Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH LTD change to its London Deposit Rate (LDR) applicable to cleared cash balances of clearing members of the SwapClear and ForexClear services. 05/25/2018 Notified 05/25/2018 1
LCHLTD Rule changes to reflect SwapClear service being operational at 5 am, in LCH's discretion, and to clarify certain provisions applicable to the Rates service 02/08/2017 Certified 02/22/2017 1
LCHLTD LCH is self-certifying changes to its rules to support LCH's compliance with Swap Data Reporting Requirements under Part 45 of the CFTC rules. 09/19/2017 Certified 10/03/2017 1
LCHLTD Changes to the rulebook to remove Hong Kong payments section and other administrative changes. 06/06/2019 Certified 06/20/2019 1
LCHLTD LCH Limited Self-Certification: SwapClear Transfers 11/26/2019 Certified 12/11/2019 1
LCHLTD LCH is submitting for self-certification changes to its rules regarding the extension of open access to Approved Compression Service\r\nProviders. 10/24/2023 Certified 11/07/2023 1
LCHLTD Self-certification relating to confidential information 05/12/2014 Certified 05/27/2014 1
LCHLTD The Proposal is for LCH to invest FCM Euro-denominated cash collateral in Euro denominated sovereign debt issued by the French Republic and the Federal Republic of Germany, in accordance with the relief provided by the CFTC. 09/04/2020 Certified 09/21/2020 1
LCHLTD LCH Limited Self-Certification: Updated close out process for SOFR transition 07/10/2020 Certified 07/23/2020 1
LCHLTD LCH Limited Self-Certification: Rulebook Miscellaneous Amendments 05/07/2019 Certified 05/21/2019 1
LCHLTD LCH Limited Self-Certification: Variable Notional OIS - remaining currencies extension 04/12/2021 Certified 04/23/2021 1
LCHLTD LCH Limited is submitting for self-certification changes to its rulebook provisions to ensure such provisions align with the current SwapClear environment. 05/29/2018 Certified 06/12/2018 1
LCHLTD LCH Limited Self-Certification: Excess Sub-Account 05/07/2019 Certified 05/21/2019 1
LCHLTD ForexClear tariff waiver for Non-deliverable Options 10/15/2020 Certified 10/28/2020 1
LCHLTD LCH is submitting for self-certification revisions to its rules to extend the maximum tenor for certain swaps denominated in Singapore Dollar. 05/31/2022 Certified 06/14/2022 3
LCHLTD Extension of Variation Margin settlement to client contracts and allowing partial conversion of contracts from Collateralised-to-Market ("CTM") to Settled-to-Market ("STM") 08/15/2016 Certified 08/29/2016 1
LCHLTD LCH is submitting for self-certification revisions to its rules to provide for the requirement for annual member testing of contingency payment arrangements. 05/31/2022 Certified 06/14/2022 3
LCHLTD Pursuant to Commodity Futures Trading Commission ("CFTC") regulation 40.6(a), LCH Limited, a derivatives clearing organization ("DCO") registered with the CFTC is submitting for self-certification proposed clarifications to the ForexClear Opening Hours. 07/29/2022 Certified 08/12/2022 3
LCHLTD Notification of changes to the LCH Limited's LDR, CDR, FCM LDR and RDR. 03/20/2023 Notified 03/20/2023 1
LCHLTD Allocation of SwapClear contracts: changes to rules to allow an unallocated Futures Commission Merchant ("FCM") SwapClear Contract to be allocated from a suspension sub-account of an FCM to the Client account of another Clearing Member which is not an FCM 08/15/2016 Certified 08/29/2016 1
LCHLTD Changes to rules related to the treatment of trades to be registered for clearing depending upon the execution venue and availability of the required margin. 08/15/2016 Certified 08/29/2016 1
LCHLTD BAU Portfolio Transfer processes in SwapClear 08/15/2016 Certified 08/29/2016 1
LCHLTD LCH Limited self certifies rule changes concerning the termination of Clearing Member Status in the context of Polish Law 03/18/2019 Certified 04/01/2019 1
LCHLTD LCH Limited Self-Certification: SwapClear decompression 10/16/2020 Certified 10/29/2020 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 September. 09/22/2021 Notified 09/22/2021 1
LCHLTD Weekly Notification of changes on LCH website regarding holiday calendars relevant to the ForexClear service 05/08/2019 Notified 05/08/2019 1
LCHLTD Change to the LCH LTD London Deposit Rate (LDR) applicable to cash balances held on SwapClear and ForexClear services clearing member accounts. 02/23/2018 Notified 02/23/2018 1
