Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NADEX Amendments to Nadex disciplinary procedures to specifically state how and when notice of disciplinary actions will be provided to the Member who is subject to the investigation and to the Commission, and the duration of the public notice. 11/02/2012 Certified 11/20/2012 1
NADEX Nadex clarifies Investment of Member Funds in Chapter 8, close time for Fed Funds Binary Contracts, and Holiday Product Schedule Guidelines. 05/12/2014 Certified 05/27/2014 1
NADEX Independence Day Holiday Hours 06/13/2013 Certified 06/28/2013 1
NADEX Amend responsibilities of Chief Operating Officer as set forth in Nadex Rule 2.3. 11/04/2010 Certified 11/04/2010 1
NADEX New contracts based on M&As 05/17/2007 Certified 06/01/2007 0
NADEX Nadex will adjust the position limits for its Bitcoin and Ether Cryptocurrency Touch Bracket Variable Payout Contracts from 100 to 10 lots for Direct Trading Members and from 100,000 to 10,000 (on a per strike basis) for market makers. 01/17/2023 Certified 01/31/2023 1
NADEX Nadex institutes temporary free trading incentive program, which would waive fees for all individual and entities that become Members on or after the effective date, for a specified period of time relating to amount of Member's initial deposit. 08/31/2015 Certified 09/15/2015 1
NADEX Discontinue Free Trade Promotion Program 05/31/2007 Certified 06/01/2007 1
MIAX Rule amendment to update the membership requirement as it pertains to clearing privileges. 07/19/2012 Certified 08/03/2012 1
MIAX Amendments to Chapters 1, 21, and 23 of MGEX's Rules to incorporate the clearing of Bitnomial Exchange, LLC contracts. 07/14/2020 Certified 07/28/2020 1
MIAX Notification of margin changes made prior week 03/08/2022 Notified 03/08/2022 1
MIAX Amendments to MGEX Chapter 21 Rules to enhance transparency and compliance with CFTC regulations. 10/27/2017 Certified 11/13/2017 1
MIAX Notice of margin changes made prior week 06/03/2021 Notified 06/03/2021 1
MIAX Amendments to Bylaw 2.1. 10/11/2024 Certified 10/28/2024 1
MIAX Amendments to MGEX Rulebook and Risk Manual re: Bitnomial Bitcoin Hashrate US Dollar Petahash Futures 05/07/2024 Certified 05/21/2024 2
MIAX Weekly notification of rule amendments regarding spread and outright margin rate changes. 03/30/2017 Notified 03/30/2017 1
MIAX Correction of Rule cross-reference error 01/10/2022 Notified 01/10/2022 1
MIAX Amendment to Rule 23.8.1 (Bitnomial bitcoin options) 03/15/2024 Certified 03/29/2024 1
MIAX Notification of margin change to outright and spread products 11/02/2017 Notified 11/02/2017 1
MIAX Notification of changes to clearing and exchange margin requirements 06/22/2017 Notified 06/22/2017 1
MIAX MGEX Bylaw Amendment 07/24/2024 Certified 08/07/2024 1
MIAX Notification of changes to HRSW spread margin rates 06/07/2018 Notified 06/07/2018 1
MIAX Amendment of Rule 2106.00. 02/25/2021 Certified 03/11/2021 1
MIAX The purpose of the amendment is to remove language regarding the early open outcry trading hours for options due to a change in release time of USDA reports and to allow MGEX flexibility to adopt changes to its submission and fine requirements. 11/07/2012 Certified 11/24/2012 1
MIAX Notification of margin changes made effective last week. 04/19/2018 Notified 04/19/2018 1
MIAX Weekly notification of rule amendments regarding spot month margin add-on charges. 02/16/2017 Notified 02/16/2017 1
MIAX Amendments to Bylaws 05/28/2020 Certified 06/11/2020 1
MIAX Notification of margin changes made during the prior week 06/10/2021 Notified 06/10/2021 1
MIAX Revisions to MGEX Risk Manual to incorporate clearing of BRIXX Index futures contracts 10/01/2021 Certified 10/18/2021 2
MIAX Proposed Rule Amendments in relation to MGEX Board of Directors delegated authority. 06/23/2023 Certified 07/10/2023 1
MIAX Amend Rule 2104 to remove current security deposit limits for clearing members and permit the flexibiltiy to establish such amounts as the clearing house determines necessary. 01/14/2008 Certified 02/04/2008 1
MIAX Notice of margin changes 11/11/2021 Notified 11/11/2021 1
MIAX Notification of margin changes made prior week 09/30/2022 Notified 09/30/2022 1
MIAX Updates to MGEX Rules Chapter 21 06/26/2023 Certified 07/11/2023 1
MIAX Extension of trading hours and deadline for submission of information to the clearing house 06/08/2012 Certified 06/22/2012 1
MIAX Amendment and adoption of new definition and Regulations in connection with liquidity risk management. Amendment of Resolution in order for the MGEX Board of Directors to delegate certain risk management powers. 12/30/2013 Certified 01/15/2014 1
MIAX Notification of margin change 10/12/2018 Notified 10/12/2018 1
MIAX Change in defined term relating to Bitnomial Settlement Facility 03/04/2021 Certified 03/18/2021 1
MIAX MGEX Board and Exchange Committee Charters 03/25/2024 Certified 04/08/2024 2
MIAX Amendment to allow electronic warehouse receipts instead of paper warehouse receipts 05/23/2017 Certified 06/07/2017 1
MIAX Rule certification submission for updates to the MGEX Rulebook in connection with recovery and wind-down plans. 11/11/2014 Withdrawn 11/18/2014 1
MIAX Revisions to Risk Manual 11/15/2021 Certified 11/30/2021 2
MIAX Amendments to MGEX Bylaws 02/02/2024 Certified 02/16/2024 2
MIAX Amendment to Rule 2102.00 to clarify and codify routine daily operation to collect intra-day variations from clearing members. 11/09/2007 Certified 11/16/2007 1
MIAX Clean-up of rules related to clearing fees. 12/18/2012 Certified 01/04/2013 1
MIAX Notification of margin changes made in the prior week. 12/12/2019 Notified 12/12/2019 1
MIAX Amendments to regulations to clarify and improve Clearing House default procedures and other operational procedures 03/20/2008 Certified 03/21/2008 1
MIAX New Clearing System Rule Amendments 05/09/2023 Certified 05/23/2023 1
MIAX Chapter 21 Amendments 02/10/2023 Certified 02/27/2023 1
MIAX Changes to comply with CFTC Part 39 DCO rules effective May 7, 2012. 04/19/2012 Certified 05/04/2012 1