NYMEX |
NYMEX and COMEX Futures and Options Products Cross-Venue Incentive Program; 12-239 |
07/16/2012 |
Certified |
07/31/2012 |
|
2 |
NYMEX |
Increases the Maximum Dollar Value of Letters of Credit to $500 Million, Retains the Percentage Basis at 10% and Increases the Collateralized Maximum to $600 Million |
01/12/2006 |
Certified |
01/17/2006 |
|
1 |
NYMEX |
OTC Broker Incentive Program, 12-018 |
01/13/2012 |
Certified |
01/31/2012 |
|
1 |
NYMEX |
Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products, 12-019 |
01/13/2012 |
Certified |
01/31/2012 |
|
2 |
NYMEX |
Extends Rule 6.21G through August 4, 2006, as CFTC Granted an Extension to its Order Allowing NYMEX Floor Members to Trade in OTC Markets under Specified Conditions |
02/03/2006 |
Certified |
02/10/2006 |
|
1 |
NYMEX |
NYMEX European and Asian Petroleum Products Incentive Program, 12-014 |
01/13/2012 |
Certified |
01/31/2012 |
|
2 |
NYMEX |
International Crude and Refined Products Incentive Program; 12-243 |
07/20/2012 |
Certified |
08/04/2012 |
|
2 |
NYMEX |
Incentive Program for Natural Gas Products, 12-016 |
01/13/2012 |
Certified |
01/31/2012 |
|
1 |
NYMEX |
Coal Incentive Program, 12-020 |
01/13/2012 |
Certified |
01/31/2012 |
|
1 |
NYMEX |
Energy Products Cross-Venue Incentive Program, 12-015 |
01/13/2012 |
Certified |
01/31/2012 |
|
2 |
NYMEX |
Raises Working Capital "Ceiling"; Combines Margin Risk for NYMEX/COMEX Positions; Raises Max Risk % of a Firm's Capital; and Adds a Guaranty Fund Surcharge for Position Limit Exemptions |
03/10/2006 |
Certified |
03/24/2006 |
|
1 |
NYMEX |
Raises Clearing Member Fund Balance Min; Uses Hybrid Formula to Calculate Contributions; Adds Surcharge for Position Limit Exemptions; and Adds MM Mutual Funds to Acceptable Deposits |
03/10/2006 |
Certified |
03/10/2006 |
|
1 |
NYMEX |
Requires Exchange Clearing Members to Own Two Exchange Memberships and 180K Shares of NYMEX Holdings Common Stock |
03/13/2006 |
Certified |
03/13/2006 |
|
1 |
NYMEX |
Changes to NYMEX Rule 984 governing Give Up Trades (now entitled Clearing Member Acceptance of Executed Customer Trades) 11-443 |
11/28/2011 |
Certified |
12/13/2011 |
|
1 |
NYMEX |
Amendment to eliminate CME Group share assignment requirement for clearing purposes. |
05/11/2011 |
Certified |
05/11/2011 |
|
1 |
NYMEX |
Amendment to allow clearing members to accept physical gold as performance bond. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
NYMEX |
Amendments to clearing membership assignment requirements to harmonize CME/CBT/NYMEX rulebooks. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
NYMEX |
Investment of Customer Segregated Funds in Money Market Mutual Funds |
02/20/2001 |
Certified |
02/20/2001 |
|
0 |
NYMEX |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
NYMEX |
New rules for Chapter 7b regarding delivery. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
NYMEX |
Amendments to capital requirements and reporting requirements applicable to bank clearing members. |
04/18/2011 |
Certified |
04/18/2011 |
|
1 |
NYMEX |
Listing of a Cleared OTC London Gold Forwards (cash margin) contract; 12-092 |
03/29/2012 |
Certified |
03/29/2012 |
|
1 |
NYMEX |
Clearing members prohibited from making cash disbursements to customers; additional ATM machines installed for cash access for customers |
07/25/2007 |
Certified |
08/03/2007 |
|
1 |
NYMEX |
Acceptable Forms of Margin |
05/04/2001 |
Certified |
05/04/2001 |
|
0 |
NYMEX |
Haircut reduction on MM mutual funds as margin from 5 to 2 percent |
07/13/2007 |
Certified |
08/03/2007 |
|
1 |
NYMEX |
NYMEX Brent 25-Day Futures Incentive Program; 11-459 |
11/29/2011 |
Certified |