LCHLTD LCH Limited self certifies rule changes concerning new legislation in the context of the withdrawal of the United Kingdom ("UK") from the European Union ("EU") 03/19/2019 Certified 04/01/2019 1
LCHLTD Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. 11/05/2013 Certified 11/21/2013 1
LCHLTD Use of alternative interest rate source for PAI or PAA calculation, invoicing back of non-performing contracts and use of market data by LCH Group companies 05/16/2017 Certified 05/30/2017 1
LCHLTD Corrections to the Clearing House procedures allowing delivery of precious metals as margin collateral. 07/24/2012 Certified 08/08/2012 1
LCHLTD Introduction of GBP FRAs to be offerred for clearing within the SCM and European client clearing models. 03/16/2012 Certified 03/26/2012 1
LCHLTD Correction to SwapClear opening hours and support for additional financial centres 08/19/2016 Certified 09/02/2016 1
LCHLTD LCH self certifies changes to its rules on LCH delivery account details and opening hours related to the Listed Interest Rates clearing service 09/28/2016 Certified 10/12/2016 1
LCHLTD The proposed rules clarify that the FCMs' request for LCH to apply margin attributable to the FCM's customer account to the FCM's buffer account may only be accommodated if it is made in respect to all of the customers' accounts, and not some only. 11/18/2016 Certified 12/02/2016 1
LCHLTD LCH Limited is submitting for self-certification a change to its rules allowing ForexClear to offer clearing of FX Spot and Forwards in their own right, rather than only as hedges of FX Options contracts. 05/13/2019 Certified 05/24/2019 1
LCHLTD LCH Limited is submitting for self-certification amendments to its rules regarding the contributions ForexClear Clearing Members make to the ForexClear Default Fund, and how the amount of these contributions are allocated between such Clearing Members. 01/07/2020 Certified 01/21/2020 1
LCHLTD LCH Ltd is submitting for self-certification amendments to its rules in respect of business as usual ("BAU") portfolio transfers within the ForexClear clearing service. 02/20/2020 Certified 03/04/2020 1
LCHLTD LCH Limited Self-Certification: Capping the number of ballots in service continuity 12/30/2020 Certified 01/13/2021 1
LCHLTD Notification of changes to London Deposit Rate applicable to cash balances held on SwapClear and ForexClear services clearing member accounts. 02/19/2021 Notified 02/19/2021 1
LCHLTD Amendments to Regulations and Procedures to extend coverage of the existing ForexClear Non-Deliverable Forward (NDF) service for clearing NDF FX to five additional currency pairs. 07/19/2012 Certified 08/03/2012 1
LCHLTD Changes to client fee schedule to reflect fees for multilateral compression facility for clients 08/19/2016 Certified 09/02/2016 1
LCHLTD The SwapClear service has onboarded Bloomberg Trading Facility B.V. as a new trading venue. 03/22/2019 Notified 03/22/2019 1
LCHLLC Self-certification of rulebook changes due to industry modifications to the EURIBOR, CIBOR, and NIBOR index rates. 10/17/2013 Certified 11/01/2013 1
LCHLLC Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period 11/05/2015 Certified 11/20/2015 1
LCHLLC Changes to membership classifications; creation of OTC Customer Segregated Account; procedures for clearing of new OTC contracts; amending settlement, performance bond, and default procedures 08/30/2010 Certified 08/30/2010 1
LCHLLC Emergency rule certification to provide for a post-registration margin determination for trades below block size. 11/07/2013 Certified 11/23/2013 1
LCHLLC Rule change clarifying how FCM Clearing Member requests for the return of excess amounts will be treated where the request does not specify whether the FCM clearing member seeks the return of Unallocated Excess or FCM Buffer. 11/08/2013 Certified 11/26/2013 1
LCHLLC LCH.Clearnet LLC, in connection with its acquisition of International Derivatives Clearinghouse, LLC, has submitted its Rulebook consisting of regulations and procedures and a compliance matrix demonstrating its compliance with the DCO Core Principles. 08/24/2012 Approved 01/23/2013 LCH.Clearnet LLC acquired the International Derivatives Clearinghouse, LLC. 2
LCHLLC Amendments to LCH.Clearnet LLC's Rules and Regulations concerning the introduction of Legally Segregated, Operationally Commingled ("LSOC") Accounts under CFTC Regulation Part 22. 10/26/2012 Certified 11/10/2012 1