Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NODALCL Amendment to Nodal Clear Cash Management Fee Advisory 07/01/2022 Certified 07/18/2022 2
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedule 12/17/2021 Certified 01/04/2022 2
NODALCL Amendments to the Fee Schedules for Environmental Futures and Options 02/05/2019 Certified 02/20/2019 3
NODALCL CFTC Regulation 40.6(a): Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Environmental Futures 11/11/2019 Certified 11/25/2019 2
NODALCL Amendments to Nodal Clear Rules to Accommodate Clearing Additional Designated Contract Markets 05/05/2021 Certified 05/19/2021 2
NODALCL Modifications to the Fee Schedules for Henry Hub Futures and Options. 06/14/2018 Certified 06/28/2018 3
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedule 05/05/2021 Certified 05/19/2021 2
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rule 3.23.4, and Adoption of New Nodal Clear Rules 3.24.3, 8.1, 8.2, and 8.3 09/02/2016 Certified 09/19/2016 2
NODALCL Updates to RMC charter, new RMAC and RWG charters 06/20/2024 Certified 07/05/2024 3
NODALCL CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules 03/15/2021 Certified 03/29/2021 2
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Arbitration Rules and Risk Management Framework 08/10/2021 Certified 08/24/2021 3
NODALCL Rule Amendment to specifically exclude the appointment of a receiver for purposes or resolution from the definition of "Insolvency" and "Insolvent". 08/02/2018 Certified 08/16/2018 2
NODALCL Amendments to Nodal Clear Rules to Revise Delivery Deadline for Environmental Contracts 04/11/2019 Certified 04/25/2019 3
NODALCL Fee Schedule Update 12/30/2022 Certified 01/17/2023 2
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and ClearingTransaction Fee Schedules for Nodal Exchange Environmental Futures and Options 05/15/2020 Certified 06/01/2020 3
NODALCL Clearing Member may be suspended for insolvency or failure to comply with membership qualifications. 05/15/2018 Certified 05/30/2018 2
NODALCL Notice of the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options. 11/01/2018 Certified 11/16/2018 3
NODALCL Transaction Fee Schedule Change 03/02/2023 Certified 03/16/2023 2
NODALCL Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Environmental Contracts 11/01/2018 Certified 11/16/2018 2
NODALCL Transaction Fee Schedule Update 08/28/2024 Certified 09/12/2024 2
NODALCL CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules 09/10/2021 Certified 09/24/2021 2
NODALCL Amendment to Exchange and Clearing Transaction Fee Schedule to reflect the fees for natural gas and environmental Exchange for Physical ("EFP") transactions. 09/30/2020 Certified 10/14/2020 2
NODALCL Amendments to Nodal Clear Risk Policies and Risk Management Framework 10/01/2024 Certified 10/16/2024 2
NODALCL Amendments to Nodal Clear Risk Policies 02/15/2022 Certified 03/02/2022 2
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and ClearingTransaction Fee Schedule 08/23/2021 Certified 09/07/2021 2
NODALCL Weekly Notification of Rule Amendments 7-6-2021 07/06/2021 Notified 07/06/2021 1
NODALCL Transaction Fee Schedule update for Nodal Exchange products 11/02/2022 Certified 11/17/2022 2
NODALCL Amendments to Nodal Clear Rules and Publication of Cash Management Fee Advisory 12/16/2020 Certified 12/31/2020 4
NODALCL Rule change filing. 05/08/2017 Certified 05/22/2017 2
NODALCL Fee schedule for trucking freight futures 03/14/2019 Certified 03/28/2019 2
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures 05/07/2019 Certified 05/21/2019 2
NODALCL The Fee Schedule is being revised to provide the fees for new environmental contracts to be launched by Nodal Exchange. 06/03/2022 Certified 06/17/2022 2
NODALCL Various Amendments to Nodal Clear Rules 06/06/2022 Certified 06/21/2022 2
NADEX Change in Payout Criteria for several contracts 06/01/2007 Certified 06/01/2007 1
NADEX Clarification in its temporary "Demo Account Conversion Program" which was originally filed on November 23, 2012. 12/13/2012 Withdrawn 12/13/2012 2
NADEX Emergency Action: Closing Silver and Copper Daily and Weekly Contracts and Not Listing Silver and Copper Intraday Contracts on 5/28/13, Cancelling Certain Open Positions in the Silver and Copper Contracts, Amending Rulebook for Reuter's Scaling Change. 05/28/2013 Certified 06/11/2013 1
NADEX New contracts based on M&As 06/07/2007 Certified 06/22/2007 1
NADEX Trading Members on the Intermediated Market 07/07/2006 Certified 07/07/2006 0
NADEX amending certain rules in order to clarify certain definitional terms, provide further detail on Member Obligations, provide technical amendments to certain contract specifications, and the correction of typographical errors 09/08/2023 Certified 09/22/2023 2
NADEX Composition of Board 03/13/2006 Certified 03/22/2006 1
NADEX Amendments to Preliminary Storm Damage Estimate Binary Contracts and Suspension of Listing any Series of Hurrican Season Binary Hedgelet Contracts 06/08/2007 Certified 06/22/2007 1
NADEX Nadex is amending its Rulebook to add new definitions to its Definitions chapter and adding new prohibited actions. Nadex is also making some minor housekeeping changes/clarifications. 11/23/2016 Certified 12/08/2016 1
NADEX Market Makers 01/05/2006 Certified 01/05/2006 1
NADEX CBOE Merger 02/21/2006 Certified 02/21/2006 0
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims Binary contracts as the result of the government shutdown, the effects of which have the potential to materially affect the performance of those contracts. 10/01/2013 Certified 10/31/2013 1
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims Binary contracts as the result of the government shutdown, the effects of which have the potential to materially affect the performance of those contracts. 10/11/2013 Certified 10/31/2013 1
NADEX Nadex adds overnight 2-hour intraday contracts to its EUR/USD and USD/JPY Binary contracts listing and amends its copper and silver rollover schedule. 10/28/2013 Certified 11/12/2013 1
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims and Federal Funds Binary contracts as the result of the government shutdown. 10/18/2013 Certified 11/01/2013 1
NADEX Amendment to listing hours for 2013 Thanksgiving holiday 11/12/2013 Certified 11/27/2013 1
NADEX Nadex is amending the Underlying Rollover Schedule for its Gold and Silver contracts. 07/31/2024 Certified 08/14/2024 2