12/14/2011 |
|
1 |
NYMEX |
Floor-traded electricity options cleared on ClearPort |
12/05/2006 |
Certified |
12/05/2006 |
|
0 |
NYMEX |
10 Diesel Fuel Futures Contracts to be traded and cleared on NYMEX Clearport |
02/22/2007 |
Certified |
03/12/2007 |
|
1 |
NYMEX |
Forms of Margin |
05/23/2001 |
Certified |
05/23/2001 |
|
0 |
NYMEX |
Clearing contracts executed on DME |
05/30/2007 |
Certified |
06/01/2007 |
|
1 |
NYMEX |
Deletion of Risk Filter Rule 9.04B |
05/31/2007 |
Certified |
06/01/2007 |
|
1 |
NYMEX |
Modifications to NYMEX Brent 25 day Futures Incentive Program; 12-107 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
NYPC |
NYPC hereby submits to the Commission a rule filing pursuant to the self-certification provisions of Reg. 40.6 for which it is seeking confidential treatment in accordance with the provisions of Commission Regs. 145.5 and 145.9. |
05/07/2014 |
Certified |
05/22/2014 |
|
1 |
NYPC |
Amendments to LLC Agreement re fiduciary duties of directors. |
10/05/2011 |
Certified |
10/21/2011 |
|
1 |
NYPC |
NYPC hereby submits to the Commission a rule filing pursuant to the self-certification provisions of Reg. 40.6 for which it is seeking confidential treatment in accordance with the provisions of Commission Regs. 145.5 and 145.9. |
05/07/2014 |
Certified |
05/22/2014 |
|
1 |
NYPC |
Amendments to the NYPC Amended LLC Agreement to reduce the number of directors on the NYPC Board of Directors from nine to seven directors and to eliminate all Board Committees. |
12/04/2013 |
Certified |
12/19/2013 |
|
1 |
NYPC |
Rule amendments to comply with CFTC Part 39 DCO rules effective May 7, 2012. |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
NYPC |
Amendment to LLC Agreement (i) to require the contribution of additional capital to meet estimate of twelve months of operating cash (ii) to amend Board rights and obligations |
02/17/2011 |
Certified |
02/17/2011 |
|
1 |
NYPC |
Amendments re: Transfers of Contracts |
08/16/2011 |
Certified |
08/31/2011 |
|
1 |
NYPC |
Amendment to Disciplinary Proceedings |
08/16/2011 |
Certified |
08/31/2011 |
|
1 |
NYPC |
Amendment re: Waiver of Rules |
08/16/2011 |
Certified |
08/31/2011 |
|
1 |
NYPC |
Amend Rule 410 re transfer of customer positions |
12/16/2011 |
Certified |
01/04/2012 |
|
1 |
NYPC |
Amend Rule 506 (close out netting) action taken in event of insolvency |
12/16/2011 |
Certified |
01/04/2012 |
|
1 |
NYPC |
Amend rules 101, 102, 306, and 308 re: financial reporting, reporting of ownership/structure changes and conforming definition changes. |
03/30/2011 |
Certified |
03/30/2011 |
|
1 |
NYPC |
Amendments related to clearing firm membership and default management. |
01/30/2013 |
Certified |
02/14/2013 |
|
1 |
NYPC |
Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). |
05/04/2012 |
Certified |
05/04/2012 |
|
5 |
NYPC |
Proposed amendments to expand the scope of NYPC's cross-margining program with Fixed Income Clearing Corporation to include the accounts of market professionals |
03/20/2012 |
Approved |
05/04/2012 |
|
1 |
NYPC |
In connection with migration of NYPC-cleared interest rate futures contracts to ICE Clear Europe and wind-down of operations, the NYPC Board of Directors has determined that NYPC Clearing Members must post their required Guaranty Fund deposits in cash. |
04/11/2014 |
Certified |
04/26/2014 |
|
1 |
OCC |
Rule Certification Concerning OCC's Collateral Haircuts and Standards for Clearing Banks and Letters of Credit |
01/19/2023 |
Certified |
02/02/2023 |
|
3 |
OCC |
Rule changes to comply with Part 39 DCO regulations effective May 7, 2012; OCC-2012-06 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |