| LX |
LedgerX Operations Manual Revision |
10/20/2020 |
Certified |
11/03/2020 |
|
2 |
| LX |
DCO Rulebook Amendments |
08/04/2022 |
Certified |
08/18/2022 |
|
2 |
| LX |
Amendment to Participant Agreement |
08/04/2022 |
Certified |
08/18/2022 |
|
2 |
| LX |
Revisions to DCO Rulebook |
03/15/2024 |
Certified |
03/29/2024 |
|
3 |
| LX |
40.6(d) non-substantive amendments to DCO Rulebook, DCM Rulebook, SEF Rulebook, Participant Agreement, Privacy Policy, and User Agreement. |
11/16/2022 |
Notified |
11/16/2022 |
|
1 |
| LX |
LedgerX revised Rulebook |
06/10/2021 |
Certified |
06/24/2021 |
|
3 |
| LX |
LedgerX Updated Operations Manual |
11/30/2020 |
Certified |
12/14/2020 |
|
2 |
| LX |
Rulebook updates to reflect new d/b/a MIAX Derivatives Exchange |
06/07/2024 |
Notified |
06/07/2024 |
|
1 |
| LX |
Updates to Participant Agreement |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
| LX |
Amendments and changes to LedgerX's Rulebook, Operations Manual, and AML Policy in regards to changes in order types and expansion of operations to Singapore as previously discussed with DCR and DMO staff. |
06/11/2018 |
Certified |
06/25/2018 |
|
3 |
| LX |
Weekly notification, withdrawal fee change |
11/12/2021 |
Notified |
11/12/2021 |
|
1 |
| LX |
Updates to Participant Agreement, User Agreement, and Privacy Policy |
03/10/2022 |
Certified |
03/24/2022 |
|
2 |
| LX |
Revision of Compliance Manual |
10/03/2022 |
Withdrawn |
10/13/2022 |
|
3 |
| LX |
Updates to User Agreement |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
| LX |
Submission of revised fee schedule. |
03/04/2020 |
Certified |
03/18/2020 |
|
2 |
| LX |
Privacy Policy updates |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
| LX |
Submission of Revised BCDR Plan and Operations Manual |
03/04/2020 |
Certified |
03/18/2020 |
|
3 |
| LX |
LederX Operations Manual Revision |
01/11/2021 |
Certified |
01/26/2021 |
|
2 |
| LX |
LedgerX Updated BCDR Plan |
06/13/2021 |
Certified |
06/25/2021 |
|
4 |
| LX |
Revised operations manual |
11/14/2017 |
Certified |
11/29/2017 |
|
3 |
| LX |
LedgerX Digital Currency Custody Manual |
06/14/2021 |
Certified |
06/28/2021 |
|
4 |
| LX |
Amendment to Rule 13.3.2 conforming to prior amendment to Rule 7.2. |
12/21/2023 |
Certified |
01/08/2024 |
|
3 |
| LX |
LedgerX Revised Operations Manual |
06/15/2021 |
Certified |
06/29/2021 |
|
5 |
| LX |
Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate 24-hour trading as previously discussed with DMO and DCR staff. |
05/01/2018 |
Certified |
05/15/2018 |
|
3 |
| LX |
Operations manual update reflecting process changes related to ACH deposits. |
10/11/2022 |
Certified |
10/25/2022 |
|
3 |
| LX |
LedgerX Amended Rulebook |
03/12/2021 |
Withdrawn |
03/25/2021 |
|
1 |
| LX |
Operations Manual - Unredacted |
03/12/2021 |
Certified |
03/26/2021 |
|
2 |
| LX |
Operations Manual Redacted |
03/12/2021 |
Withdrawn |
03/18/2021 |
|
1 |
| LX |
Amendment to rule regarding participant eligibility criteria, and introduction of rules regarding transfers of trades |
10/22/2018 |
Certified |
11/05/2018 |
|
1 |
| LX |
Revised LedgerX Participant Agreement |
03/12/2021 |
Withdrawn |
03/25/2021 |
|
1 |
| LX |
Modification to the number of confirmations before Participant bitcoin is available for use as collateral. |
11/29/2018 |
Certified |
12/13/2018 |
|
2 |
| LX |
LedgerX Revised Enterprise Risk Management Plan |
06/18/2019 |
Certified |
07/02/2019 |
|
2 |
| LX |
LedgerX Fee Filing |
12/09/2020 |
Notified |
12/09/2020 |
|
1 |
| LX |
Amendments to Rulebook. |
01/29/2018 |
Certified |
02/12/2018 |
|
1 |
| LX |
Amendments to Operations Manual. |
01/29/2018 |
Withdrawn |
02/09/2018 |
|
5 |
| LX |
Rulebook Amendments for the LedgerX DCM |
06/24/2019 |
Certified |
07/09/2019 |
|
2 |
| LX |
Emergency filing - BitGo Please note - Implementation date is hard coded. This is an emergency filing that will go into effect today, March 16, 2020. |
03/16/2020 |
Certified |
03/30/2020 |
|
2 |
| LX |
LedgerX New Fee Schedule |
06/23/2021 |
Notified |
06/23/2021 |
|
3 |
| LX |
DCO Rulebook Revisions |
08/20/2024 |
Certified |
09/04/2024 |
|
3 |
| LX |
Revisions to LedgerX DCO Rulebook |
11/15/2023 |
Certified |
11/30/2023 |
|
3 |
| LX |
CFTC Rule 39.3 and 40.5(a) submission regarding transfer of open interest |
08/21/2024 |
Approval Pending (45) |
08/21/2024 |
|
1 |
| LX |
Revisions to LLC Operating Agreement |
07/07/2023 |
Certified |
07/21/2023 |
|
1 |
| LX |
Operations manual amendment |
10/18/2017 |
Withdrawn |
10/31/2017 |
|
3 |
| LX |
New Fee Schedule |
10/25/2024 |
Certified |
11/08/2024 |
|
1 |
| LX |
Updated Operations Manual |
12/03/2021 |
Certified |
12/17/2021 |
|
3 |
| LX |
Update to LedgerX Fee Schedule |
09/23/2020 |
Notified |
09/23/2020 |
|
1 |
| LX |
Compliance Manual Version Control |
10/22/2021 |
Notified |
10/22/2021 |
|
3 |
| LX |
BCDR Plan Enhancements |
03/21/2022 |
Certified |
04/04/2022 |
|
2 |
| LX |
LedgerX Updated Rulebook |
01/31/2021 |
Certified |
02/12/2021 |
|
1 |
| LX |
LedgerX Participant Incentive Promotion |
03/20/2020 |
Certified |
04/03/2020 |
|
2 |
