NYMEX |
Amends the Trade Submission Deadlines for Off-Exchange Trades Submitted for Clearing |
11/17/2005 |
Certified |
11/18/2005 |
|
1 |
NYMEX |
NYMEX Energy Products Incentive Program for High Volume Hedging Contributors; 12-229 |
07/11/2012 |
Certified |
07/26/2012 |
|
2 |
NYMEX |
Non-Member Core Energy Futures and Options Products and Overnight Trading Incentive Program; 12-236 |
07/16/2012 |
Withdrawn |
07/27/2012 |
|
2 |
NYMEX |
NYMEX and COMEX Futures and Options Products Cross-Venue Incentive Program; 12-239 |
07/16/2012 |
Certified |
07/31/2012 |
|
2 |
NYMEX |
Increases the Maximum Dollar Value of Letters of Credit to $500 Million, Retains the Percentage Basis at 10% and Increases the Collateralized Maximum to $600 Million |
01/12/2006 |
Certified |
01/17/2006 |
|
1 |
NYMEX |
OTC Broker Incentive Program, 12-018 |
01/13/2012 |
Certified |
01/31/2012 |
|
1 |
NYMEX |
Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products, 12-019 |
01/13/2012 |
Certified |
01/31/2012 |
|
2 |
NYMEX |
Extends Rule 6.21G through August 4, 2006, as CFTC Granted an Extension to its Order Allowing NYMEX Floor Members to Trade in OTC Markets under Specified Conditions |
02/03/2006 |
Certified |
02/10/2006 |
|
1 |
NYMEX |
NYMEX European and Asian Petroleum Products Incentive Program, 12-014 |
01/13/2012 |
Certified |
01/31/2012 |
|
2 |
NYMEX |
International Crude and Refined Products Incentive Program; 12-243 |
07/20/2012 |
Certified |
08/04/2012 |
|
2 |
NYMEX |
Incentive Program for Natural Gas Products, 12-016 |
01/13/2012 |
Certified |
01/31/2012 |
|
1 |
NYMEX |
Coal Incentive Program, 12-020 |
01/13/2012 |
Certified |
01/31/2012 |
|
1 |
NYMEX |
Energy Products Cross-Venue Incentive Program, 12-015 |
01/13/2012 |
Certified |
01/31/2012 |
|
2 |
NYMEX |
Raises Working Capital "Ceiling"; Combines Margin Risk for NYMEX/COMEX Positions; Raises Max Risk % of a Firm's Capital; and Adds a Guaranty Fund Surcharge for Position Limit Exemptions |
03/10/2006 |
Certified |
03/24/2006 |
|
1 |
NYMEX |
Raises Clearing Member Fund Balance Min; Uses Hybrid Formula to Calculate Contributions; Adds Surcharge for Position Limit Exemptions; and Adds MM Mutual Funds to Acceptable Deposits |
03/10/2006 |
Certified |
03/10/2006 |
|
1 |
NYMEX |
Requires Exchange Clearing Members to Own Two Exchange Memberships and 180K Shares of NYMEX Holdings Common Stock |
03/13/2006 |
Certified |
03/13/2006 |
|
1 |
NYMEX |
Changes to NYMEX Rule 984 governing Give Up Trades (now entitled Clearing Member Acceptance of Executed Customer Trades) 11-443 |
11/28/2011 |
Certified |
12/13/2011 |
|
1 |
NYMEX |
Amendment to eliminate CME Group share assignment requirement for clearing purposes. |
05/11/2011 |
Certified |
05/11/2011 |
|
1 |
NYMEX |
Amendment to allow clearing members to accept physical gold as performance bond. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
NYMEX |
Amendments to clearing membership assignment requirements to harmonize CME/CBT/NYMEX rulebooks. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
NYMEX |
Investment of Customer Segregated Funds in Money Market Mutual Funds |
02/20/2001 |
Certified |
02/20/2001 |
|
0 |
NYMEX |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
NYMEX |
New rules for Chapter 7b regarding delivery. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
NYMEX |
