Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 ICE Clear Europe intends to publish the Circular to provide guidance as to the interpretation of references to European Union ("EU") directives and regulations in the ICE Clear Europe Clearing Rules and Procedures in the event of Brexit. 06/10/2019 Certified 06/24/2019 2
ICLREU2 ICE Clear Europe is adopting new Futures and Options Default Management Procedures, which will supplement the Clearing House's existing F&O Default Management Policy. 06/12/2023 Certified 06/27/2023 2
ICLREU2 Amendments to certain Financial Power contracts: alterations to the last trading day and/or the contract series; changes to last trading day will not affect final settlement price 04/05/2012 Certified 04/20/2012 1
ICLREU2 ICE Clear Europe is amending its delivery fee for ICE Futures Europe Carbon Credit Futures Contracts. 04/30/2024 Certified 05/14/2024 2
ICLREU2 The purpose of the amendments is to modify the ICE Clear Europe Finance Procedures to add Australian dollars ("AUD") as a currency eligible for variation margin and settlement payments for financials and softs contracts in the F&O product category which s 06/16/2017 Certified 06/30/2017 2
ICLREU2 ICE Clear Europe is amending Part A of its Delivery Procedures in connection with the contemplated transition of the trading of Deliverable EU Emissions Contracts from ICE Futures Europe to ICE Endex Markets B.V. 04/13/2021 Certified 04/27/2021 2
ICLREU2 To amend the ICE Clear Europe End-of-Day Pricing Discovery Policy to accommodate industry changes regarding the reduction of the frequency for which Single Name CDS contracts roll to the new on-the-run-contract. 12/03/2015 Certified 12/17/2015 2
ICLREU2 ICE Clear Europe Limited is submitting its Outsourcing Policy which would set out in a consolidated document how the Clearing House manages outsourcing arrangements with third party providers and affiliates of the Clearing House 08/01/2022 Certified 08/15/2022 2
ICLREU2 Rule amendments to existing delivery procedures to accomodate new energy futures contracts to be listed on ICE Futures Europe and cleared by ICE Clear Europe. 04/12/2013 Certified 04/27/2013 1
ICLREU2 ICE Clear Europe is updating its Model Risk Policy to clarify that the timeframe for re-validation of existing models is at least annually. 01/19/2024 Certified 02/02/2024 2
ICLREU2 Amendments to Part CC of ICEU Delivery Procedures to revise certain timing-related delivery specifications applicable to Midland West Texas Intermediate American Gulf Coast Crude Oil Futures ("Midland WTI Contracts"). 03/07/2022 Certified 03/21/2022 2
ICLREU2 ICE Clear Europe is amending its Delivery Procedures to add a new Part EE regarding delivery procedures relating to a new natural gas futures contract. 03/22/2019 Certified 04/05/2019 2
ICLREU2 ICE Clear Europe is proposing to adopt a new Futures & Options Capital-to-Margin And Shortfall Margin Policy. 03/22/2019 Certified 04/05/2019 2
ICLREU2 ICE Clear Europe Limited proposes to amend its Liquidity Management Procedures and Investment Management Procedures to make certain clarifications and updates 11/04/2021 Certified 11/19/2021 2
ICLR US Amendment to internal Default Management Procedures 09/29/2016 Certified 10/14/2016 3
ICLR US Rule 5.03 of ICE Futures U.S. is amended to allow different margin rates for arbitrge positions in coffee, sugar, and cocoa futures and options - positions held on Euronext-LIFFE. Member firms must collect margin applicable to arbitrage positions. 10/17/2007 Certified 10/22/2007 1
ICLR US Changes to acceptable collateral 03/30/2017 Certified 04/13/2017 2
ICLR US Amendment to procedures regarding valuation of maturing US Treasury securities. 04/15/2014 Certified 04/30/2014 1
ICLR US Change to Concentration Charge for Agricultural Products 03/31/2017 Certified 04/14/2017 2
ICLR US ICUS is amending its Risk Management Framework to provide for enhancements related to concentration charges for agricultural products. 01/09/2018 Certified 01/24/2018 2
ICLR US Default Fund Rule Amendment Approved 08/20/2002 Approved 08/20/2002 0
