross-Venue Energy & Metals Incentive Program for High Volume Contributors; 12-083 03/15/2012 Certified 03/30/2012 2
NYMEX Modifications to NYMEX/COMEX Energy & Metals Products Cross-Venue Incentive Program; 12-081 03/15/2012 Certified 03/30/2012 2
NYMEX Forms of Margin 05/23/2001 Certified 05/23/2001 0
NYMEX Diverse Trading Non-Member International Commercial Firms Energy Incentive Program; 12-085 03/15/2012 Certified 03/30/2012 2
NYMEX CME GLOBEX Prices Incorporated into settlement prices 09/01/2006 Certified 09/01/2006 1
NYMEX Eliminates OTC Reference 01/22/2003 Certified 01/22/2003 0
NYMEX Remote Clearing Solution 06/03/2005 Certified 06/17/2005 1
NYMEX Staff Members Settlement Committee 11/11/2003 Certified 11/11/2003 1
NYMEX Consolidation of NYMEX & COMEX Clearing 05/14/2003 Certified 05/14/2003 0
NYMEX PJM Electricity Futures 04/10/2003 Certified 04/10/2003 0
NYMEX Amendment to prohibit clearing members from asserting sovereign immunity. 06/01/2011 Certified 06/01/2011 1
NYMEX De-listing by DME of the Brent-Oman and WTI-Oman Financial Spreads. 02/28/2008 Certified 03/05/2008 1
NYMEX Changes to Incentive Program for OTC Energy Options Products; 12-089 03/19/2012 Certified 04/03/2012 2
NYMEX Renumbering of Rule 9.00B Close-Out Netting to Rule 8.18 12/30/2008 Certified 01/02/2009 1
NYMEX Change to NYMEX Brent Block Trade Broker Rebate Program 05/16/2012 Certified 06/01/2012 1
NYMEX Unsecured Loans as Customer Margin 08/05/2005 Certified 08/10/2005 1
NYMEX Eleven new option contracts on Natural Gas Basis locations which are EOOs will be submitted for clearing on CME ClearPort. 07/29/2009 Certified 08/11/2009 1
NYMEX Revision to submission for eleven new opitions on Natural Gas Basis locations so that first contract month for all will be September 2009 rather than August 2009. These EOOs are submitted to CME ClearPort for clearing. 07/30/2009 Certified 08/11/2009 1
NYMEX Amends the Trade Submission Deadlines for Off-Exchange Trades Submitted for Clearing 11/17/2005 Certified 11/18/2005 1
NYMEX NYMEX Energy Products Incentive Program for High Volume Hedging Contributors; 12-229 07/11/2012 Certified 07/26/2012 2
NYMEX Non-Member Core Energy Futures and Options Products and Overnight Trading Incentive Program; 12-236 07/16/2012 Withdrawn 07/27/2012 2