OCC |
Rule primarily applicable to securities |
11/09/2005 |
Certified |
11/09/2005 |
|
1 |
OCC |
Proposed rule change to modify The Options Clearing Corporation's fees for exercise notices submitted after the deadlines and to change the deadline for submitting a late exercise notice on non-expiration dates. |
02/11/2020 |
Certified |
02/26/2020 |
|
1 |
OCC |
Rule primarily applicable to securities |
10/13/2005 |
Certified |
10/13/2005 |
|
1 |
OCC |
Amendment to interp providing guidance relating to new method for adjusting security options for cash dividends and distributions |
01/06/2009 |
Certified |
01/15/2009 |
|
1 |
OCC |
OCC-2006-19 OCC Bankruptcy Procedures |
10/12/2006 |
Certified |
10/12/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
09/29/2005 |
Certified |
09/29/2005 |
|
1 |
OCC |
Rule change clarifying that an individual may occupy more than one Exchange directorship and if so, would count as separate director for each for all bylaw purposes |
01/12/2009 |
Certified |
01/15/2009 |
|
1 |
OCC |
Rule primarily applicable to securities |
08/16/2005 |
Certified |
08/16/2005 |
|
1 |
OCC |
Rules to clear and settle Spot Gold Futures, SR-OCC-2012-02 |
01/24/2012 |
Certified |
02/08/2012 |
|
1 |
OCC |
Rule primarily applicable to securities |
07/13/2005 |
Certified |
07/13/2005 |
|
1 |
OCC |
The proposed rule changes would amend OCC's by-laws and rules to permit OCC to clear and settle various types of binary options, including "fixed return options" proposed to be listed by the American Stock Exchange and binary options on broad-based securi |
06/28/2007 |
Certified |
06/28/2007 |
|
1 |
OCC |
Revisions to OCC's By-Laws and Rules to implement a revised method of calculating clearing members' respective contributions to OCC's clearing fund; SR-OCC-2013-02. |
02/19/2013 |
Certified |
03/06/2013 |
|
1 |
OCC |
Rule primarily applicable to securities |
06/24/2005 |
Certified |
06/24/2005 |
|
1 |
OCC |
Amendment to the Clearing and Services Agreement between OCC and NYSE Liffe US LLC in connection with NYSE Liffe US' transition from physical to electronic vault receipts to represent metals underlying physically-settled precious metal futures contracts. |
10/30/2013 |
Certified |
11/15/2013 |
|
1 |
OCC |
Rule primarily applicable to securities |
06/16/2005 |
Certified |
06/16/2005 |
|
1 |
OCC |
Proposed rule change would make permanent the current discount clearing fee schedule for specified contracts, further discount the newly adopted clearing fee schedule, and modify the new product clearing fee schedule, effective May 1, 2007. |
04/11/2007 |
Certified |
05/01/2007 |
|
1 |
OCC |
Rule primarily applicable to securities |
06/16/2005 |
Certified |
06/16/2005 |
|
1 |
OCC |
Proposed rule change to extend term limits for Member Directors serving on The Options Clearing Corporation's Boardof Directors. |
11/14/2018 |
Certified |
11/29/2018 |
|
1 |
OCC |
Rule Certification by The Options Clearing Corporation Concerning the Amendment of its Clearing Membership Standards |
04/27/2023 |
Certified |
05/11/2023 |
|
5 |
OCC |
Rule primarily applicable to securities |
06/16/2005 |
Certified |
06/16/2005 |
|
1 |
OCC |
Amendment of definition of "fund share" to include a security as defined in Section 3(a)(10) of the Securities Exchange Act of 1934. |
10/04/2007 |
Certified |
10/09/2007 |
|
1 |
OCC |
Revision to Article XII, Section 3, of OCC's by-laws to allow OCC to make adjustments to the settlement price of exchange-designated security futures for all cash dividends or distributions. |
08/19/2010 |
Certified |
08/19/2010 |
