OCC |
Proposed rule change related to The Options Clearing Corporation's margin methodology for Volatility Index Futures. |
03/19/2019 |
Withdrawn |
03/29/2019 |
|
2 |
OCC |
Proposed amendments to OCC's auction participation requirements. |
04/13/2021 |
Certified |
04/27/2021 |
|
1 |
OCC |
Rule primarily applicable to securities |
02/23/2004 |
Certified |
02/23/2004 |
|
1 |
OCC |
OCC By-Law amendments to allow the clearing and settling of flexibly structured options traded on CBOE consistently wtih CBOE's rules. |
03/19/2009 |
Certified |
03/20/2009 |
|
1 |
OCC |
Proposed rule change concerning The Options Clearing Corporation's Synthetic Futures Model. |
07/10/2020 |
Certified |
07/24/2020 |
|
2 |
OCC |
Clearing of Real Estate Index Futures listed on CBOE Futures Exchange |
07/19/2011 |
Certified |
08/03/2011 |
|
1 |
OCC |
Certification of Updates to the Service Level Agreement Between OCC and CME under the Second Amended and Restated Cross-Margining Agreement |
11/03/2021 |
Certified |
11/18/2021 |
|
2 |
OCC |
Amending OCC's By-Laws to allow the Corporation to approve OCC's form of clearing member application and form of clearing agreement rather than its Board of Directors; SR-OCC-2012-12R |
07/16/2012 |
Certified |
07/31/2012 |
|
1 |
OCC |
This proposed rule change would accommodate the clearing of physically-settled single stock futures for which delivery would occur on the first business day after the maturity date. |
01/28/2014 |
Certified |
02/12/2014 |
|
1 |
OCC |
Certification to correct The Options Clearing Corporation's schedule of fees |
11/03/2021 |
Certified |
11/18/2021 |
|
2 |
OCC |
Rule Certification to Amend and Enhance OCC's Model Risk Management Policy |
06/13/2023 |
Certified |
06/28/2023 |
|
2 |
OCC |
This proposed rule change concerns implementation of principles-based risk control standards for options exchanges. |
12/03/2015 |
Certified |
12/17/2015 |
|
1 |
OCC |
OCC-2006-17, 9.22.06, Options on Commodity Pools |
09/22/2006 |
Certified |
09/22/2006 |
|
1 |
OCC |
OCC-2006-13, 7.19.06, Risk Committee NASDAQ Global Markets |
07/19/2006 |
Certified |
07/19/2006 |
|
0 |
OCC |
OCC 2006-09, 5/24/06, Choice of Law and Forum |
05/24/2006 |
Certified |
05/24/2006 |
|
1 |
OCC |
Amendment to Rule 309 to provide for expedited process for reviewing a managed clearing member's request to operate without a facilities management agreement |
04/21/2008 |
Certified |
04/21/2008 |
|
1 |
OCC |
OCC 2006-08, 5/24/06, Effect of Stock Splits |
05/24/2006 |
Certified |
05/24/2006 |
|
1 |
ONXCC |
Futures and Options Positions |
07/09/2002 |
Certified |
07/09/2002 |
|
0 |
SGX-DC |
Weekly notification of rule amendments for the week of 14 November 2016. |
11/20/2016 |
Notified |
11/20/2016 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 28 May 2018. |
06/04/2018 |
Notified |
06/04/2018 |
|
2 |
SGX-DC |
Self certification of amendments to SGX-DC Clearing Rules in relation to iron ore swap contracts for implementation on July 2017. |
06/19/2017 |
Certified |
07/03/2017 |
|
2 |
SGX-DC |
Amendments to the Over-The-Counter Financial Derivatives ("OTCF") Clearing Member Handbook ("Handbook") to clarify that trades submitted to SGX-DC for clearing by the clearing member will be accepted or rejected within 60 seconds |
06/20/2014 |
Certified |
07/08/2014 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 23 October 2017. |
10/29/2017 |
Notified |
10/29/2017 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 24 December 2018. |
01/03/2019 |
Notified |
01/03/2019 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 20 March 2017. |
03/29/2017 |
Notified |
03/29/2017 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 18 September 2017. |
09/26/2017 |
Notified |
09/26/2017 |
|
2 |
SGX-DC |
Submission for SGX Platts Dated Brent Swap (Clearing Fees) |
12/06/2015 |
Certified |
12/18/2015 |
|
1 |
SGX-DC |
Self certification of rule amendments for Nifty futures and options |
02/25/2016 |
Certified |
03/09/2016 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 3 June 2019. |
06/11/2019 |
Notified |
06/11/2019 |
|
2 |
SGX-DC |
Notification of Rule Amendments |
09/29/2015 |
Certified |
10/13/2015 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 9 April 2018. |
04/19/2018 |
Notified |
04/19/2018 |
|
2 |
SGX-DC |
Rule amendments to the SGX-DC Clearing Rules related to (i) the limitation of liability and indemnity of SGX-DC, and (ii) the Disciplinary Committee and Appeals Committee under the SGX-DC Clearing Rules. |
05/15/2019 |
Certified |
05/29/2019 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 2 November 2015. |
11/09/2015 |
Notified |
11/09/2015 |
|
2 |
SGX-DC |
SGX-DC Clearing Rule amendments for an increase in clearing fund size |
07/22/2015 |
Certified |
08/04/2015 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 6 February 2017. |
02/13/2017 |
Notified |
02/13/2017 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 26 September 2016. |
10/02/2016 |
Notified |
10/02/2016 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 8 July 2019. |
07/16/2019 |
Notified |
07/16/2019 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 28 October 2019. |
11/05/2019 |
Notified |
11/05/2019 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 25 September 2017. |
10/01/2017 |
Notified |
10/01/2017 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 1 January 2018. |
01/09/2018 |
Notified |
01/09/2018 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 12 December 2016. |
12/19/2016 |
Notified |
12/19/2016 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 30 October 2017. |
11/05/2017 |
Notified |
11/05/2017 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 26 February 2018. |
03/04/2018 |
Notified |
03/04/2018 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 15 May 2017. |
05/22/2017 |
Notified |
05/22/2017 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 21 November 2016. |
11/27/2016 |
Notified |
11/27/2016 |
|
2 |
SGX-DC |
Self-certification for consequential rule amendments arising from the introduction of SGX ICIS Monoethylene Glycol and SGX ICIS Styrene Monomer Swap |
10/04/2017 |
Certified |
10/19/2017 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 16 April 2018. |
04/23/2018 |
Notified |
04/23/2018 |
|
2 |
SGX-DC |
Amendments to clarify the final settlement prices of the Dated Brent Swap contract, which is intended to be launched in April 2015 |
02/06/2015 |
Certified |
02/23/2015 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 18 March 2019. |
03/28/2019 |
Notified |
03/28/2019 |
|
2 |
SGX-DC |
The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX North Asia Sling LNG Swap Contract. In particular, the Amendments specify the methodology of the final settlement price of the Contract in the SGX-DC Clearing Rules. |
04/05/2017 |
Certified |
04/18/2017 |
|
1 |