ICLR US Amendment and clarification re: original margin and treatment of confidential information 01/31/2014 Certified 02/15/2014 1
ICLR US ICUS proposes to adopt amendments to its Rules to enhance certainty, clarity and readability and better reflect current business practices and processes relating to a variety of matters. 10/03/2017 Certified 10/18/2017 2
ICLR US ICUS proposes to amend the Default Management Procedures to (i) update references to ICUS's By-Laws and Rules; (ii) make reference to ICUS's Default Auction Procedures; and (iii) revise templates for use during default management. 10/04/2017 Certified 10/19/2017 2
ICLR US ICUS is amending its Risk Management Framework in order to implement revised margin statistics. 09/02/2015 Certified 09/17/2015 2
ICLR US Proposed amendments to ICUS's Risk Management Framework in order to address newly applicable amendments to Part 39 of the CFTC's regulations. 01/08/2021 Certified 01/25/2021 2
ICLR US Mutual Funds Guaranty Fund 10/03/2006 Certified 10/03/2006 0
ICLR US Settlement Premiums 07/13/2006 Certified 07/13/2006 1
ICLR US Amendment to ICUS's Risk Management Framework related to the criteria applicable to, and monitoring of, ICUS's financial service providers. 03/29/2019 Certified 04/12/2019 2
ICLR US Proposed amendments to ICUS's Rules in order to address newly applicable amendments to Part 39 of the CFTC's regulations. 01/08/2021 Certified 01/25/2021 1
ICLR US Amendments to the ICE Clear U.S. Default Auction Procedures 03/01/2021 Certified 03/15/2021 2
ICLR US NYBOT Pass Through Letters of Credit 07/13/2006 Certified 07/13/2006 1
ICLR US ICE Clear US is amending Rule 701 as part of a broader program to comply with the recently implemented European Union General Data Protection Regulation. 06/11/2018 Certified 06/25/2018 1
ICLR US Liability, Options premiums, Default 07/12/2006 Certified 07/12/2006 1
ICLR US Clearing Member Loans 04/06/2006 Certified 04/06/2006 1
ICLR US Clearing Guarantee 03/27/2006 Certified 03/27/2006 1
ICLR US Amendments to rules to replace the terms "NYBOT" and "Exchange" with the term "ICE Futures U.S." 02/10/2009 Certified 02/12/2009 1
ICLR US CLS System 07/13/2006 Certified 07/13/2006 0
ICLR US New rules provide for the clearing of Iron Ore Swaps 11/20/2009 Certified 11/30/2009 1
ICLR US Rule 502 amended to delete unneeded paragraph and to authorize staff to determine original margin requirements 11/13/2009 Certified 11/30/2009 1
ICLR US Amendment to Collateral Policy 12/22/2016 Withdrawn 01/06/2017 2
ICLR US Changes to Risk Management Framework 12/22/2016 Certified 01/09/2017 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework - ICE Risk Model 1 and ICE Risk Model 2 Concentration Charges - Submission Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6(a) 09/12/2023 Certified 09/26/2023 2
ICLR US Amendments eliminate the use of Letters of Credit as Clearing Member Original Margin at ICE Clear US. 06/24/2011 Certified 06/24/2011 1
ICLR US Amendments to modify clearing member eligibility requirements to no longer reference ICE Futures US exchange rules. 06/24/2011 Certified 06/24/2011 1
ICLR US ICUS is amending its Risk Management Framework in order to clarify its original margin calculation, harmonize its internal rating models and codifying many factors it considers when exercising its discretion to increase the original margin requirement. 10/15/2018 Certified 10/29/2018 2
ICLR US Delisting cleared only coffee, sugar and cocoa swaps as and when there is no open interest 10/24/2011 Certified 10/25/2011 1
ICLR US Rule amendments to allow DCO President to require additional margin be deposited to preserve DCO fiscal integrity and an orderly marketplace when certain conditions are determined to exist. 09/30/2009 Certified 10/05/2009 1
ICLR US ICUS is amending Chapter 2 of the Rules to revise, reorganize and clarify various membership requirements 06/26/2017 Withdrawn 07/10/2017 2
ICLR US ICUS proposes to adopt amendments to its Rules relating to default management, recovery and wind-down following a clearing member default. 06/26/2017 Withdrawn 07/10/2017 3