Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
NYPC Amend Rule 410 re transfer of customer positions 12/16/2011 Certified 01/04/2012 1
NYPC Amend Rule 506 (close out netting) action taken in event of insolvency 12/16/2011 Certified 01/04/2012 1
NYPC Amend rules 101, 102, 306, and 308 re: financial reporting, reporting of ownership/structure changes and conforming definition changes. 03/30/2011 Certified 03/30/2011 1
NYPC Amendments related to clearing firm membership and default management. 01/30/2013 Certified 02/14/2013 1
NYPC Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
NYPC Proposed amendments to expand the scope of NYPC's cross-margining program with Fixed Income Clearing Corporation to include the accounts of market professionals 03/20/2012 Approved 05/04/2012 1
NYPC In connection with migration of NYPC-cleared interest rate futures contracts to ICE Clear Europe and wind-down of operations, the NYPC Board of Directors has determined that NYPC Clearing Members must post their required Guaranty Fund deposits in cash. 04/11/2014 Certified 04/26/2014 1
NYMEX NYMEX Brent Block Trade Broker Rebate Program 04/10/2012 Certified 04/25/2012 1
NYMEX Delisting eleven tanker freight forwards contracts 07/23/2012 Certified 07/23/2012 1
NYMEX Acceptable Original Margin 12/07/2001 Certified 12/07/2001 0
NYMEX Amendments updating various Nymex rules to harmonize them with CME and CBOT rules 11/13/2008 Certified 11/24/2008 1
NYMEX New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house 07/26/2011 Certified 08/10/2011 0
NYMEX Incentive Program for OTC Energy Options Products 12/01/2011 Certified 12/16/2011 2
NYMEX New Rule 9.00B provides for close-out netting of positions in the event of a clearing house default. 11/19/2008 Approved 11/19/2008 This Rule was Self-Certified on 11/19/2008 and Deemed Approved on 11/19/2008. 1
NYMEX Flex Energy Incentive Program; 11-484 12/07/2011 Certified 12/22/2011 2
NYMEX Cross-Venue Futures Options Energy Incentive Program; 11-487 12/08/2011 Certified 12/23/2011 2
NYMEX Trade submission deadlines 12/13/2002 Certified 12/13/2002 0
NYMEX Transco Basis SWAPs 11/05/2002 Certified 11/05/2002 0
NYMEX OTC Trade Submission 09/25/2002 Certified 09/25/2002 0
NYMEX Protection of Clearing House Cross Margining 08/08/2002 Certified 08/08/2002 0
NYMEX OTC Energy Options 07/26/2002 Certified 07/26/2002 0
NYMEX Guaranty Fund 07/26/2002 Certified 07/26/2002 0
NYMEX Modification to Rule 974 concerning suspension of non-clearing member firms subject to a bankruptcy proceeding 11/24/2008 Certified 12/01/2008 1
NYMEX Default Rules 07/15/2002 Certified 07/15/2002 0
NYMEX Amendments to rules to establish expiration accountability level last day contracts, reportable level and aggregation allocation for the OTC London Gold forwards contract. 08/18/2009 Certified 08/27/2009 1
NYMEX Change in method used to value U.S. Treasuries in fulfillment of performance bond requirements and allowing clearing members to deposit certain types of treasuries and foregin currencies and debt as performance bond. 01/14/2008 Certified 02/04/2008 1
NYMEX Temporary 50% reduction in clearing fees for power futures 10/14/2011 Certified 10/29/2011 2
NYMEX Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 04/11/2012 Certified 04/26/2012 1
NYMEX Resubmission of rule accidentally omitted from rulebook: 2.32 - allows primary clearing members to issue a temporary 30 day guarantee to lease members who had their trading equity fall below the required minimums. 01/23/2008 Certified 02/04/2008 1
NYMEX Amended Electricity Options Description & Pricing 12/5/06 Filing 12/15/2006 Certified 12/15/2006 0
NYMEX COMEX Settlement Rules and ByLaws 11/20/2006 Certified 11/20/2006 1
NYMEX Modifications to Flex Energy Futures and Options Incentive Program; 12-161 06/07/2012 Certified 06/22/2012 2
NYMEX Depository Banks 09/14/2006 Certified 09/14/2006 1
NYMEX Modifications to Non-Member Cross-Venue Incentive Program for certain NYMEX energy products; 12-166 06/11/2012 Certified 06/26/2012 2
NYMEX OTC Floor Member Guarantee 02/03/2006 Certified 02/03/2006 0
NYMEX Modifications to existing NYMEX Energy Products Cross-Venue Incentive Program; 12-167 06/11/2012 Certified 06/26/2012 2
NYMEX Amends Rule 9.04A to clarify procedures for submitting for clearing via ClearPort NYMEX transactions (listed and cleared) and DME transactions (cleared only) and that latter trades governed by DME rules. 07/09/2008 Certified 07/10/2008 1
NYMEX Modifications to Cross-Venue Energy & Metals Products Incentive Program for High Volume Contributors; 12-192 06/11/2012 Certified 06/26/2012 2
NYMEX Diverse Trading Non-Member International Commercial Firms Energy Incentive Program; 12-162 06/12/2012 Certified 06/27/2012 2
NYMEX Clarification to Nymex Rule 975 concerning financial emergencies 10/30/2009 Certified 11/02/2009 1
NYMEX Modifications to NYMEX Incentive Program for Natural Gas Products; 12-163 06/12/2012 Certified 06/27/2012 1
NYMEX Changes to NYMEX Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization 10/30/2009 Certified 11/02/2009 1
NYMEX 11-508; Temporary Waiver of Power Futures Clearing Fees based on Power Options Fee levels 12/15/2011 Certified 12/31/2011 1
NYMEX Notice to Members Regarding Documentary Obligations/Standards for ClearPort Clearing Transactions 08/21/2007 Certified 08/28/2007 1
NYMEX Extension of Maximum Maturity Date for Letters of Credit 12/18/2006 Certified 06/22/2007 0
NYMEX Natural Gas Options & Crude Refined Options Volume Incentive Program; 12-043 02/13/2012 Certified 02/29/2012 3
NYMEX Amendments to Schedule B of Exchange User License Agreement referencing additional trade types available for submission to ClearPort Clearing 08/16/2007 Certified 08/28/2007 1
NYMEX Listing of a cleared-only OTC London Silver Forwards (cash margin) contract; 12-131 08/02/2012 Certified 08/17/2012 0
NYMEX Consolidation of NYMEX/COMEX Membership Rules 10/31/2005 Certified 10/31/2005 1
NYMEX Modifications to NYMEX OTC Broker Incentive Program; 12-191 06/15/2012 Certified 06/30/2012 1