Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Arbitration Rules and Risk Management Framework 08/10/2021 Certified 08/24/2021 3
NODALCL Rule Amendment to specifically exclude the appointment of a receiver for purposes or resolution from the definition of "Insolvency" and "Insolvent". 08/02/2018 Certified 08/16/2018 2
NODALCL Amendments to Nodal Clear Rules to Revise Delivery Deadline for Environmental Contracts 04/11/2019 Certified 04/25/2019 3
NODALCL Fee Schedule Update 12/30/2022 Certified 01/17/2023 2
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and ClearingTransaction Fee Schedules for Nodal Exchange Environmental Futures and Options 05/15/2020 Certified 06/01/2020 3
NODALCL Clearing Member may be suspended for insolvency or failure to comply with membership qualifications. 05/15/2018 Certified 05/30/2018 2
NODALCL Notice of the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options. 11/01/2018 Certified 11/16/2018 3
NODALCL Transaction Fee Schedule Change 03/02/2023 Certified 03/16/2023 2
NODALCL Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Environmental Contracts 11/01/2018 Certified 11/16/2018 2
NODALCL Transaction Fee Schedule Update 08/28/2024 Certified 09/12/2024 2
NODALCL CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules 09/10/2021 Certified 09/24/2021 2
NODALCL Amendment to Exchange and Clearing Transaction Fee Schedule to reflect the fees for natural gas and environmental Exchange for Physical ("EFP") transactions. 09/30/2020 Certified 10/14/2020 2
NODALCL Amendments to Nodal Clear Risk Policies and Risk Management Framework 10/01/2024 Certified 10/16/2024 2
NODALCL Amendments to Nodal Clear Risk Policies 02/15/2022 Certified 03/02/2022 2
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and ClearingTransaction Fee Schedule 08/23/2021 Certified 09/07/2021 2
NODALCL Weekly Notification of Rule Amendments 7-6-2021 07/06/2021 Notified 07/06/2021 1
NODALCL Transaction Fee Schedule update for Nodal Exchange products 11/02/2022 Certified 11/17/2022 2
NODALCL Amendments to Nodal Clear Rules and Publication of Cash Management Fee Advisory 12/16/2020 Certified 12/31/2020 4
NODALCL Rule change filing. 05/08/2017 Certified 05/22/2017 2
NODALCL Fee schedule for trucking freight futures 03/14/2019 Certified 03/28/2019 2
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures 05/07/2019 Certified 05/21/2019 2
NODALCL The Fee Schedule is being revised to provide the fees for new environmental contracts to be launched by Nodal Exchange. 06/03/2022 Certified 06/17/2022 2
NODALCL Various Amendments to Nodal Clear Rules 06/06/2022 Certified 06/21/2022 2
NYMEX NYMEX Brent Block Trade Broker Rebate Program 04/10/2012 Certified 04/25/2012 1
NYMEX Delisting eleven tanker freight forwards contracts 07/23/2012 Certified 07/23/2012 1
NYMEX Acceptable Original Margin 12/07/2001 Certified 12/07/2001 0
NYMEX Amendments updating various Nymex rules to harmonize them with CME and CBOT rules 11/13/2008 Certified 11/24/2008 1
NYMEX New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house 07/26/2011 Certified 08/10/2011 0
NYMEX Incentive Program for OTC Energy Options Products 12/01/2011 Certified 12/16/2011 2
NYMEX New Rule 9.00B provides for close-out netting of positions in the event of a clearing house default. 11/19/2008 Approved 11/19/2008 This Rule was Self-Certified on 11/19/2008 and Deemed Approved on 11/19/2008. 1
NYMEX Flex Energy Incentive Program; 11-484 12/07/2011 Certified 12/22/2011 2
NYMEX Cross-Venue Futures Options Energy Incentive Program; 11-487 12/08/2011 Certified 12/23/2011 2
NYMEX Trade submission deadlines 12/13/2002 Certified 12/13/2002 0
NYMEX Transco Basis SWAPs 11/05/2002 Certified 11/05/2002 0
NYMEX OTC Trade Submission 09/25/2002 Certified 09/25/2002 0
NYMEX Protection of Clearing House Cross Margining 08/08/2002 Certified 08/08/2002 0
NYMEX OTC Energy Options 07/26/2002 Certified 07/26/2002 0
NYMEX Guaranty Fund 07/26/2002 Certified 07/26/2002 0
NYMEX Modification to Rule 974 concerning suspension of non-clearing member firms subject to a bankruptcy proceeding 11/24/2008 Certified 12/01/2008 1
NYMEX Default Rules 07/15/2002 Certified 07/15/2002 0
NYMEX Amendments to rules to establish expiration accountability level last day contracts, reportable level and aggregation allocation for the OTC London Gold forwards contract. 08/18/2009 Certified 08/27/2009 1
NYMEX Change in method used to value U.S. Treasuries in fulfillment of performance bond requirements and allowing clearing members to deposit certain types of treasuries and foregin currencies and debt as performance bond. 01/14/2008 Certified 02/04/2008 1
NYMEX Temporary 50% reduction in clearing fees for power futures 10/14/2011 Certified 10/29/2011 2
NYMEX Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 04/11/2012 Certified 04/26/2012 1
NYMEX Resubmission of rule accidentally omitted from rulebook: 2.32 - allows primary clearing members to issue a temporary 30 day guarantee to lease members who had their trading equity fall below the required minimums. 01/23/2008 Certified 02/04/2008 1
NYMEX Amended Electricity Options Description & Pricing 12/5/06 Filing 12/15/2006 Certified 12/15/2006 0
NYMEX COMEX Settlement Rules and ByLaws 11/20/2006 Certified 11/20/2006 1
NYMEX Modifications to Flex Energy Futures and Options Incentive Program; 12-161 06/07/2012 Certified 06/22/2012 2
NYMEX Depository Banks 09/14/2006 Certified 09/14/2006 1
NYMEX Modifications to Non-Member Cross-Venue Incentive Program for certain NYMEX energy products; 12-166 06/11/2012 Certified 06/26/2012 2