Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHSA LCH SA is submitting for self-certification the proposed changes necessary to implement a new end of day price contribution window for CDX North American indices and related single names. 02/14/2018 Certified 03/01/2018 1
LCHSA LCH SA submits this Weekly Notification of CDS Clearing rule amendments 05/02/2019 Notified 05/02/2019 1
LCHSA LCH SA is proposing to amend its CDS Clearing Rules and Liquidity Risk Modelling Framework. 08/29/2023 Certified 09/13/2023 9
LCHSA LCH SA is proposing to amend its CDS Clearing Rule Book in order to offer client clearing services in respect of single name CDS to US customers of its clearing members. 04/09/2021 Certified 04/23/2021 8
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes related to the proposed acceptation of clients' self-referencing transactions on their clearing broker. 01/02/2018 Certified 01/16/2018 4
LCHSA LCH.Clearnet SA is submitting for self-certification some amendments to the Section 4 of the CDS Clearing Procedures to take into account the ISDA Semi-Annual Roll initiative lead by ISDA. 12/02/2015 Certified 12/15/2015 1
LCHSA LCH SA is submitting for self-certification the amendments to its rules in order to incorporate new terms and to make conforming, clarifying and changes to permit the clearing of options on index credit default swap in respect of North American indices. 11/16/2020 Certified 11/30/2020 4
LCHSA LCH SA is submitting for self-certification the proposed amendments to the CDSClear fee grid (Unlimitted Tariff and Options clearing service). 12/20/2018 Certified 01/28/2019 1
LCHSA LCH.Clearnet SA is submitting for self-certification some amendments to the CDS Clearing Rules and the Access Agreement related to (i) the automation of the auto-repay function in the CDSClear treasury system and (ii)the access to the CDS reports. 11/02/2015 Certified 11/17/2015 1
LCHSA LCH.Clearnet SA will be subject to the reporting obligation introduced by the EU regulations as of 12 February 2014. 01/28/2014 Certified 02/12/2014 1
LCHSA The purpose of this change aims at adding to the list of Authorised Matching Platform Bloomberg Global Ltd for intraday clearing service. 11/03/2015 Certified 11/18/2015 1
LCHSA LCH SA is proposing to amend its CDS Clearing Rules in order to address narrowly tailored credit events (NTCE). 01/06/2020 Certified 01/17/2020 1
LCHSA LCH SA is submitting for self-certification the changes related to the proposed extension of the CDSClear services to the clearing of options on index credit default swaps. 09/22/2017 Certified 10/06/2017 2
LCHSA LCH SA is proposing to amend its Reference Guide: CDSClear Margin Framework in order to allow Index BasisPackages margining as single instrument 12/03/2019 Certified 12/17/2019 2
LCHSA LCH SA is submitting for self-certification the proposed amendments to LCH SA's CDS Clearing Rules required by (i) the need to comply with CFTC Regulation 39.13(g)(8)(ii) and (ii) the proposal to enhance the CDSClear service. 03/07/2022 Certified 03/21/2022 1
LCHSA LCH SA is submitting for self-certification the Rule Book changes related to the proposed extension of the CDSClear services to the clearing of options on index credit default swaps. 09/22/2017 Certified 10/06/2017 3
LCHSA LCH SA is submitting for self-certification the new fee grid related to the proposed extension of the CDSClear services to the clearing of options on index credit default swaps. 09/22/2017 Certified 10/06/2017 1
LCHSA CDSClear Risk refinements Phase 2 seeks to refine further CDSClear margins while ensuring that LCH.Clearnet risk standards continue to be met. This Submission relates to Lot 1 for which implementation date is expected early August 2015. 07/21/2015 Certified 08/03/2015 2
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes to the CDSClear fee grid as a consequence of the evolution of the CDSClear business and activities. The new fee grid will be effective as of January 1st, 2017. 12/15/2016 Certified 12/29/2016 1
LCHLTD Amendments to rules to admit Futures Commission Merchants to join the EnClear and Nodal service and clear transactions on behalf of their clients. 09/25/2012 Certified 10/11/2012 1
LCHLTD Rule changes to include provisions for Custodial Segregated Accounts, a new type of client account being offered under LCH's EMIR Client account model. 12/15/2016 Certified 12/30/2016 1
LCHLTD LCH is submitting for self-certification changes to the ForexClear fee schedule. 12/15/2021 Certified 12/30/2021 1
LCHLTD In exceptional circumstances, LCH.Clearnet will manually accept a SwapClear Transaction on behalf of a Clearing Member that is unable to do so itself, rule changes are being implemented to describe the acceptance process. 07/23/2015 Certified 08/06/2015 1