Amendments to capital requirements and reporting requirements applicable to bank clearing members. |
04/18/2011 |
Certified |
04/18/2011 |
|
1 |
NYMEX |
Listing of a Cleared OTC London Gold Forwards (cash margin) contract; 12-092 |
03/29/2012 |
Certified |
03/29/2012 |
|
1 |
NYMEX |
Clearing members prohibited from making cash disbursements to customers; additional ATM machines installed for cash access for customers |
07/25/2007 |
Certified |
08/03/2007 |
|
1 |
NYMEX |
Acceptable Forms of Margin |
05/04/2001 |
Certified |
05/04/2001 |
|
0 |
NYMEX |
Haircut reduction on MM mutual funds as margin from 5 to 2 percent |
07/13/2007 |
Certified |
08/03/2007 |
|
1 |
NYMEX |
NYMEX Brent 25-Day Futures Incentive Program; 11-459 |
11/29/2011 |
Certified |
12/14/2011 |
|
1 |
NYMEX |
Floor-traded electricity options cleared on ClearPort |
12/05/2006 |
Certified |
12/05/2006 |
|
0 |
NYMEX |
10 Diesel Fuel Futures Contracts to be traded and cleared on NYMEX Clearport |
02/22/2007 |
Certified |
03/12/2007 |
|
1 |
NYMEX |
Forms of Margin |
05/23/2001 |
Certified |
05/23/2001 |
|
0 |
NYMEX |
Clearing contracts executed on DME |
05/30/2007 |
Certified |
06/01/2007 |
|
1 |
NYMEX |
Deletion of Risk Filter Rule 9.04B |
05/31/2007 |
Certified |
06/01/2007 |
|
1 |
NYMEX |
Modifications to NYMEX Brent 25 day Futures Incentive Program; 12-107 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
NODALCL |
Transaction Fee Schedule Amendment |
01/23/2024 |
Certified |
02/06/2024 |
|
2 |
NODALCL |
Transaction Fee Schedule Update |
01/26/2023 |
Certified |
02/09/2023 |
|
2 |
NODALCL |
Transaction Fee Schedule Update |
07/27/2023 |
Certified |
08/10/2023 |
|
2 |
NODALCL |
Amendments to Nodal Clear Risk Policies and Risk Management Framework |
01/24/2024 |
Certified |
02/07/2024 |
|
2 |
NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Risk Policies |
08/09/2022 |
Certified |
08/23/2022 |
|
2 |
NODALCL |
Amendment to confidentiality provisions to permit sharing of non-public information with affiliates of the Exchange. |
05/19/2017 |
Certified |
06/05/2017 |
|
2 |
NODALCL |
Amendments to the Exchange and Clearing Transaction Fee Schedules for Nodal Exchange Environmental Futures and Options |
01/10/2020 |
Certified |
01/27/2020 |
|
3 |
NODALCL |
Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options |
01/10/2020 |
Certified |
01/27/2020 |
|
2 |
NODALCL |
Amendments to Nodal Clear Rules 3.16.4 and 3.20.1 |
06/27/2023 |
Certified |
07/12/2023 |
|
2 |
NODALCL |
Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Renewable Identification Numbers ("RINs") Contracts and Amendments to the Exchange and Clearing Transaction Fee Schedule |
10/27/2020 |
Certified |
11/10/2020 |
|
3 |
NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rules 3.35(g), 3.37.5, 3.37.7, and 3.38.4 |
11/12/2015 |
Certified |
11/27/2015 |
|
2 |
NODALCL |
CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules to Address Amendments to Part 39 of the Commission's Regulations |
01/11/2021 |
Certified |
01/26/2021 |
|
3 |
NODALCL |
Amendment to Nodal Clear Cash Management Fee Advisory |
07/01/2022 |
Certified |
07/18/2022 |
|
2 |
NODALCL |
Amendments to the Exchange and Clearing Transaction Fee Schedule |
12/17/2021 |
Certified |
01/04/2022 |
|
2 |
NODALCL |
Amendments to the Fee Schedules for Environmental Futures and Options |
02/05/2019 |
Certified |
02/20/2019 |
|
3 |