|
1 |
OCC |
Changes to accomodate clearing of cash-settled Agricultural Futures; Euribor Futures; and German Interest Rate Futures for ELX Futures exchange; 2011-16R |
11/22/2011 |
Certified |
12/08/2011 |
|
2 |
OCC |
Rule primarily applicable to securities |
05/10/2005 |
Certified |
05/10/2005 |
|
1 |
OCC |
Various changes to clearing fee schedule |
08/03/2007 |
Certified |
08/03/2007 |
|
1 |
OCC |
Rule primarily applicable to securities |
05/10/2005 |
Certified |
05/10/2005 |
|
1 |
OCC |
Rule primarily applicable to securities |
05/10/2005 |
Certified |
05/10/2005 |
|
1 |
OCC |
Amendment to definition of term Adjustment Increment with respect to stock futures. |
02/26/2010 |
Certified |
03/01/2010 |
|
1 |
OCC |
OCC-2006-21 Outsourcing of Member Functions |
11/15/2006 |
Certified |
12/01/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
04/01/2005 |
Certified |
04/01/2005 |
|
1 |
OCC |
Rule primarily applicable to securities |
03/23/2005 |
Certified |
03/23/2005 |
|
1 |
OCC |
Close out netting |
05/15/2007 |
Certified |
06/01/2007 |
|
1 |
OCC |
Rule primarily applicable to securities |
03/02/2005 |
Certified |
03/02/2005 |
|
1 |
OCC |
Rule primarily applicable to securities |
01/18/2005 |
Certified |
01/18/2005 |
|
1 |
OCC |
Yield based Treasury options |
05/24/2007 |
Certified |
06/01/2007 |
|
1 |
OCC |
Amendment No. 1 to SR-OCC-2010-13, a proposal to amend OCC by-laws and rules to accomodate proposal by OneChicago to list security futures for which settlement price would be adjusted for dividends or distributions by issuer of underlying security |
08/25/2010 |
Certified |
08/25/2010 |
|
1 |
OCC |
Rule Certification Concerning Updates to OCC's Capital Management Policy and Cash and Investment Management Policy |
07/21/2023 |
Certified |
08/04/2023 |
|
2 |
OCC |
Rule primarily applicable to securities |
12/21/2004 |
Certified |
12/21/2004 |
|
1 |
OCC |
Non-material, "housekeeping" changes so OCC's By-Laws and Rules better reflect current operational practices; SR-OCC-2013-13. |
08/05/2013 |
Certified |
08/20/2013 |
|
1 |
OCC |
Rule primarily applicable to securities |
12/17/2004 |
Certified |
12/17/2004 |
|
1 |
OCC |
Structural changes to OCC's Membership/Risk Committee regardign Public Directors and the process for designating Membership/Risk Committee members; SR-OCC-2013-12. |
08/02/2013 |
Certified |
08/17/2013 |
|
1 |
OCC |
Rule primarily applicable to securities |
12/13/2004 |
Certified |
12/13/2004 |
|
1 |
OCC |
Proposed rule change related to enhancements to the Vanilla Option Model and Smoothing Algorithm used in OCC's margin methodology. |
08/28/2019 |
Certified |
09/12/2019 |
|
2 |
OCC |
Rule primarily applicable to securities |
11/19/2004 |
Certified |
11/19/2004 |
|
1 |
OCC |
Rule Certification Concerning Updates to OCC Rules, By-Laws, and Clearing Member Documents in Connection with a Shortened Settlement Cycle |
01/18/2024 |
Certified |
02/01/2024 |
|
2 |
OCC |
Rule primarily applicable to securities |
06/25/2004 |
Certified |
06/25/2004 |
|
1 |
OCC |
Amendments to rules needed to accommodate clearing of range options to be listed on CBOE. |
05/28/2008 |
Certified |
06/04/2008 |
|
1 |
OCC |
This prposed rule change would allow a clearing fee waiver for exchange new products. |
08/28/2015 |
Withdrawn |
09/09/2015 |
|
1 |
OCC |
Rule primarily applicable to securities |
03/11/2004 |
Certified |
03/11/2004 |
|
1 |
OCC |
Proposed rule changes to clarify OCC' s existing policy regarding use of clearing fund assets in anticipation of a clearing member default. |
11/05/2013 |
Certified |
11/21/2013 |
|
1 |