LCHLTD LCH is submitting for self-certification corrections to the ForexClear Product Specific Contract Terms and Eligibility Criteria Manual and FCM Product Specific Contract Terms and Eligibility Criteria Manual. 01/06/2022 Certified 01/21/2022 3
LCHLTD Pursuant to CFTC, LCH Limited is submitting for self-certification changes to its Rulebook required to implement a new initiative permitting ForexClear Clearing Members to contribute to the default fund in EUR cash. 05/03/2023 Certified 05/16/2023 1
LCHLTD LCH proposes adding a provision limiting use of Information received by Potential Transferees in default scenarios for the purpose of assessing the transfer of one or more of the Defaulter's FCM Contract(s) / collateral, to be used for this purpose only. 12/14/2023 Certified 12/29/2023 1
LCHLTD LCH.Clearnet Limited has self-certified changes to its General Default Fund, to be effective on November 6, 2013. 10/17/2013 Certified 11/01/2013 1
LCHLTD Changes to the LCH Margin Collateral Haircut Schedule 11/21/2016 Withdrawn 11/29/2016 2
LCHLTD LCH Limited Self-Certification: SwapClear Messaging Service fee and fee holiday for Pension Funds related to backloaded trades 04/16/2021 Certified 04/29/2021 1
LCHLTD LCH plans to begin accepting Caisse D'amort Dette Soc (Cades) securities as collateral to meet initial margin requirements. 11/05/2021 Certified 11/19/2021 2
LCHLTD Self-certification of rulebook changes due to industry modifications to the EURIBOR, CIBOR, and NIBOR index rates. 10/17/2013 Certified 11/01/2013 1
LCHLTD LCH notification is in respect to non-substantive amendments to various parts of its Rulebook. These include correction of minor errors and to section references as well as addition of clarification wording. 10/27/2017 Notified 10/27/2017 1
LCHLTD LCH Limited Self-Certification: FCM - Treatment of Accounts under Common Beneficial Ownership 12/04/2019 Certified 12/18/2019 1
LCHLTD Pursuant to the CFTC Regulation 40.6(a), LCH Limited ("LCH"), a derivatives clearing organization registered with the CFTC, is submitting for self-certification changes to the ForexClear fees that will be published on the LCH website. 12/14/2023 Certified 12/29/2023 1
LCHLTD LCH is submitting for self-certification proposed amendments to the Terms of Reference for certain committees of its Board of Directors. 12/16/2022 Certified 12/30/2022 1
LCHLTD Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period 11/05/2015 Certified 11/20/2015 1
LCHLTD In order to ensure the LCH rules align with the scope of LCH's Japanese license requirements, LCH is amending its rulebook Procedures Section 1 and FCM Procedures, where required, to provide for the restrictions on Japanese Clearing Members. 06/16/2023 Certified 07/03/2023 1
LCHLTD LCH Limited Self-Certification: SwapClear R4 Service Release 11/20/2020 Certified 12/07/2020 1
LCHLTD LCH proposes changes to its rules to allow a FCM Clearing Member to take certain actions to reduce the risk arising from the default of one or more FCM customers. 04/18/2018 Certified 05/02/2018 1
LCHLTD LCH Limited Self-Certification: Rates Reform - USD LIBOR fallback and conversion fees 01/20/2023 Certified 02/03/2023 3
LCHLTD Changes in the start and end dates of accrual periods to calculate interest - default fund interest will align to this new calendar based accrual 04/21/2015 Certified 05/05/2015 1
LCHLTD LCH Limited Self-Certification: Listed Rates fee discount 07/15/2019 Certified 07/29/2019 1
LCHLTD LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 09/06/2023 Certified 09/19/2023 2
LCHLTD Emergency rule certification to provide for a post-registration margin determination for trades below block size. 11/07/2013 Certified 11/23/2013 1
LCHLTD Minor amendments to the LCH.Clearnet Limited Rulebook to clarify Clearing Member PPS contingency testing requirements. 06/09/2015 Certified 06/22/2015 1
LCHLTD LCH changes to its London Deposit Rate (LDR) paid on clearing member cash balances held within the SwapClear and ForexClear services. These changes became effective on 14 December 2016. 12/16/2016 Notified 12/16/2016 1
LCHLTD LCH Limited Self-Certification: Complaints Procedure 04/17/2020 Certified 05/01/2020 1
LCHLTD Changes to LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate and RepoClear Deposit Rate 06/19/2023 Notified 06/19/2023 1
LCHLTD LCH.Clearnet is clarifying rights exercised under Regulation 46A and Regulation 45, the Clearing House makes a recovery in respect of the Treasury Default, the Clearing House will (after replenishing its own expenses). 06/09/2015 Certified 06/22/2015 1
LCHLTD LCH is submitting for self-certification changes to its rules regarding the payment of USD denominated Variation Margin by Futures Commission Merchants of its SwapClear service. 11/01/2017 Certified 11/16/2017 1